SEC Form 4 · accession 0001567619-19-001257
VOCERA COMMUNICATIONS, INC. · VCRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul T Johnson
Officer — EVP OF SALES & SERVICES
Period of report
Jan 14, 2019
Accepted (ET)
Jan 16, 2019 · 7:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001129260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 14, 2019 | S | 3,900 | $38.5445 | D | 131,280 | D | |
| Common StockF3 | Jan 14, 2019 | S | 100 | $39.185 | D | 131,180 | D | |
| Common Stock | Jan 15, 2019 | M | 18,553 | $12.92 | A | 149,733 | D | |
| Common StockF4 | Jan 15, 2019 | S | 18,553 | $38.1562 | D | 131,180 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $12.92 | Jan 15, 2019 | M | 18,553 | D | — | Jun 1, 2024 | Common Stock | 18,553 | 18,552 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2Represents the weighted average sales price per share. The shares sold at prices ranging from $38.14 to $39.03 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F3Represents the weighted average sales price per share. The shares sold at prices ranging from $39.18 to $39.19 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F4Represents the weighted average sales price per share. The shares sold at prices ranging from $37.83 to $38.60 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F5The stock option is fully vested and immediately exercisable.