SEC Form 4 · accession 0001225208-17-016811
DANA Inc · DAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodney R Filcek
Officer — SVP & Chief Acctg Offic
Period of report
Oct 31, 2017
Accepted (ET)
Nov 2, 2017 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Oct 31, 2017 | M | 23,470 | $10.00 | A | 50,251 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.25 | D | 50,151 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.25 | D | 50,051 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.24 | D | 49,951 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.24 | D | 49,851 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.235 | D | 49,751 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.235 | D | 49,651 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.23 | D | 49,551 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.225 | D | 49,451 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.225 | D | 49,351 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.22 | D | 49,251 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.22 | D | 49,151 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.218 | D | 49,051 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.2175 | D | 48,951 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.205 | D | 48,851 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.198 | D | 48,751 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.1975 | D | 48,651 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.195 | D | 48,551 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.118 | D | 48,451 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.095 | D | 48,351 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.081 | D | 48,251 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.075 | D | 48,151 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.065 | D | 48,051 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.051 | D | 47,951 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.05 | D | 47,851 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.04 | D | 47,751 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 192 | $30.225 | D | 47,559 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 200 | $30.20 | D | 45,559 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 200 | $30.195 | D | 45,359 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 200 | $30.19 | D | 44,959 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to BuyF1 | $10.00 | Oct 31, 2017 | M | 23,470 | D | Apr 16, 2009 | Apr 16, 2018 | Common Stock, par value $0.01 | 23,470 | 0 | D |
Explanation of responses
- F1Stock options granted vest in three (3) equal annual installments beginning on the first year anniversary date of the grant.