SEC Form 4 · accession 0001209191-19-003963
Alarm.com Holdings, Inc. · ALRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Trundle
Officer — President and CEO · Director
Period of report
Jan 14, 2019
Accepted (ET)
Jan 16, 2019 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 14, 2019 | M | 18,800 | $4.00 | A | 218,514 | D | |
| Common StockF2 | Jan 14, 2019 | S | 18,800 | $55.11 | D | 199,714 | D | |
| Common Stock | Jan 15, 2019 | M | 10,000 | $4.00 | A | 209,714 | D | |
| Common Stock | Jan 15, 2019 | S | 5,000 | $55.00 | D | 204,714 | D | |
| Common StockF3 | Jan 15, 2019 | S | 5,000 | $56.73 | D | 199,714 | D | |
| Common Stock | Jan 16, 2019 | M | 1,200 | $4.00 | A | 200,914 | D | |
| Common Stock | Jan 16, 2019 | S | 1,200 | $56.65 | D | 199,714 | D | |
| Common StockF4 | holding | — | — | — | 2,111,235 | I | By LLC | |
| Common StockF5 | holding | — | — | — | 184,619 | I | By Trust | |
| Common STockF6 | holding | — | — | — | 120,118 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F7 | $4.00 | Jan 14, 2019 | M | 18,800 | D | — | Dec 30, 2023 | Common Stock | 18,800 | 301,200 | D |
| Stock Option (Right to Buy)F7 | $4.00 | Jan 15, 2019 | M | 10,000 | D | — | Dec 30, 2023 | Common Stock | 10,000 | 291,200 | D |
| Stock Option (Right to Buy)F7 | $4.00 | Jan 16, 2019 | M | 1,200 | D | — | Dec 30, 2023 | Common Stock | 1,200 | 290,000 | D |
Explanation of responses
- F1These exercises and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.89 - $55.755, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.70 - $56.835, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F4These shares are owned by Backbone Partners, LLC ("Backbone"). The Reporting Person has the sole power to vote and dispose of the shares held by Backbone. The Reporting Person disclaims beneficial ownership of the shares owned by Backbone except to the extent, if any, of his pecuniary interest therein.
- F5These shares are owned by the Stephen Trundle 2015 4 year GRAT (the "4 Year GRAT"). The Reporting Person is the sole trustee and primary beneficiary of the 4 Year GRAT.
- F6These shares are owned by the Stephen Trundle 2015 Gift Trust (the "Trust"). Certain members of the Reporting Person's immediate family are beneficiaries of the Trust. The Reporting Person disclaims beneficial ownership of the shares owned by the Trust except to the extent, if any, of his pecuniary interest therein.
- F7This option is fully vested and immediately exercisable.