Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Nov 19, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

366 filings · trading day Nov 19, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 15, 2018 JForm 4 →	Nov 16, 5:03 pm EST	Staffing 360 Solutions, Inc.STAF	Jackson Investment Group, LLC +110% Owner	13,650	$1,000.00	$13,000,000	650	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:36 pm EST	AMERISOURCEBERGEN CORPABC	Steven H CollisChairman, President & CEO, Director	146,915	$89.58	$11,560,657	129,054	—
Nov 15, 2018 AForm 4 →	Nov 19, 10:04 am EST	ASHLAND GLOBAL HOLDINGS INCASH	William A WulfsohnChief Executive Officer, Director	78,450	$82.34	$6,459,573	79,356	—
Nov 16, 2018 MForm 4 →	Nov 19, 10:24 am EST	AUTOMATIC DATA PROCESSING INCADP	Carlos A RodriguezPresident & CEO	52,228	$90.63	$4,733,424	104,457	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:37 pm EST	AMERISOURCEBERGEN CORPABC	John G. ChouExecutive Vice President	38,566	$89.58	$3,034,702	9,378	—
Nov 15, 2018 AForm 4 →	Nov 19, 10:06 am EST	ASHLAND GLOBAL HOLDINGS INCASH	J Kevin WillisChief Financial Officer	22,200	$82.34	$1,827,948	22,171	—
Nov 15, 2018 AForm 4 →	Nov 19, 10:10 am EST	ASHLAND GLOBAL HOLDINGS INCASH	Peter GanzSenior Vice President	13,900	$82.34	$1,144,526	13,723	—
Nov 15, 2018 AForm 4 →	Nov 19, 10:11 am EST	ASHLAND GLOBAL HOLDINGS INCASH	Vito J ConsiglioVice President	12,500	$82.34	$1,029,250	8,579	—
Nov 15, 2018 AForm 4 →	Nov 19, 10:08 am EST	ASHLAND GLOBAL HOLDINGS INCASH	Anne T. SchumannSenior Vice President	11,650	$82.34	$959,261	7,345	—
Nov 14, 2018 MForm 4 →	Nov 16, 7:25 pm EST	ServiceNow, Inc.NOW	Ronald E F CoddDirector	12,030	$47.92	$576,536	15,000	—
Nov 15, 2018 AForm 4 →	Nov 19, 10:07 am EST	ASHLAND GLOBAL HOLDINGS INCASH	Keith C SilvermanVice President	6,200	$82.34	$510,508	7,598	—
Nov 15, 2018 AForm 4 →	Nov 19, 10:09 am EST	ASHLAND GLOBAL HOLDINGS INCASH	William J HeitmanController	5,250	$82.34	$432,285	5,192	—
Nov 14, 2018 MForm 4 →	Nov 16, 4:12 pm EST	National Vision Holdings, Inc.EYE	Mitchell GoodmanSVP, GC and Secretary	94,576	$4.56	$431,065	3,650	—
Nov 15, 2018 MForm 4 →	Nov 16, 4:21 pm EST	MSC INDUSTRIAL DIRECT CO INCMSM	David WrightSVP, SALES	5,404	$69.46	$375,362	0	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:52 pm EST	MEREDITH CORPMDP	Elizabeth E TallettDirector	4,946	$58.69	$224,607	16,680	—	amended
Nov 15, 2018 AForm 4 →	Nov 19, 2:44 pm EST	COMMUNITY WEST BANCSHARES /CWBC	Martin E PlourdPresident & CEO, Director	20,000	$10.56	$211,200	140,000	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:29 pm EST	CSI Compressco LPCCLP	TETRA TECHNOLOGIES INC +310% Owner	13,759	$11.43	$157,265	386,136	—
Nov 20, 2015 AJForm 4/A →	Nov 19, 2018, 6:20 am EST	MamaMancini's Holdings, Inc.MMMB	Alfred D'AgostinoDirector	157,407	$0.9762	$153,657	25,000	—
