SEC Form 4 · accession 0000920112-19-000015
HEARTLAND FINANCIAL USA INC · HTLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer K Hopkins
Director
Period of report
Jan 8, 2019
Accepted (ET)
Jan 16, 2019 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2018 Director Restricted Stock UnitsF1,F2 | — | Jan 8, 2019 | A | 555 | A | — | — | Common Stock | 555 | 0 | D |
| 2018 Director Restricted Stock UnitsF1,F2 | — | Jan 8, 2019 | A | 62 | A | — | — | Common Stock | 617 | 0 | D |
| 2018 Director Restricted Stock Units (retainer)F3,F1,F2 | — | Jan 8, 2019 | A | 273 | A | — | — | Common Stock | 273 | 0 | D |
| 2018 Director Restricted Stock UnitsF1,F2 | — | holding | — | — | — | — | — | Common Stock | 0 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.
- F3HTLF Directors may elect RSUs or cash for the retainer portion of their Director Compensation