Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Jan 17, 2019

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

215 filings · trading day Jan 17, 2019Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 15, 2019 AMForm 4 →	Jan 16, 6:10 pm EST	CHARTER COMMUNICATIONS, INC. /MO/CHTR	Kevin D HowardSVP/CAO/Controller	9,905	$292.31	$2,182,679	706	—
Jan 15, 2019 MForm 4 →	Jan 16, 4:10 pm EST	MASIMO CORPMASI	Anand SampathChief Operating Officer	30,000	$21.97	$659,100	0	—
Jan 9, 2019 PForm 4/A →	Jan 16, 5:10 pm EST	Concrete Pumping Holdings, Inc.BBCP	Owl Creek Asset Management, L.P. +710% Owner	516,524	$0.75	$387,393	3,892,624	—
Jan 14, 2019 PForm 4 →	Jan 16, 5:22 pm EST	Concrete Pumping Holdings, Inc.BBCP	Owl Creek Asset Management, L.P. +710% Owner	453,501	$0.75	$340,126	4,376,100	—
Jan 15, 2019 AForm 4 →	Jan 16, 5:13 pm EST	AAR CORPAIR	Sean M. GillenVP-CFO	6,739	$37.15	$250,354	6,739	—	amended
Jan 15, 2019 AForm 4 →	Jan 17, 3:54 pm EST	CONOCOPHILLIPSCOP	Charles E BunchDirector	3,320	$66.27	$220,016	21,532	—
Jan 15, 2019 AForm 4 →	Jan 17, 3:57 pm EST	CONOCOPHILLIPSCOP	Caroline Maury DevineDirector	3,320	$66.27	$220,016	7,083	—
Jan 14, 2019 MForm 4 →	Jan 16, 5:32 pm EST	ServiceNow, Inc.NOW	Chirantan Jitendra DesaiChief Product Officer	2,031	$81.40	$165,323	88,721	—
Jan 15, 2019 AForm 4 →	Jan 17, 3:18 pm EST	MILLER HERMAN INCMLHR	Douglas D FrenchDirector	3,805	$33.37	$126,973	3,805	—
Jan 15, 2019 AForm 4 →	Jan 17, 3:18 pm EST	MILLER HERMAN INCMLHR	Brenda FreemanDirector	2,682	$33.37	$89,498	2,682	—
Jan 15, 2019 AForm 4 →	Jan 16, 4:52 pm EST	VERTEX PHARMACEUTICALS INC / MAVRTX	Bruce I SachsDirector	243	$184.90	$45,000	9,330	—
Jan 15, 2019 CMForm 4 →	Jan 16, 4:26 pm EST	REATA PHARMACEUTICALS INCRETA	Jason Douglas WilsonChief Financial Officer	12,000	$11.00	$44,000	53,646	—
Jan 15, 2019 MForm 4 →	Jan 16, 4:08 pm EST	MASIMO CORPMASI	Jon ColemanPres-WW Sales,Pro Svc,Med Affs	2,000	$21.97	$43,940	4,000	—
Jan 8, 2019 AForm 4 →	Jan 16, 4:24 pm EST	HEARTLAND FINANCIAL USA INCHTLF	Jennifer K HopkinsDirector	890	$45.69	$40,664	0	—	late
Jan 15, 2019 AForm 4 →	Jan 17, 3:18 pm EST	MILLER HERMAN INCMLHR	David BrandonDirector	1,132	$33.37	$37,775	1,132	—
Jan 15, 2019 AForm 4 →	Jan 17, 8:42 am EST	CARDINAL HEALTH INCCAH	J Michael LoshDirector	201	$47.28	$9,503	201	—
Jan 15, 2019 AForm 4 →	Jan 17, 10:45 am EST	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Robert Glenn HubbardDirector	541	$14.06	$7,600	23,372	—
Jan 15, 2019 AForm 4 →	Jan 17, 10:45 am EST	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Robert Glenn HubbardDirector	624	$11.70	$7,302	24,873	—
Jan 15, 2019 AForm 4 →	Jan 17, 8:43 am EST	CARDINAL HEALTH INCCAH	Calvin DardenDirector	119	$47.28	$5,626	6,222	—
Jan 15, 2019 AForm 4 →	Jan 17, 11:36 am EST	CHURCH & DWIGHT CO INC /DE/CHD	Carlos G. LinaresE.V.P. Global Research & Dev.	83	$67.38	$5,604	2,635	—
Jan 15, 2019 AForm 4 →	Jan 17, 11:37 am EST	CHURCH & DWIGHT CO INC /DE/CHD	Rick SpannE.V.P. Global Operations	82	$67.38	$5,558	5,072	—
Jan 14, 2019 AForm 4 →	Jan 16, 5:31 pm EST	BAXTER INTERNATIONAL INCBAX	Thomas F ChenDirector	78	$66.12	$5,157	3,242	—
Jan 15, 2019 AForm 4 →	Jan 17, 10:42 am EST	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Michael J CastellanoDirector	350	$14.06	$4,925	7,708	—
Jan 14, 2019 AForm 4 →	Jan 16, 5:32 pm EST	BAXTER INTERNATIONAL INCBAX	James R Gavin IIIDirector	73	$66.12	$4,827	11,632	—
