SEC Form 4 · accession 0001127602-19-002221
Salesforce, Inc. · CRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Parker Harris
Officer — Co-Founder and CTO · Director
Period of report
Jan 15, 2019
Accepted (ET)
Jan 16, 2019 · 8:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2019 | M | 5,711 | $52.30 | A | 29,974 | D | |
| Common StockF2 | Jan 15, 2019 | S | 200 | $146.06 | D | 29,774 | D | |
| Common StockF3 | Jan 15, 2019 | S | 600 | $148.1233 | D | 29,174 | D | |
| Common StockF4 | Jan 15, 2019 | S | 4,293 | $148.9261 | D | 24,881 | D | |
| Common StockF5 | Jan 15, 2019 | S | 618 | $149.5604 | D | 24,263 | D | |
| Common StockF6 | Jan 15, 2019 | S | 100 | $146.16 | D | 307,752 | I | By GP Family Trust |
| Common StockF7,F6 | Jan 15, 2019 | S | 420 | $148.9286 | D | 307,332 | I | By GP Family Trust |
| Common StockF6 | Jan 15, 2019 | S | 100 | $149.59 | D | 307,232 | I | By GP Family Trust |
| Common StockF9 | Jan 16, 2019 | G | 1,000 | $0.00 | D | 1,015,987 | I | By HJ Family Trust |
| Common StockF10 | holding | — | — | — | 308,472 | I | By Holly Familytrust | |
| Common StockF11 | holding | — | — | — | 173,760 | I | GPH Exempt GST | |
| Common StockF12 | holding | — | — | — | 173,760 | I | HJ Exempt GST |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F13 | $52.30 | Jan 15, 2019 | M | 5,711 | D | Nov 26, 2014 | Nov 26, 2020 | Common Stock | 5,711 | 97,085 | D |
Explanation of responses
- F1Pursuant to a 10b5-1 Plan.
- F10Shares held in The Holly L. Johnson Family Trust under the Holly L. Johnson Grantor Retained Annuity Trust, dated December 19, 2003.
- F11Shares held in The G. Parker Harris III Exempt GST Family Trust.
- F12Shares held in The Holly L. Johnson Exempt GST Family Trust.
- F13Option is exercisable and vests over four years at the rate of 25% on November 26, 2014, the first anniversary of the holder's date of grant, with the balance vesting in equal monthly installments over the remaining 36 months.
- F2Weighted average price. These shares were sold in multiple transactions at prices ranging from $146.0500 to $146.0700 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F3Weighted average price. These shares were sold in multiple transactions at prices ranging from $147.3900 to $148.3600 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F4Weighted average price. These shares were sold in multiple transactions at prices ranging from $148.4700 to $149.3600 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F5Weighted average price. These shares were sold in multiple transactions at prices ranging from $149.5000 to $149.6300 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F6Shares held in The G. Parker Harris III Family Trust under the G. Parker Harris, III Grantor Retained Annuity Trust, dated December 19, 2003.
- F7Weighted average price. These shares were sold in multiple transactions at prices ranging from $148.4500 to $149.3500 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F8Gifts to charitable organizations.
- F9Shares held in The G. Parker Harris III & Holly L. Johnson Family Trust.