SEC Form 4 · accession 0001179110-19-000825
GOLD RESOURCE CORP · GORO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex G Morrison
Director
Period of report
Jan 14, 2019
Accepted (ET)
Jan 17, 2019 · 3:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001160791
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 14, 2019 | M | 3,657 | $0.00 | A | 12,812 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Jan 14, 2019 | M | 3,657 | D | Jan 14, 2019 | — | Common Stock | 3,657 | 0 | D |
Explanation of responses
- F1The restricted stock units granted to the reporting person on July 14, 2018 vested and such restricted stock units settled for shares of the Company's common stock.
- F2Each restricted stock unit represents the contingent right to receive on share of the Company's common stock upon vesting of the unit.