Jan 15, 2019 AForm 4 →	Jan 17, 10:42 am EST	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Michael J CastellanoDirector	404	$11.70	$4,732	8,731	—
Jan 15, 2019 AForm 4 →	Jan 17, 10:46 am EST	BLACKROCK ENHANCED CAPITAL & INCOME FUND, INC.CII	Robert Glenn HubbardDirector	317	$14.89	$4,716	317	—
Jan 15, 2019 AForm 4 →	Jan 17, 10:43 am EST	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Richard CavanaghDirector	328	$14.06	$4,611	13,863	—
Jan 15, 2019 AForm 4 →	Jan 17, 10:44 am EST	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Richard CavanaghDirector	379	$11.70	$4,430	14,979	—
Jan 15, 2019 AForm 4 →	Jan 17, 10:45 am EST	BlackRock Enhanced Equity Dividend TrustBDJ	Robert Glenn HubbardDirector	528	$8.25	$4,359	37,040	—
Jan 15, 2019 AForm 4 →	Jan 16, 6:53 pm EST	INTEL CORPINTC	Robert Holmes SwanInterim CEO [CFO]	77	$48.60	$3,744	9,071	—
Jan 15, 2019 AForm 4 →	Jan 17, 10:44 am EST	BLACKROCK ENHANCED CAPITAL & INCOME FUND, INC.CII	Richard CavanaghDirector	192	$14.89	$2,861	192	—
Jan 15, 2019 AForm 4 →	Jan 17, 10:41 am EST	BlackRock Enhanced Equity Dividend TrustBDJ	Michael J CastellanoDirector	342	$8.25	$2,825	14,084	—
Jan 15, 2019 AForm 4 →	Jan 17, 10:43 am EST	BlackRock Enhanced Equity Dividend TrustBDJ	Richard CavanaghDirector	321	$8.25	$2,644	22,091	—
Jan 15, 2019 AForm 4 →	Jan 17, 10:49 am EST	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Catherine A. LynchDirector	156	$14.06	$2,189	1,250	—
Jan 15, 2019 AForm 4 →	Jan 17, 10:49 am EST	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Catherine A. LynchDirector	180	$11.70	$2,103	1,421	—
Jan 15, 2019 AForm 4 →	Jan 17, 10:47 am EST	BLACKROCK Ltd DURATION INCOME TRUSTBLW	W Carl KesterDirector	144	$14.06	$2,027	11,658	—
Jan 15, 2019 AForm 4 →	Jan 17, 11:29 am EST	CHURCH & DWIGHT CO INC /DE/CHD	Britta BomhardE.V.P. Chief Marketing Officer	29	$67.38	$1,973	5,006	—
Jan 15, 2019 AForm 4 →	Jan 17, 10:47 am EST	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	W Carl KesterDirector	166	$11.70	$1,947	13,485	—
Jan 15, 2019 AForm 4 →	Jan 17, 11:31 am EST	CHURCH & DWIGHT CO INC /DE/CHD	Judy A. ZagorskiE.V.P. Global Human Resources	28	$67.38	$1,868	1,704	—
Jan 15, 2019 AForm 4 →	Jan 17, 11:27 am EST	CHURCH & DWIGHT CO INC /DE/CHD	Richard A DierkerE.V.P. Finance & C.F.O.	24	$67.38	$1,597	4,416	—
Jan 15, 2019 AForm 4 →	Jan 17, 10:50 am EST	BLACKROCK ENHANCED CAPITAL & INCOME FUND, INC.CII	Catherine A. LynchDirector	91	$14.89	$1,358	91	—
Jan 15, 2019 AForm 4 →	Jan 17, 10:48 am EST	BLACKROCK ENHANCED CAPITAL & INCOME FUND, INC.CII	W Carl KesterDirector	84	$14.89	$1,258	84	—
Jan 15, 2019 AForm 4 →	Jan 17, 10:48 am EST	BlackRock Enhanced Equity Dividend TrustBDJ	Catherine A. LynchDirector	152	$8.25	$1,255	1,919	—
Jan 15, 2019 AForm 4 →	Jan 17, 10:46 am EST	BlackRock Enhanced Equity Dividend TrustBDJ	W Carl KesterDirector	141	$8.25	$1,162	20,965	—
Jan 15, 2019 AForm 4 →	Jan 17, 10:50 am EST	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Karen P RobardsDirector	66	$14.06	$932	8,936	—
Jan 15, 2019 AForm 4 →	Jan 17, 10:51 am EST	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Karen P RobardsDirector	77	$11.70	$896	10,213	—
Jan 15, 2019 AForm 4 →	Jan 17, 10:51 am EST	BLACKROCK ENHANCED CAPITAL & INCOME FUND, INC.CII	Karen P RobardsDirector	39	$14.89	$578	39	—
Jan 15, 2019 AForm 4 →	Jan 17, 10:50 am EST	BlackRock Enhanced Equity Dividend TrustBDJ	Karen P RobardsDirector	65	$8.25	$535	15,822	—
