SEC Form 4 · accession 0001140361-17-040812
TRUSTCO BANK CORP N Y · TRST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J McCormick
Officer — President & CEO
Period of report
Oct 31, 2017
Accepted (ET)
Nov 2, 2017 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Oct 31, 2017 | M | 150,000 | $8.29 | A | 1,033,748 | D | |
| COMMON STOCK | Oct 31, 2017 | F | 142,354 | $9.18 | D | 891,394 | D | |
| COMMON STOCK | holding | — | — | — | 443,122 | I | BY FAMILY |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION: RT-TO-BUYF1 | $8.29 | Oct 31, 2017 | M | 150,000 | D | — | Jun 2, 2018 | COMMON STOCK | 150,000 | 0 | D |
Explanation of responses
- F1Award vests in equal installments from first through fifth year following award date, beginning June 2, 2009.
Remarks
ADDITIONAL SHARES ACQUIRED BY REPORTING PERSON'S PARTICIPATION IN DIVIDEND REINVESTMENT AND/OR EMPLOYEE BENEFIT PLAN WITH DIVIDEND REINVESTMENT FEATURE.