SEC Form 4 · accession 0001225208-17-016875
HUNTINGTON BANCSHARES INC /MD/ · HBAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul G Heller
Officer — Sr. EVP & Chief Technology Off
Period of report
Nov 1, 2017
Accepted (ET)
Nov 3, 2017 · 11:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049196
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2017 | M | 132,048 | $7.06 | A | 543,011 | D | |
| Common Stock | Nov 1, 2017 | M | 15,797 | $6.33 | A | 558,808 | D | |
| Common Stock | Nov 1, 2017 | F | 98,826 | $13.875 | D | 459,982 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee/Director Stock Option (Right to Buy) | $7.06 | Nov 1, 2017 | M | 132,048 | D | May 1, 2014 | May 1, 2020 | Common Stock | 132,048 | 0 | D |
| Employee/Director Stock Option (Right to Buy) | $6.33 | Nov 1, 2017 | M | 15,797 | D | Oct 29, 2015 | Oct 29, 2019 | Common Stock | 15,797 | 0 | D |
| Employee/Director Stock Option (Right to Buy) | $9.08 | holding | — | — | — | May 1, 2015 | May 1, 2021 | Common Stock | 78,738 | 78,738 | D |
| Employee/Director Stock Option (Right to Buy) | $10.06 | holding | — | — | — | May 1, 2017 | May 1, 2026 | Common Stock | 82,949 | 82,949 | D |
| Employee/Director Stock Option (Right to Buy) | $10.89 | holding | — | — | — | May 1, 2016 | May 1, 2025 | Common Stock | 64,202 | 64,202 | D |
| Employee/Director Stock Option (Right to Buy) | $13.09 | holding | — | — | — | May 1, 2018 | May 1, 2027 | Common Stock | 74,733 | 74,733 | D |