SEC Form 4 · accession 0001214659-19-000382
Coupa Software Inc · COUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M Winter
Officer — Chief Revenue Officer
Period of report
Jan 14, 2019
Accepted (ET)
Jan 16, 2019 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385867
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 14, 2019 | M | 9,284 | $13.04 | A | 11,357 | D | |
| Common StockF2 | Jan 14, 2019 | S | 3,368 | $63.8308 | D | 7,989 | D | |
| Common StockF3 | Jan 14, 2019 | S | 5,916 | $64.8718 | D | 2,073 | D | |
| Common Stock | Jan 15, 2019 | M | 2,052 | $13.04 | A | 4,125 | D | |
| Common Stock | Jan 15, 2019 | S | 2,052 | $65.00 | D | 2,073 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F4 | $13.04 | Jan 14, 2019 | M | 9,284 | D | — | Sep 7, 2026 | Common Stock | 9,284 | 228,773 | D |
| Stock Options (right to buy)F4 | $13.04 | Jan 15, 2019 | M | 2,052 | D | — | Sep 7, 2026 | Common Stock | 2,052 | 226,721 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 10, 2018.
- F2This transaction was executed in multiple trades at prices ranging from $63.27 to $64.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $64.27 to $65.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F425% of the stock option became exercisable on September 2, 2017, with the remainder exercisable in 36 equal monthly installments thereafter provided the reporting person remains in continuous service on each vesting date; option may also be exercised early subject to Issuer's right of repurchase.