SEC Form 4 · accession 0001019695-19-000003
ARQULE INC · ARQL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Schwartz
Officer — Chief Medical Officer
Period of report
Jan 15, 2019
Accepted (ET)
Jan 17, 2019 · 2:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019695
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF1 | $3.68 | Jan 15, 2019 | A | 314,050 | A | — | Jan 15, 2029 | Common Stock | 314,050 | 314,050 | D |
Explanation of responses
- F1The options vest in four equal annual installments beginning on January 15, 2020.