SEC Form 4 · accession 0000899243-19-001290

lululemon athletica inc. · LULU

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Dennis J. Wilson

10% Owner

Period of report

Jan 14, 2019

Accepted (ET)

Jan 16, 2019 · 5:16 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001397187

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Jan 14, 2019	C	311,450	—	A	311,450	I	By Anamered Investments Inc.
Common Stock^F3	Jan 14, 2019	S	222,236	$140.15	D	89,214	I	By Anamered Investments Inc.
Common Stock^F4	Jan 14, 2019	S	71,478	$141.17	D	17,736	I	By Anamered Investments Inc.
Common Stock^F5	Jan 14, 2019	S	17,736	$142.33	D	0	I	By Anamered Investments Inc.
Common Stock^F2	Jan 15, 2019	C	132,939	—	A	132,939	I	By Anamered Investments Inc.
Common Stock^F6	Jan 15, 2019	S	132,939	$140.10	D	0	I	By Anamered Investments Inc.
Common Stock	holding	—	—		—	3,852	D
Common Stock	holding	—	—		—	5,025,861	I	By LIPO Investments (USA) Inc.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Exchangeable Shares of Lulu Canadian Holding, Inc.^F2,F8,F9	—	Jan 14, 2019	C	311,450	D	—	—	Common Stock	311,450	9,104,727	I
Exchangeable Shares of Lulu Canadian Holding, Inc.^F2,F8,F9	—	Jan 15, 2019	C	132,939	D	—	—	Common Stock	132,939	8,971,788	I
Exchangeable Shares of Lulu Canadian Holding, Inc.^F2,F8,F9	—	holding	—	—	—	—	—	Common Stock	268,984	268,984	I
Exchangeable Shares of Lulu Canadian Holding, Inc.^F2,F8,F9	—	holding	—	—	—	—	—	Common Stock	91,760	91,760	I

Explanation of responses

F1Shares obtained on conversion of exchangeable shares of Lulu Canadian Holding, Inc. for shares of lululemon athletica inc. for no consideration, exempt under 16b-6b.
F21 - 1 exchange ratio.
F3Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.96, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $141.00 to $141.80, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F5Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $142.00 to $142.61, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F6Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.97, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F7Shares surrendered on conversion of exchangeable shares of Lulu Canadian Holding, Inc. for shares of lululemon athletica inc. for no consideration, exempt under Rule 16b-6b.
F8Immediately exchangeable for shares of lululemon common stock on a 1-to-1 ratio.
F9No expiration date.