SEC Form 4 · accession 0000927089-19-000041
MUTUALFIRST FINANCIAL INC · MFSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles J Viater
Officer — Senior Vice President · Director
Period of report
Jan 15, 2019
Accepted (ET)
Jan 17, 2019 · 11:24 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2019 | M | 15,000 | $7.05 | A | 185,439 | D | |
| Common Stock | holding | — | — | — | 16,033 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 25,694 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $7.05 | Jan 15, 2019 | M | 15,000 | D | — | Dec 21, 2026 | Common Stock | 15,000 | 20,000 | D |
Explanation of responses
- F1These stock options were awarded under the Issuer's 2000 Stock Option and Incentive Plan. All stock options are fully vested and exercisble.