SEC Form 4 · accession 0000906465-19-000004
QCR HOLDINGS INC · QCRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry J Helling
Officer — President/CEO CRBT · Director
Period of report
Jan 14, 2019
Accepted (ET)
Jan 16, 2019 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 10,938 | D | ||
| Common Stock | holding | — | — | — | 36,450 | I | by IRA | |
| Common Stock | holding | — | — | — | 19,774 | I | by Managed Account | |
| Common Stock | holding | — | — | — | 4,269 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1,F2 | $33.23 | Jan 14, 2019 | A | 15,047 | A | Jan 1, 2020 | Jan 14, 2029 | Common Stock | 15,047 | 15,047 | D |
| Non-Qualified Stock Option (right to buy) | $9.00 | holding | — | — | — | Feb 1, 2011 | Feb 1, 2020 | Common Stock | 4,186 | 4,186 | D |
| Non-Qualified Stock Option (right to buy) | $9.3008 | holding | — | — | — | Feb 1, 2013 | Feb 1, 2022 | Common Stock | 16,597 | 16,597 | D |
| Non-Qualified Stock Option (right to buy) | $15.65 | holding | — | — | — | May 1, 2014 | May 1, 2023 | Common Stock | 10,002 | 10,002 | D |
| Non-Qualified Stock Option (right to buy) | $17.10 | holding | — | — | — | Feb 3, 2015 | Feb 3, 2024 | Common Stock | 8,112 | 8,112 | D |
| Non-Qualified Stock Option (right to buy) | $17.49 | holding | — | — | — | Feb 2, 2016 | Feb 2, 2025 | Common Stock | 6,715 | 6,715 | D |
| Non-Qualified Stock Option (right to buy)F3 | $42.75 | holding | — | — | — | Mar 9, 2018 | Mar 9, 2027 | Common Stock | 3,072 | 3,072 | D |
Explanation of responses
- F1These units convert into shares of common stock on a 1-for-1 basis and fifty percent (50%) of the award is subject to a performance threshold.
- F2These units vest in approximately equal installments on January 1 in each of calendar years 2020 through 2023.
- F3These options are exercisable in annual increments of 25% each, with the first 25% vesting on the first anniversary of the option grant.