SEC Form 4 · accession 0001415889-19-000057
IMAGEWARE SYSTEMS INC · IWSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David R Loesch
Director
Period of report
Jan 15, 2019
Accepted (ET)
Jan 16, 2019 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000941685
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2019 | M | 5,000 | $0.20 | A | 134,894 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $0.20 | Jan 15, 2019 | M | 5,000 | D | — | Jan 27, 2019 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Options vested as follows: 1,672 shares on January 27, 2010, and 416 shares vested on each of the next eight quarterly anniversaries thereafter.