Jan 15, 2019 AForm 4 →	Jan 17, 11:30 am EST	CHURCH & DWIGHT CO INC /DE/CHD	Paul Richard WoodEVP, Sales	6	$67.38	$374	29	—
Aug 27, 2018 MForm 4/A →	Jan 16, 2019, 4:01 pm EST	AMETEK INC/AME	Gretchen W McClainDirector	4,640	—	—	640	—
Jan 15, 2019 MForm 4 →	Jan 16, 4:03 pm EST	AMERISOURCEBERGEN CORPABC	John G. ChouExecutive Vice President	6,974	—	—	13,948	—
Jan 14, 2019 AForm 4 →	Jan 16, 4:05 pm EST	GelTech Solutions, Inc.GLTC	Warren B Mosler10% Owner	454,821	—	—	454,821	—
Jan 14, 2019 AForm 4 →	Jan 16, 4:05 pm EST	BIOANALYTICAL SYSTEMS INCBASI	Robert Leasure Jr.President and CEO, Director	55,000	—	—	55,000	—
Jan 14, 2019 MForm 4 →	Jan 16, 4:06 pm EST	RESMED INCRMD	Michael J. FarrellChief Executive Officer	6,651	—	—	2,517	—
Jan 15, 2019 MForm 4 →	Jan 16, 4:08 pm EST	SANGAMO THERAPEUTICS, INCSGMO	Kathy YiSVP & Chief Financial Officer	5,000	—	—	145,000	—
Jan 15, 2019 MForm 4 →	Jan 16, 4:11 pm EST	NETFLIX INCNFLX	Anne M SweeneyDirector	2,569	—	—	0	—
Jan 15, 2019 MForm 4 →	Jan 16, 4:11 pm EST	BOSTON SCIENTIFIC CORPBSX	Maulik NanavatySVP & Pres, Neuromodulation	3,038	—	—	15,193	—
Jan 15, 2019 AForm 4 →	Jan 16, 4:14 pm EST	Xtant Medical Holdings, Inc.XTNT	Ronald G. BerlinVP & Chief Operations Officer	100,000	—	—	100,000	—
Jan 14, 2018 MForm 4 →	Jan 16, 2019, 4:15 pm EST	SiteOne Landscape Supply, Inc.SITE	L Briley Brisendine Jr.EVP, General Counsel & Sec.	2,900	—	—	81,336	—	late
Jan 15, 2019 MForm 4 →	Jan 16, 4:16 pm EST	SiteOne Landscape Supply, Inc.SITE	Pascal ConversEVP, Strategy and Development	9,750	—	—	52,375	—
Jan 14, 2019 AForm 4 →	Jan 16, 4:16 pm EST	CALADRIUS BIOSCIENCES, INC.CLBS	Douglas W LosordoSee Remarks	24,000	—	—	24,000	—
Jan 13, 2019 MForm 4 →	Jan 16, 4:17 pm EST	JPMORGAN CHASE & COJPM	Lori A BeerChief Information Officer	21,007	—	—	11,573	—	late
Jan 13, 2019 MForm 4 →	Jan 16, 4:18 pm EST	JPMORGAN CHASE & COJPM	Mary E. ErdoesCEO Asset Management	77,698	—	—	32,493	—	late
Jan 13, 2019 MForm 4 →	Jan 16, 4:18 pm EST	JPMORGAN CHASE & COJPM	Stacey FriedmanGeneral Counsel	22,736	—	—	12,909	—	late
Jan 13, 2019 MForm 4 →	Jan 16, 4:18 pm EST	JPMORGAN CHASE & COJPM	Nicole GilesCorporate Controller	4,703	—	—	1,891	—	late
Jan 13, 2019 MForm 4 →	Jan 16, 4:18 pm EST	JPMORGAN CHASE & COJPM	Marianne LakeChief Financial Officer	47,781	—	—	20,920	—	late
Jan 13, 2019 MForm 4 →	Jan 16, 4:18 pm EST	JPMORGAN CHASE & COJPM	Douglas B PetnoCEO Commercial Banking	42,490	—	—	18,250	—	late
Jan 13, 2019 MForm 4 →	Jan 16, 4:18 pm EST	JPMORGAN CHASE & COJPM	Robin LeopoldHead of Human Resources	10,213	—	—	4,273	—	late
Jan 13, 2019 MForm 4 →	Jan 16, 4:18 pm EST	JPMORGAN CHASE & COJPM	Daniel E PintoCo-President & COO, CEO CIB	50,733	—	—	0	—	late
Jan 13, 2019 MForm 4 →	Jan 16, 4:18 pm EST	JPMORGAN CHASE & COJPM	Peter ScherExecutive Vice President	28,640	—	—	13,354	—	late
Jan 13, 2019 MForm 4 →	Jan 16, 4:18 pm EST	JPMORGAN CHASE & COJPM	Gordon SmithCo-President & COO, CEO CCB	75,077	—	—	32,493	—	late
Jan 14, 2019 AForm 4 →	Jan 16, 4:19 pm EST	CALADRIUS BIOSCIENCES, INC.CLBS	David J MazzoChief Executive Officer, Director	71,000	—	—	71,000	—
Jan 14, 2019 MForm 4 →	Jan 16, 4:20 pm EST	Zoetis Inc.ZTS	Clinton A. Lewis Jr.Executive Vice President	3,567	—	—	207,630	—
Jan 14, 2019 AForm 4 →	Jan 16, 4:22 pm EST	CALADRIUS BIOSCIENCES, INC.CLBS	Joseph TalamoSVP and CFO	24,000	—	—	24,000	—
