SEC Form 4 · accession 0001209191-19-003954
Owens Corning · OC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marcio A Sandri
Officer — President, Composites
Period of report
Jan 15, 2019
Accepted (ET)
Jan 16, 2019 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 Par Value CommonF1 | Jan 15, 2019 | M | 3,000 | $13.89 | A | 34,163 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Purchase)F2 | $13.89 | Jan 15, 2019 | M | 3,000 | D | — | Feb 4, 2019 | $.01 Par Value Common | 3,000 | 0 | D |
Explanation of responses
- F1The reported transaction was the exercise of a duly-approved employee stock option for which the exercise price was paid in cash. The options were set to expire February 4, 2019.
- F2The option became exercisable in four equal installments on February 4, 2010, February 4, 2011, February 4, 2012 and February 4, 2013.