SEC Form 4 · accession 0001140361-17-040811
TRUSTCO BANK CORP N Y · TRST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert T Cushing
Officer — Executive Vice President & COO
Period of report
Oct 31, 2017
Accepted (ET)
Nov 2, 2017 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Oct 31, 2017 | G | 70,876 | $0.00 | A | 70,878 | D | |
| COMMON STOCK | Oct 31, 2017 | M | 75,000 | $8.29 | A | 145,878 | D | |
| COMMON STOCK | Oct 31, 2017 | F | 70,876 | $9.13 | D | 75,002 | D | |
| COMMON STOCKF2 | Oct 31, 2017 | G | 75,000 | $0.00 | D | 2 | D | |
| COMMON STOCK | holding | — | — | — | 544,310 | I | BY SPOUSE |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION: RT-TO-BUYF3 | $8.29 | Oct 31, 2017 | M | 75,000 | D | — | Jun 2, 2018 | COMMON STOCK | 75,000 | 0 | D |
Explanation of responses
- F1Shares were transferred from spouse's account (indirect) to reporter's account (direct).
- F2Shares were transferred from reporter's account (direct) to spouse's account (indirect).
- F3Award vests in equal installments from first through fifth year following award date, beginning June 2, 2009.
Remarks
ADDITIONAL SHARES ACQUIRED BY REPORTING PERSON'S PARTICIPATION IN DIVIDEND REINVESTMENT AND/OR EMPLOYEE BENEFIT PLAN WITH DIVIDEND REINVESTMENT FEATURE.