SEC Form 4 · accession 0001225208-17-016810
DANA Inc · DAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D Pyle
Officer — Pres, Light Vehicle Driveline
Period of report
Oct 31, 2017
Accepted (ET)
Nov 2, 2017 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Oct 31, 2017 | M | 21,029 | $16.19 | A | 33,727 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | M | 20,000 | $14.67 | A | 53,727 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 100 | $30.461 | D | 53,627 | D | |
| Common Stock, par value $0.01 | Oct 31, 2017 | S | 4,260 | $30.46 | D | 49,367 | D | |
| Common Stock, par value $0.01F1 | Oct 31, 2017 | D | 41,029 | $30.49 | D | 8,338 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $16.19 | Oct 31, 2017 | M | 21,029 | D | Feb 25, 2014 | Feb 25, 2023 | Common Stock, par value $0.01 | 21,029 | 0 | D |
| Stock Appreciation Right | $14.67 | Oct 31, 2017 | M | 20,000 | D | May 1, 2013 | May 1, 2022 | Common Stock, par value $0.01 | 20,000 | 0 | D |
Explanation of responses
- F1Represents the total number of stock appreciation rights that were vested and cash settled.