SEC Form 4 · accession 0001225208-19-000895
JPMORGAN CHASE & CO · JPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ashley Bacon
Officer — Chief Risk Officer
Period of report
Jan 13, 2019
Accepted (ET)
Jan 16, 2019 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 13, 2019 | M | 24,291 | $0.00 | A | 98,838 | D | |
| Common StockF1 | Jan 13, 2019 | M | 18,395 | $0.00 | A | 117,233 | D | |
| Common Stock | Jan 13, 2019 | F | 19,356 | $99.56 | D | 97,877 | D | |
| Common Stock | Jan 16, 2019 | S | 5,831 | $102.7789 | D | 92,046 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jan 13, 2019 | M | 24,291 | D | — | Jan 13, 2019 | Common Stock | 24,291 | 0 | D |
| Restricted Stock UnitsF1,F4 | — | Jan 13, 2019 | M | 18,395 | D | — | Jan 13, 2020 | Common Stock | 18,395 | 18,395 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
- F2Sale pursuant to 10b5-1 Plan dated November 2, 2018.
- F3Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019.
- F4Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.
Remarks
poabacon.txt