Jan 14, 2019 MForm 4 →	Jan 16, 4:24 pm EST	BIOCRYST PHARMACEUTICALS INCBCRX	Lynne PowellSenior VP - CCO	954	—	—	96,473	—
Jan 15, 2019 MForm 4 →	Jan 16, 4:25 pm EST	RESMED INCRMD	Robert Andrew DouglasPresident and COO ResMed Inc.	3,307	—	—	29,758	—
Jan 14, 2019 MForm 4 →	Jan 16, 4:30 pm EST	Coupa Software IncCOUP	Anthony D TiscorniaPrincipal Accounting Officer	781	—	—	3,386	—
Jan 14, 2019 MForm 4 →	Jan 16, 4:30 pm EST	Coupa Software IncCOUP	Steven M WinterChief Revenue Officer	11,336	—	—	226,721	—
Jan 14, 2019 MForm 4 →	Jan 16, 4:31 pm EST	NovoCure LtdNVCR	Asaf DanzigerChief Executive Officer, Director	200,000	—	—	246,863	—
Jan 15, 2019 MForm 4 →	Jan 16, 4:32 pm EST	NovoCure LtdNVCR	Wilhelmus Cm GroenhuysenChief Financial Officer	30,000	—	—	434,663	—
Jan 13, 2019 MForm 4 →	Jan 16, 4:34 pm EST	JPMORGAN CHASE & COJPM	Ashley BaconChief Risk Officer	42,686	—	—	18,395	—	late
Jan 14, 2019 MForm 4 →	Jan 16, 4:38 pm EST	INFINERA CorpINFN	John DaaneDirector	3,509	—	—	0	—
Jan 14, 2019 MForm 4 →	Jan 16, 4:41 pm EST	Inspire Medical Systems, Inc.INSP	Randy BanSenior VP, Sales and Marketing	10,000	—	—	36,390	—
Jan 14, 2019 AForm 4 →	Jan 16, 4:41 pm EST	INVIVO THERAPEUTICS HOLDINGS CORP.NVIV	Richard ChristopherCFO and Treasurer	90,000	—	—	90,000	—
Jan 14, 2019 MForm 4 →	Jan 16, 4:48 pm EST	PUBLIC SERVICE ENTERPRISE GROUP INCPEG	Daniel J CreggExecutive VP & CFO	7,059	—	—	0	—
Jan 15, 2019 MForm 4 →	Jan 16, 4:52 pm EST	Fidelity National Information Services, Inc.FIS	Marc M MayoCEVP, Chief Legal Officer	34,826	—	—	0	—
Jan 15, 2019 MForm 4 →	Jan 16, 4:52 pm EST	Owens CorningOC	Marcio A SandriPresident, Composites	3,000	—	—	0	—
Jan 15, 2019 MForm 4 →	Jan 16, 4:53 pm EST	CHARTER COMMUNICATIONS, INC. /MO/CHTR	Richard R DykhouseEVP/Gen Counsel/Corp Secretary	4,078	—	—	0	—
Jan 15, 2019 MForm 4 →	Jan 16, 5:02 pm EST	CHARTER COMMUNICATIONS, INC. /MO/CHTR	Jonathan HargisEVP/Chief Marketing Officer	6,798	—	—	0	—	amended
Jan 14, 2019 MForm 4 →	Jan 16, 5:04 pm EST	Yext, Inc.YEXT	Phillip M FernandezDirector	2,000	—	—	180,000	—
Jan 15, 2019 AForm 4 →	Jan 16, 5:07 pm EST	VIVEVE MEDICAL, INC.VIVE	Scott DurbinChief Executive Officer, Director	630,000	—	—	630,000	—
Jan 15, 2019 AForm 4 →	Jan 16, 5:07 pm EST	VIVEVE MEDICAL, INC.VIVE	Jim B RobbinsVP, Finance & Administration	95,000	—	—	95,000	—
Jan 15, 2019 AForm 4 →	Jan 16, 5:07 pm EST	VIVEVE MEDICAL, INC.VIVE	James G. AtkinsonDirector	300,000	—	—	300,000	—
Jan 15, 2019 AForm 4 →	Jan 16, 5:07 pm EST	VIVEVE MEDICAL, INC.VIVE	Steven L BastaDirector	35,000	—	—	35,000	—
Jan 15, 2019 MForm 4 →	Jan 16, 5:16 pm EST	Amneal Pharmaceuticals, Inc.AMRX	Robert L BurrDirector	30,000	—	—	0	—
Jan 14, 2019 CForm 4 →	Jan 16, 5:16 pm EST	lululemon athletica inc.LULU	Dennis J. Wilson10% Owner	444,389	—	—	8,971,788	—
Jan 15, 2019 MForm 4 →	Jan 16, 5:17 pm EST	ORACLE CORPORCL	Hector Garcia-MolinaDirector	3,750	—	—	30,000	—
Jan 15, 2019 MForm 4 →	Jan 16, 5:23 pm EST	SONOCO PRODUCTS COSON	Harris E Deloach Jr.Director	153	—	—	55,326	—
Jan 14, 2019 MForm 4 →	Jan 16, 5:26 pm EST	AUDIOEYE INCAEYE	Carr BettisExec Chrmn/Chrmn of the Board, Director, 10% Owner	20,000	—	—	0	—
Jan 15, 2019 MForm 4 →	Jan 16, 5:27 pm EST	AUDIOEYE INCAEYE	Sean D. BradleyPresident, CTO, Co-Founder	6,000	—	—	0	—
Jan 15, 2019 MForm 4 →	Jan 16, 5:30 pm EST	Inogen IncINGN	Raymond HuggenbergerDirector	8,500	—	—	62,800	—
Jan 14, 2019 MForm 4 →	Jan 16, 5:31 pm EST	SCHLUMBERGER LIMITED/NVSLB	Stephanie CoxPresident NAL Drilling	8,000	—	—	0	—