Nov 20, 2015 AJForm 4/A →	Nov 19, 2018, 6:20 am EST	MamaMancini's Holdings, Inc.MMMB	Steven R. BurnsDirector	157,407	$0.9762	$153,657	25,000	—
Nov 20, 2015 AJForm 4/A →	Nov 19, 2018, 6:20 am EST	MamaMancini's Holdings, Inc.MMMB	Dean JanewayDirector	157,407	$0.9762	$153,657	25,000	—
Nov 16, 2018 AForm 4 →	Nov 19, 3:46 pm EST	Kimball Electronics, Inc.KE	Robert J PhillippyDirector	8,046	$17.40	$140,000	8,046	—
Nov 16, 2018 PForm 4 →	Nov 16, 7:14 pm EST	EYEGATE PHARMACEUTICALS INCEYEG	ARMISTICE CAPITAL, LLC +2Director, 10% Owner	625,000	$0.13	$81,250	625,000	—
Nov 20, 2015 AJForm 4/A →	Nov 19, 2018, 6:20 am EST	MamaMancini's Holdings, Inc.MMMB	Thomas G. TotoDirector	83,333	$0.955	$79,583	25,000	—
Nov 16, 2018 AForm 4 →	Nov 19, 3:59 pm EST	Kimball Electronics, Inc.KE	Gregory A ThaxtonDirector	3,735	$17.40	$64,989	7,148	—
Nov 15, 2018 AForm 4 →	Nov 19, 11:01 am EST	SOTHEBYSBID	Domenico De SoleDirector	1,591	$39.26	$62,463	27,216	—
Nov 15, 2018 AJForm 4 →	Nov 16, 4:00 pm EST	MARSH & MCLENNAN COMPANIES, INC.MMC	Morton O SchapiroDirector	689	$86.83	$59,808	63,479	—
Nov 15, 2018 AJForm 4 →	Nov 16, 4:10 pm EST	MARSH & MCLENNAN COMPANIES, INC.MMC	R David YostDirector	512	$86.83	$44,467	26,337	—
Nov 16, 2018 AForm 4 →	Nov 19, 8:43 am EST	OMNOVA SOLUTIONS INCOMN	David J DantoniDirector	4,417	$8.49	$37,500	106,152	—
Nov 15, 2018 AJForm 4 →	Nov 16, 4:03 pm EST	MARSH & MCLENNAN COMPANIES, INC.MMC	Deborah C HopkinsDirector	374	$86.83	$32,506	6,413	—
Nov 15, 2018 AForm 4 →	Nov 19, 11:01 am EST	SOTHEBYSBID	Jessica M BibliowiczDirector	795	$39.26	$31,212	10,051	—
Nov 15, 2018 AForm 4 →	Nov 19, 11:01 am EST	SOTHEBYSBID	Linus W. L. CheungDirector	795	$39.26	$31,212	4,537	—
Nov 15, 2018 AForm 4 →	Nov 19, 11:02 am EST	SOTHEBYSBID	Kevin C. ConroyDirector	795	$39.26	$31,212	10,051	—
Nov 15, 2018 AForm 4 →	Nov 19, 11:02 am EST	SOTHEBYSBID	Duke of DevonshireDirector	795	$39.26	$31,212	51,590	—
Nov 15, 2018 AForm 4 →	Nov 19, 11:03 am EST	SOTHEBYSBID	Marsha SimmsDirector	795	$39.26	$31,212	16,901	—
Nov 15, 2018 AForm 4 →	Nov 19, 11:03 am EST	SOTHEBYSBID	Diana L TaylorDirector	795	$39.26	$31,212	27,822	—
Nov 19, 2018 AForm 4 →	Nov 19, 11:04 am EST	SOTHEBYSBID	Dennis M WeiblingDirector	795	$39.26	$31,212	27,906	—
Nov 15, 2018 AForm 4 →	Nov 19, 11:04 am EST	SOTHEBYSBID	Harry James WilsonDirector	795	$39.26	$31,212	10,051	—
Nov 15, 2018 AForm 4 →	Nov 16, 4:43 pm EST	ARROW ELECTRONICS INCARW	Andrew Charles KerinDirector	369	$74.54	$27,500	6,736	—
Nov 15, 2018 AForm 4 →	Nov 16, 4:41 pm EST	ARROW ELECTRONICS INCARW	Steven Henry GunbyDirector	335	$74.54	$25,000	1,214	—
Nov 16, 2018 PForm 4 →	Nov 19, 1:45 pm EST	UNITED BANKSHARES INC/WVUBSI	P Clinton WinterDirector	654	$35.49	$23,210	22,394	—
Nov 15, 2018 AForm 4 →	Nov 16, 4:49 pm EST	ARROW ELECTRONICS INCARW	Barry W PerryDirector	168	$74.54	$12,500	20,939	—
