SEC Form 4 · accession 0001209191-17-059069
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Patrick Casey
Officer — Executive Vice President
Period of report
Nov 1, 2017
Accepted (ET)
Nov 3, 2017 · 1:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2017 | M | 34,945 | $67.70 | A | 144,378 | D | |
| Common StockF1 | Nov 1, 2017 | S | 34,945 | $201.381 | D | 109,433 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $67.70 | Nov 1, 2017 | M | 34,945 | D | — | Mar 5, 2020 | Common Stock | 34,945 | 0 | D |
Explanation of responses
- F1Sale prices ranged from $201.00 to $201.97. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- F2Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015.