Jan 14, 2019 AForm 4 →	Jan 16, 5:33 pm EST	SOUTH JERSEY INDUSTRIES INCSJI	Cielo HernandezSVP & CFO	3,404	—	—	3,404	—
Jan 14, 2019 MForm 4 →	Jan 16, 5:38 pm EST	Alarm.com Holdings, Inc.ALRM	Stephen TrundlePresident and CEO, Director	30,000	—	—	290,000	—
Jan 15, 2019 MForm 4 →	Jan 16, 5:43 pm EST	IMAGEWARE SYSTEMS INCIWSY	David R LoeschDirector	5,000	—	—	0	—
Jan 14, 2019 AForm 4 →	Jan 16, 5:44 pm EST	VORNADO REALTY TRUSTVNO	Matthew IoccoEVP - Chief Accounting Officer	18,600	—	—	14,723	—
Jan 14, 2019 AForm 4 →	Jan 16, 5:44 pm EST	VORNADO REALTY TRUSTVNO	Joseph MacnowEVP - Finance, Chief Admin. Of	92,166	—	—	56,472	—	amended
Jan 14, 2019 AForm 4 →	Jan 16, 5:44 pm EST	VORNADO REALTY TRUSTVNO	Michael J. FrancoEVP - Chief Investment Officer	115,603	—	—	80,675	—	amended
Jan 14, 2019 AForm 4 →	Jan 16, 5:45 pm EST	VORNADO REALTY TRUSTVNO	Steven RothChairman & CEO, Director	360,615	—	—	258,152	—
Jan 14, 2019 AForm 4 →	Jan 16, 5:45 pm EST	VORNADO REALTY TRUSTVNO	David R GreenbaumPresident - NY Office Division	152,610	—	—	87,127	—
Jan 14, 2019 AForm 4 →	Jan 16, 5:50 pm EST	Thermon Group Holdings, Inc.THR	Thomas N CerovskiSVP, Global Sales	6,699	—	—	6,699	—
Jan 14, 2019 AForm 4 →	Jan 16, 6:04 pm EST	QCR HOLDINGS INCQCRH	John H AndersonPresident/CEO QCBT	6,019	—	—	6,019	—
Jan 15, 2019 MForm 4 →	Jan 16, 6:04 pm EST	NETGEAR, INCNTGR	Patrick Cs LoChairman and CEO, Director	11,588	—	—	33,356	—	amended
Jan 15, 2019 MForm 4 →	Jan 16, 6:05 pm EST	NETGEAR, INCNTGR	Tamesa RogersSVP, Human Resources	1,986	—	—	9,014	—	amended
Jan 14, 2019 AForm 4 →	Jan 16, 6:07 pm EST	QCR HOLDINGS INCQCRH	Todd A GippleEVP, COO & CFO, Director	15,047	—	—	15,047	—
Jan 14, 2019 AForm 4 →	Jan 16, 6:09 pm EST	QCR HOLDINGS INCQCRH	Larry J HellingPresident/CEO CRBT, Director	15,047	—	—	15,047	—
Jan 14, 2019 AForm 4 →	Jan 16, 6:13 pm EST	UNION PACIFIC CORPUNP	Vincenzo J VenaCHIEF OPERATING OFFICER	54,450	—	—	54,450	—
Jan 15, 2019 MForm 4 →	Jan 16, 6:42 pm EST	Protagonist Therapeutics, IncPTGX	Suneel GuptaEVP Clinical Operations	110,000	—	—	110,000	—
Jan 15, 2019 CForm 4 →	Jan 16, 6:42 pm EST	Trade Desk, Inc.TTD	David Randall PicklesChief Technology Officer	15,000	—	—	167,883	—
Jan 15, 2019 CForm 4 →	Jan 16, 6:49 pm EST	Stitch Fix, Inc.SFIX	Mike C. SmithPresident and COO	25,000	—	—	1,018,364	—
Sep 19, 2018 CForm 4/A →	Jan 16, 2019, 6:57 pm EST	ENERGY FUELS INCUUUU	Dennis Lyle HiggsDirector	5,100	—	—	89,376	—
Apr 30, 2008 AJForm 5 →	Jan 16, 2019, 7:01 pm EST	BIOLARGO, INC.BLGO	Charles K DarganChief Financial Officer	440,000	—	—	2,906,000	—
Jan 15, 2019 CForm 4 →	Jan 16, 7:07 pm EST	Goosehead Insurance, Inc.GSHD	Mark S. ColbyChief Financial Officer	1,032	—	—	105,096	—
Jan 15, 2019 MForm 4 →	Jan 16, 7:09 pm EST	ANAPTYSBIO INCANAB	Marco LondeiChief Medical Officer	19,075	—	—	51,148	—
Jan 14, 2019 MForm 4 →	Jan 16, 7:10 pm EST	Amphastar Pharmaceuticals, Inc.AMPH	Yakob LiawatidewiSVP Corp Admin Center	3,183	—	—	16,817	—
Jan 14, 2019 MForm 4 →	Jan 16, 7:11 pm EST	ANAPTYSBIO INCANAB	Hamza SuriaPresident, CEO, Director	40,000	—	—	89,284	—
Jan 15, 2019 MForm 4 →	Jan 16, 7:15 pm EST	AVALARA, INC.AVLR	Scott M McFarlaneSee Remarks, Director	12,000	—	—	419,932	—
Jan 14, 2019 AForm 4 →	Jan 16, 7:19 pm EST	Zosano Pharma CorpZSAN	Linda S GraisDirector	25,000	—	—	25,000	—
Jan 15, 2019 MForm 4 →	Jan 16, 7:28 pm EST	VOCERA COMMUNICATIONS, INC.VCRA	Paul T JohnsonEVP OF SALES & SERVICES	18,553	—	—	18,552	—
