SEC Form 4 · accession 0001179110-19-000759
Inotiv, Inc. · NOTVQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Leasure Jr.
Officer — President and CEO · Director
Period of report
Jan 14, 2019
Accepted (ET)
Jan 16, 2019 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jan 14, 2019 | A | 34,615 | $0.00 | A | 60,715 | D | |
| Common SharesF1 | Jan 14, 2019 | A | 10,000 | $0.00 | A | 70,715 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $1.30 | Jan 14, 2019 | A | 55,000 | A | — | Jan 14, 2029 | Common Shares | 55,000 | 55,000 | D |
Explanation of responses
- F1Represents restricted grant subject to vesting and forfeiture.
- F2The option becomes exercisable with respect to 18,334 shares on the first anniversary of the date of grant and with respect to an additional 18,333 shares on each of the second anniversary and the third anniversary of the date of grant, respectively.