SEC Form 5 · accession 0001437749-19-000935
BIOLARGO, INC. · BLGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles K Dargan
Officer — Chief Financial Officer
Period of report
Dec 31, 2018
Accepted (ET)
Jan 16, 2019 · 7:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880242
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF2,F3 | $0.39 | Dec 31, 2017 | A | 300,000 | A | Dec 31, 2017 | Dec 31, 2027 | Common Stock | 300,000 | 3,046,000 | D |
| Option to Purchase Common StockF2 | $1.89 | Feb 1, 2018 | J | 50,000 | D | Feb 1, 2008 | Feb 1, 2018 | Common Stock | 50,000 | 2,996,000 | D |
| Option to Purchase Common StockF2 | $1.65 | Apr 30, 2008 | J | 10,000 | D | Apr 30, 2008 | Apr 30, 2018 | Common Stock | 10,000 | 2,986,000 | D |
| Option to Purchase Common StockF2 | $1.55 | May 30, 2008 | J | 10,000 | D | May 30, 2008 | May 30, 2018 | Common Stock | 10,000 | 2,976,000 | D |
| Option to Purchase Common StockF2 | $1.10 | Jun 30, 2008 | J | 10,000 | D | Jun 30, 2008 | Jun 30, 2018 | Common Stock | 10,000 | 2,966,000 | D |
| Option to Purchase Common StockF2 | $0.99 | Jul 31, 2008 | J | 10,000 | D | Jul 31, 2008 | Jul 31, 2018 | Common Stock | 10,000 | 2,956,000 | D |
| Option to Purchase Common StockF2 | $0.90 | Aug 31, 2008 | J | 10,000 | D | Aug 31, 2008 | Aug 31, 2018 | Common Stock | 10,000 | 2,946,000 | D |
| Option to Purchase Common StockF2 | $0.89 | Sep 30, 2008 | J | 10,000 | D | Sep 30, 2008 | Sep 30, 2018 | Common Stock | 10,000 | 2,936,000 | D |
| Option to Purchase Common StockF2 | $0.35 | Oct 31, 2008 | J | 10,000 | D | Oct 31, 2008 | Oct 31, 2018 | Common Stock | 10,000 | 2,926,000 | D |
| Option to Purchase Common StockF2 | $0.70 | Nov 28, 2008 | J | 10,000 | D | Nov 28, 2008 | Nov 28, 2018 | Common Stock | 10,000 | 2,916,000 | D |
| Option to Purchase Common StockF2 | $0.41 | Dec 31, 2008 | J | 10,000 | D | Dec 31, 2008 | Dec 31, 2018 | Common Stock | 10,000 | 2,906,000 | D |
Explanation of responses
- F1This Option held by Reporting Person expired unexercised on its expiration date.
- F2This Option was issued to the Reporting Person as compensation to serve as Issuer's Chief Financial Officer.
- F3One hundred thousand (100,000) shares are vested upon grant. Further shares vest in 25,000 increments beginning January 31, 2018, unless the Engagement Agreement between Reporting Person and Issuer is terminated.