SEC Form 4 · accession 0001209191-17-058856
Mondelez International, Inc. · MDLZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen J May
Officer — EVP, Human Resources
Period of report
Nov 1, 2017
Accepted (ET)
Nov 2, 2017 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001103982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 1, 2017 | M | 66,160 | $19.2987 | A | 391,397 | D | |
| Class A Common StockF1 | Nov 1, 2017 | F | 47,458 | $41.27 | D | 343,939 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $19.2987 | Nov 1, 2017 | M | 66,160 | D | — | Feb 2, 2018 | Class A Common Stock | 66,160 | 0 | D |
Explanation of responses
- F1This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 4, 2011 and expire on February 2, 2018, and to report the surrender of securities in payment of the exercise price and taxes.