SEC Form 4 · accession 0001225208-19-000916
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan M. Craig
Officer — Senior EVP
Period of report
Jan 15, 2019
Accepted (ET)
Jan 16, 2019 · 9:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2019 | M | 3,739 | $15.43 | A | 3,739 | I | by Trust |
| Common Stock | Jan 15, 2019 | S | 3,739 | $43.58 | D | 0 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $15.43 | Jan 15, 2019 | M | 3,739 | D | Nov 1, 2011 | Nov 1, 2020 | Common Stock | 3,739 | 32,720 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2018.