SEC Form 4 · accession 0001567619-19-001258
VOCERA COMMUNICATIONS, INC. · VCRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Justin Spencer
Officer — EVP, Chief Financial Officer
Period of report
Jan 15, 2019
Accepted (ET)
Jan 16, 2019 · 7:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001129260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2019 | M | 5,000 | $9.01 | A | 158,567 | D | |
| Common Stock | Jan 15, 2019 | S | 5,000 | $38.31 | D | 153,567 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $9.01 | Jan 15, 2019 | M | 5,000 | D | — | Sep 1, 2024 | Common Stock | 5,000 | 35,000 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2The stock option is fully vested and immediately exercisable.