Jan 14, 2019 AForm 4 →	Jan 16, 7:30 pm EST	AMYRIS, INC.AMRS	John MeloPresident and CEO, Director	4,161	—	—	4,161	—
Jan 14, 2019 AForm 4 →	Jan 16, 7:35 pm EST	FreightCar America, Inc.RAIL	James R MeyerPresident and CEO, Director	72,959	—	—	72,959	—
Jan 14, 2019 AForm 4 →	Jan 16, 7:36 pm EST	FreightCar America, Inc.RAIL	Georgia L VlamisVP, Gen Counsel, Corp Sec & HR	27,349	—	—	27,349	—
Jan 14, 2019 AForm 4 →	Jan 16, 7:37 pm EST	FreightCar America, Inc.RAIL	Theodore W. BaunChief Commercial Officer	35,750	—	—	35,750	—
Jan 15, 2019 MForm 4 →	Jan 16, 7:37 pm EST	VOCERA COMMUNICATIONS, INC.VCRA	Justin SpencerEVP, Chief Financial Officer	5,000	—	—	35,000	—
Jan 14, 2019 AForm 4 →	Jan 16, 7:39 pm EST	FreightCar America, Inc.RAIL	Joseph J MaliekelVP, Corp Controller and PAO	7,790	—	—	7,790	—
Jan 14, 2019 AForm 4 →	Jan 16, 7:40 pm EST	FreightCar America, Inc.RAIL	Matthew S KohnkeVP, Finance, CFO, Treasurer	27,578	—	—	27,578	—
Jan 14, 2019 AMForm 4 →	Jan 16, 8:00 pm EST	UNIVERSAL INSURANCE HOLDINGS, INC.UVE	Sean P DownesCEO, Director	183,150	—	—	36,630	—
Jan 14, 2019 AMForm 4 →	Jan 16, 8:02 pm EST	UNIVERSAL INSURANCE HOLDINGS, INC.UVE	Jon SpringerPresident and CRO, Director	52,910	—	—	10,582	—
Jan 14, 2019 AForm 4 →	Jan 16, 8:14 pm EST	WESTERN DIGITAL CORPWDC	Kimberly AlexyDirector	63	—	—	63	—
Jan 14, 2019 AForm 4 →	Jan 16, 8:15 pm EST	WESTERN DIGITAL CORPWDC	Martin I ColeDirector	65	—	—	65	—
Jan 14, 2019 AForm 4 →	Jan 16, 8:15 pm EST	WESTERN DIGITAL CORPWDC	Michael D CordanoPresident and COO	3,161	—	—	13,795	—
Jan 14, 2019 AForm 4 →	Jan 16, 8:15 pm EST	WESTERN DIGITAL CORPWDC	Kathleen A CoteDirector	65	—	—	65	—
Jan 14, 2019 AForm 4 →	Jan 16, 8:15 pm EST	WESTERN DIGITAL CORPWDC	Henry T DeneroDirector	65	—	—	65	—
Jan 14, 2019 AForm 4 →	Jan 16, 8:16 pm EST	WESTERN DIGITAL CORPWDC	Tunc DolucaDirector	65	—	—	65	—
Jan 14, 2019 AForm 4 →	Jan 16, 8:16 pm EST	WESTERN DIGITAL CORPWDC	Martin FinkEVP & CTO	1,177	—	—	3,491	—
Jan 14, 2019 AForm 4 →	Jan 16, 8:16 pm EST	WESTERN DIGITAL CORPWDC	Michael D LambertDirector	65	—	—	65	—
Jan 14, 2019 AForm 4 →	Jan 16, 8:17 pm EST	WESTERN DIGITAL CORPWDC	Len J LauerDirector	73	—	—	73	—
Jan 14, 2019 AForm 4 →	Jan 16, 8:17 pm EST	WESTERN DIGITAL CORPWDC	Mark P LongPres WD Capital, CSO & CFO	3,226	—	—	14,742	—
Jan 14, 2019 AForm 4 →	Jan 16, 8:17 pm EST	WESTERN DIGITAL CORPWDC	Matthew E MassengillDirector	78	—	—	78	—
Jan 14, 2019 AForm 4 →	Jan 16, 8:18 pm EST	WESTERN DIGITAL CORPWDC	Stephen D MilliganChief Executive Officer, Director	4,207	—	—	10,091	—
Jan 14, 2019 AForm 4 →	Jan 16, 8:18 pm EST	WESTERN DIGITAL CORPWDC	Paula A PriceDirector	205	—	—	811	—
Jan 14, 2019 AForm 4 →	Jan 16, 8:18 pm EST	WESTERN DIGITAL CORPWDC	Michael Charles RayEVP, Chief Legal Officer & Sec	1,488	—	—	6,857	—
Jan 14, 2019 MForm 4 →	Jan 16, 8:18 pm EST	ARROWHEAD PHARMACEUTICALS, INC.ARWR	Bruce D GivenChief Operating Officer	12,666	—	—	543,334	—
Jan 14, 2019 AForm 4 →	Jan 16, 8:19 pm EST	WESTERN DIGITAL CORPWDC	Srinivasan SivaramEVP, Silicon Technology & Mfg.	1,844	—	—	6,355	—
Jan 14, 2019 AForm 4 →	Jan 16, 8:21 pm EST	WESTERN DIGITAL CORPWDC	Stephanie A StreeterDirector	63	—	—	63	—
Jan 14, 2019 AForm 4 →	Jan 16, 8:21 pm EST	WESTERN DIGITAL CORPWDC	Lori S SundbergEVP & Chief Human Res Officer	644	—	—	1,335	—
Jan 16, 2019 MForm 4 →	Jan 16, 8:24 pm EST	SALESFORCE COM INCCRM	Keith Blockco-CEO, Director	5,000	—	—	475,581	—
