SEC Form 4 · accession 0001225208-17-016877
HUNTINGTON BANCSHARES INC /MD/ · HBAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Helga Houston
Officer — Senior Exec. V. P.
Period of report
Nov 1, 2017
Accepted (ET)
Nov 3, 2017 · 1:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049196
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2017 | M | 92,716 | $7.06 | A | 499,824 | D | |
| Common Stock | Nov 1, 2017 | M | 54,347 | $6.77 | A | 554,171 | D | |
| Common Stock | Nov 1, 2017 | M | 51,000 | $9.08 | A | 605,171 | D | |
| Common Stock | Nov 1, 2017 | F | 39,937 | $13.80 | D | 565,234 | D | |
| Common Stock | Nov 1, 2017 | F | 41,913 | $13.806 | D | 523,321 | D | |
| Common Stock | Nov 1, 2017 | F | 69,120 | $13.815 | D | 454,201 | D | |
| Common Stock | Nov 2, 2017 | M | 28,328 | $7.06 | A | 482,529 | D | |
| Common Stock | Nov 2, 2017 | S | 6,313 | $13.771 | D | 476,216 | D | |
| Common Stock | Nov 2, 2017 | S | 8,200 | $13.77 | D | 468,016 | D | |
| Common Stock | Nov 2, 2017 | F | 14,455 | $13.835 | D | 453,561 | D | |
| Common Stock | Nov 2, 2017 | G | 4,725 | $0.00 | D | 448,836 | D | |
| Common StockF1 | holding | — | — | — | 9,461 | I | By Issuer's Supplemental Stock Purchase and Tax Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee/Director Stock Option (Right to Buy) | $6.77 | Nov 1, 2017 | M | 54,347 | D | May 1, 2013 | May 1, 2019 | Common Stock | 54,347 | 0 | D |
| Employee/Director Stock Option (Right to Buy) | $7.06 | Nov 1, 2017 | M | 92,716 | D | May 1, 2014 | May 1, 2020 | Common Stock | 92,716 | 28,328 | D |
| Employee/Director Stock Option (Right to Buy) | $9.08 | Nov 1, 2017 | M | 51,000 | D | May 1, 2015 | May 1, 2021 | Common Stock | 51,000 | 17,001 | D |
| Employee/Director Stock Option (Right to Buy) | $7.06 | Nov 2, 2017 | M | 28,328 | D | May 1, 2014 | May 1, 2020 | Common Stock | 28,328 | 0 | D |
| Employee/Director Stock Option (Right to Buy) | $10.06 | holding | — | — | — | May 1, 2017 | May 1, 2026 | Common Stock | 72,580 | 72,580 | D |
| Employee/Director Stock Option (Right to Buy) | $10.89 | holding | — | — | — | May 1, 2016 | May 1, 2025 | Common Stock | 58,365 | 58,365 | D |
| Employee/Director Stock Option (Right to Buy) | $13.09 | holding | — | — | — | May 1, 2018 | May 1, 2027 | Common Stock | 64,056 | 64,056 | D |
Explanation of responses
- F1Total includes exempt acquisitions of shares in plan through September 6, 2017.