SEC Form 4 · accession 0001065280-19-000039
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne M Sweeney
Director
Period of report
Jan 15, 2019
Accepted (ET)
Jan 16, 2019 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 15, 2019 | M | 539 | $93.6357 | A | 539 | D | |
| Common StockF1 | Jan 15, 2019 | S | 539 | $350.00 | D | 0 | D | |
| Common StockF1 | Jan 15, 2019 | M | 560 | $89.0029 | A | 560 | D | |
| Common StockF1 | Jan 15, 2019 | S | 560 | $350.00 | D | 0 | D | |
| Common StockF1 | Jan 15, 2019 | M | 623 | $79.5757 | A | 623 | D | |
| Common StockF1 | Jan 15, 2019 | S | 623 | $350.00 | D | 0 | D | |
| Common StockF1 | Jan 15, 2019 | M | 847 | $59.0171 | A | 847 | D | |
| Common StockF1 | Jan 15, 2019 | S | 847 | $350.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $59.0171 | Jan 15, 2019 | M | 847 | D | Apr 1, 2015 | Apr 1, 2025 | Common Stock | 847 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $79.5757 | Jan 15, 2019 | M | 623 | D | May 1, 2015 | May 1, 2025 | Common Stock | 623 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $89.0029 | Jan 15, 2019 | M | 560 | D | Jun 1, 2015 | Jun 1, 2025 | Common Stock | 560 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $93.6357 | Jan 15, 2019 | M | 539 | D | Jul 1, 2015 | Jul 1, 2025 | Common Stock | 539 | 0 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).