Jan 14, 2019 MForm 4 →	Jan 16, 8:27 pm EST	GOLD RESOURCE CORPGORO	Bill M ConradDirector	6,967	—	—	0	—
Jan 14, 2019 MForm 4 →	Jan 16, 8:29 pm EST	GOLD RESOURCE CORPGORO	Gary C HuberDirector	4,180	—	—	0	—
Jan 15, 2019 MForm 4 →	Jan 16, 8:33 pm EST	SALESFORCE COM INCCRM	Amy E WeaverPres., Legal & General Counsel	5,325	—	—	24,746	—
Jan 15, 2019 MForm 4 →	Jan 16, 8:38 pm EST	SALESFORCE COM INCCRM	Parker HarrisCo-Founder and CTO, Director	5,711	—	—	97,085	—
Jan 16, 2019 MForm 4 →	Jan 16, 9:05 pm EST	Edwards Lifesciences CorpEW	Donald E Bobo Jr.CVP,Strategy/Corp Development	5,500	—	—	11,600	—
Jan 15, 2019 MForm 4 →	Jan 16, 9:33 pm EST	SCHWAB CHARLES CORPSCHW	Jonathan M. CraigSenior EVP	3,739	—	—	32,720	—
Jan 2, 2019 APForm 4 →	Jan 17, 10:02 am EST	Precision Therapeutics Inc.AIPT	Carl I. SchwartzChief Executive Officer, Director	1,065,238	—	—	963,480	—	late
Jan 15, 2019 MForm 4 →	Jan 17, 10:33 am EST	FIDELITY SOUTHERN CORPLION	Kevin S KingDirector	6,000	—	—	0	—
Jan 15, 2019 MForm 4 →	Jan 17, 11:24 am EST	MUTUALFIRST FINANCIAL INCMFSF	Charles J ViaterSenior Vice President, Director	15,000	—	—	20,000	—
Jan 16, 2019 MForm 4 →	Jan 17, 11:53 am EST	TWO RIVER BANCORPTRCB	William F LamorteDirector	5,849	—	—	0	—
Jan 15, 2019 AForm 4 →	Jan 17, 1:25 pm EST	HOST HOTELS & RESORTS, INC.HST	Mary BaglivoDirector	182	—	—	2,353	—
Jan 15, 2019 AForm 4 →	Jan 17, 1:25 pm EST	HOST HOTELS & RESORTS, INC.HST	Sheila Colleen BairDirector	675	—	—	6,500	—
Jan 15, 2019 AForm 4 →	Jan 17, 1:26 pm EST	HOST HOTELS & RESORTS, INC.HST	Ann McLaughlin KorologosDirector	1,994	—	—	43,022	—
Jan 15, 2019 AForm 4 →	Jan 17, 1:26 pm EST	HOST HOTELS & RESORTS, INC.HST	Sandeep MathraniDirector	314	—	—	733	—
Jan 15, 2019 AForm 4 →	Jan 17, 1:27 pm EST	HOST HOTELS & RESORTS, INC.HST	John B Morse Jr.Director	1,321	—	—	3,254	—
Jan 15, 2019 AForm 4 →	Jan 17, 1:27 pm EST	HOST HOTELS & RESORTS, INC.HST	Mary Hogan PreusseDirector	198	—	—	756	—
Jan 15, 2019 AForm 4 →	Jan 17, 1:27 pm EST	HOST HOTELS & RESORTS, INC.HST	Gordon H SmithDirector	907	—	—	10,598	—
Jan 15, 2019 AForm 4 →	Jan 17, 1:28 pm EST	HOST HOTELS & RESORTS, INC.HST	A William SteinDirector	185	—	—	625	—
Jan 16, 2019 DForm 4 →	Jan 17, 2:06 pm EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Patrick M WebsterPresident and COO	2,809	—	—	113,595	—
Jan 15, 2019 AForm 4 →	Jan 17, 2:06 pm EST	ARQULE INCARQL	Paolo PucciChief Executive Officer	650,850	—	—	650,850	—
Jan 15, 2019 AForm 4 →	Jan 17, 2:12 pm EST	ARQULE INCARQL	Peter S LawrencePresident and COO	368,350	—	—	368,350	—
Jan 15, 2019 AForm 4 →	Jan 17, 2:18 pm EST	Domtar CORPUFS	Giannella AlvarezDirector	187	—	—	16,360	—
Jan 15, 2019 AForm 4 →	Jan 17, 2:18 pm EST	ARQULE INCARQL	Brian SchwartzChief Medical Officer	314,050	—	—	314,050	—
Jan 15, 2019 AForm 4 →	Jan 17, 2:18 pm EST	Domtar CORPUFS	Robert E AppleDirector	205	—	—	20,652	—
Jan 15, 2019 AForm 4 →	Jan 17, 2:19 pm EST	Domtar CORPUFS	Daniel BuronSenior VP and CFO	239	—	—	7,345	—
Jan 15, 2019 AForm 4 →	Jan 17, 2:19 pm EST	Domtar CORPUFS	Michael FaganPresident, Personal Care	189	—	—	6,033	—
Jan 15, 2019 AForm 4 →	Jan 17, 2:20 pm EST	Domtar CORPUFS	Michael Dennis GarciaPresident, Pulp and Paper	245	—	—	7,316	—
Jan 15, 2019 AForm 4 →	Jan 17, 2:20 pm EST	Domtar CORPUFS	David J IllingworthDirector	146	—	—	14,753	—
Jan 15, 2019 AForm 4 →	Jan 17, 2:21 pm EST	Domtar CORPUFS	Zygmunt JablonskiSVP and Chief Legal Officer	228	—	—	1,034	—
