SEC Form 4 · accession 0001225208-19-000888
JPMORGAN CHASE & CO · JPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicole Giles
Officer — Corporate Controller
Period of report
Jan 13, 2019
Accepted (ET)
Jan 16, 2019 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 13, 2019 | M | 2,813 | $0.00 | A | 9,187 | D | |
| Common StockF1 | Jan 13, 2019 | M | 1,890 | $0.00 | A | 11,077 | D | |
| Common Stock | Jan 13, 2019 | F | 1,688 | $99.56 | D | 9,389 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 13, 2019 | M | 2,813 | D | — | Jan 13, 2019 | Common Stock | 2,813 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Jan 13, 2019 | M | 1,890 | D | — | Jan 13, 2020 | Common Stock | 1,890 | 1,891 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
- F2Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019.
- F3Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.