Jan 15, 2019 AForm 4 →	Jan 17, 2:21 pm EST	Domtar CORPUFS	Brian M LevittDirector	441	—	—	42,014	—
Jan 15, 2019 AForm 4 →	Jan 17, 2:22 pm EST	Domtar CORPUFS	David G MaffucciDirector	213	—	—	21,513	—
Jan 15, 2019 AForm 4 →	Jan 17, 2:23 pm EST	Domtar CORPUFS	Pamela B StrobelDirector	333	—	—	31,114	—
Jan 15, 2019 AForm 4 →	Jan 17, 2:23 pm EST	Domtar CORPUFS	Denis TurcotteDirector	396	—	—	37,390	—
Jan 15, 2019 AForm 4 →	Jan 17, 2:23 pm EST	ARQULE INCARQL	Robert J WeiskopfChief Financial Officer	100,000	—	—	100,000	—
Jan 15, 2019 AForm 4 →	Jan 17, 2:24 pm EST	Domtar CORPUFS	John David WilliamsPresident and CEO, Director	1,767	—	—	5,515	—
Jan 15, 2019 AForm 4 →	Jan 17, 2:24 pm EST	Domtar CORPUFS	Mary A WinstonDirector	86	—	—	8,714	—
Jan 15, 2019 AForm 4 →	Jan 17, 2:30 pm EST	Domtar CORPUFS	Patrick LoulouSVP, Corporate Development	138	—	—	4,129	—
Jan 7, 2019 CForm 4 →	Jan 17, 2:53 pm EST	EverQuote, Inc.EVER	Jeffrey Mee Choy ConsidineOther	136,544	—	—	0	—	late
Jan 14, 2019 MForm 4 →	Jan 17, 3:14 pm EST	GOLD RESOURCE CORPGORO	Alex G MorrisonDirector	3,657	—	—	0	—	late
Dec 27, 2018 AForm 4 →	Jan 17, 2019, 3:32 pm EST	Globalstar, Inc.GSAT	Keith O CowanDirector	100,000	—	—	100,000	—	late
Jan 15, 2019 AForm 4 →	Jan 17, 3:32 pm EST	Franklin Financial Network Inc.FSB	Benjamin WyndDirector	3,000	—	—	3,000	—
Jan 15, 2019 AForm 4 →	Jan 17, 3:33 pm EST	Franklin Financial Network Inc.FSB	Greg WaldronDirector	3,000	—	—	3,000	—
Jan 15, 2019 AForm 4 →	Jan 17, 3:34 pm EST	Franklin Financial Network Inc.FSB	Melody J. SullivanDirector	3,000	—	—	3,000	—
Dec 27, 2018 AForm 4 →	Jan 17, 2019, 3:35 pm EST	Globalstar, Inc.GSAT	Michael J LovettDirector	100,000	—	—	100,000	—	late
Jan 15, 2019 AForm 4 →	Jan 17, 3:35 pm EST	Franklin Financial Network Inc.FSB	Pamela J. StephensDirector	3,000	—	—	3,000	—
Jan 15, 2019 AForm 4 →	Jan 17, 3:37 pm EST	Franklin Financial Network Inc.FSB	Paul M. Pratt Jr.Director	3,000	—	—	3,000	—
Jan 15, 2019 AForm 4 →	Jan 17, 3:38 pm EST	Franklin Financial Network Inc.FSB	Anil PatelDirector	3,000	—	—	3,000	—
Jan 15, 2019 AForm 4 →	Jan 17, 3:39 pm EST	Franklin Financial Network Inc.FSB	David H. KempDirector	3,000	—	—	3,000	—
Jan 15, 2019 AForm 4 →	Jan 17, 3:41 pm EST	Franklin Financial Network Inc.FSB	James W Cross IVDirector	3,000	—	—	3,000	—
Jan 15, 2019 AForm 4 →	Jan 17, 3:42 pm EST	Franklin Financial Network Inc.FSB	Henry W. Brockman Jr.Director	3,000	—	—	3,000	—
Jan 16, 2019 AForm 4 →	Jan 17, 3:45 pm EST	PURE CYCLE CORPPCYO	Peter C HowellDirector	6,500	—	—	6,500	—
Jan 16, 2019 AForm 4 →	Jan 17, 3:46 pm EST	PURE CYCLE CORPPCYO	Richard L GuidoDirector	6,500	—	—	6,500	—
Jan 16, 2019 AForm 4 →	Jan 17, 3:46 pm EST	PURE CYCLE CORPPCYO	Patrick BeirneDirector	6,500	—	—	6,500	—
Jan 15, 2019 AForm 4 →	Jan 17, 3:46 pm EST	Franklin Financial Network Inc.FSB	Jimmy E. AllenDirector	3,000	—	—	3,000	—
Jan 16, 2019 AForm 4 →	Jan 17, 3:49 pm EST	PURE CYCLE CORPPCYO	Harrison H AugurDirector	6,500	—	—	6,500	—
Jan 16, 2019 AForm 4 →	Jan 17, 3:49 pm EST	PURE CYCLE CORPPCYO	Arthur G Epker IIIDirector	6,500	—	—	6,500	—
Jan 15, 2019 AForm 4 →	Jan 17, 3:58 pm EST	HCI Group, Inc.HCI	Paresh PatelChief Executive Officer, Director, 10% Owner	110,000	—	—	110,000	—
Dec 27, 2018 AForm 4 →	Jan 17, 2019, 3:59 pm EST	Globalstar, Inc.GSAT	Benjamin G WolffDirector	100,000	—	—	100,000	—	late

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.