Nov 15, 2018 AJForm 4 →	Nov 16, 4:06 pm EST	MARSH & MCLENNAN COMPANIES, INC.MMC	Elaine La RocheDirector	141	$86.83	$12,253	7,981	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:40 pm EST	EQM Midstream Partners, LPEQM	Michael A BrysonDirector	229	$48.75	$11,164	10,217	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:07 pm EST	CorMedix Inc.CRMD	Janet DillioneDirector	6,637	$1.13	$7,500	6,637	—	amended
Nov 14, 2018 AForm 4 →	Nov 16, 4:38 pm EST	EQM Midstream Partners, LPEQM	Lara E. WashingtonDirector	152	$48.75	$7,410	6,830	—
Nov 15, 2018 AForm 4 →	Nov 16, 4:47 pm EST	ARROW ELECTRONICS INCARW	Stephen C PatrickDirector	84	$74.54	$6,250	13,066	—
Nov 15, 2018 AMForm 4 →	Nov 16, 5:29 pm EST	INTEL CORPINTC	Robert Holmes SwanInterim CEO [CFO]	2,810	$48.11	$3,744	8,708	—
Nov 15, 2018 AForm 4 →	Nov 19, 8:30 am EST	VERIZON COMMUNICATIONS INCVZ	Lowell C McAdamExecutive Chairman, Director	182	$16.82	$3,058	410,083	—
Nov 15, 2018 AForm 4 →	Nov 19, 8:34 am EST	VERIZON COMMUNICATIONS INCVZ	Hans Erik VestbergChief Executive Officer, Director	168	$16.82	$2,828	3,395	—
Nov 15, 2018 AForm 4 →	Nov 19, 8:32 am EST	VERIZON COMMUNICATIONS INCVZ	Craig L. SillimanEVP of PubPolicy & Gen Counsel	130	$16.82	$2,193	146,254	—
Nov 15, 2018 AForm 4 →	Nov 16, 6:40 pm EST	PFIZER INCPFE	Dawn RogersExecutive Vice President	41	$43.21	$1,772	7,380	—
Nov 15, 2018 AForm 4 →	Nov 19, 8:27 am EST	VERIZON COMMUNICATIONS INCVZ	Ronan DunneEVP and President VZW	79	$16.82	$1,327	17,999	—
Nov 15, 2018 AForm 4 →	Nov 19, 8:29 am EST	VERIZON COMMUNICATIONS INCVZ	Kumara Guru GowrappanEVP and CEO - Oath	79	$16.82	$1,327	1,248	—
Nov 15, 2018 AForm 4 →	Nov 19, 8:31 am EST	VERIZON COMMUNICATIONS INCVZ	Marc C ReedEVP & Chief Admin. Officer	75	$16.82	$1,270	82,654	—
Nov 15, 2018 AForm 4 →	Nov 19, 8:28 am EST	VERIZON COMMUNICATIONS INCVZ	Matthew D. EllisEVP and CFO	72	$16.82	$1,212	21,232	—
Nov 16, 2018 PForm 4 →	Nov 19, 12:02 pm EST	OLD NATIONAL BANCORP /IN/ONB	James C Ryan IIISEVP-CFO	52	$18.42	$958	1,249	—
Nov 15, 2018 AForm 4 →	Nov 16, 6:40 pm EST	PFIZER INCPFE	Albert BourlaChief Operating Officer, Director	20	$43.21	$864	12,578	—
Nov 15, 2018 AForm 4 →	Nov 16, 7:13 pm EST	Voya Financial, Inc.VOYA	Chetlur S RagavanSee Remarks	19	$45.36	$855	8,140	—
Nov 15, 2018 AForm 4 →	Nov 19, 8:33 am EST	VERIZON COMMUNICATIONS INCVZ	Anthony T SkiadasSVP & Controller	33	$16.82	$561	56,511	—
Nov 16, 2018 PForm 4 →	Nov 19, 12:01 pm EST	OLD NATIONAL BANCORP /IN/ONB	James A SandgrenPRESIDENT & COO	30	$18.42	$553	812	—
Nov 16, 2018 AForm 4 →	Nov 19, 2:33 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	Timothy Mark DunbarEVP & Chief Investment Officer	11	$48.24	$507	7,322	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:36 pm EST	EQM Midstream Partners, LPEQM	Kenneth Michael BurkeDirector	10	$48.75	$488	430	—
Nov 15, 2018 AForm 4 →	Nov 16, 7:20 pm EST	Voya Financial, Inc.VOYA	Carolyn M JohnsonSee Remarks	10	$45.36	$458	1,202	—
Nov 16, 2018 PForm 4 →	Nov 19, 12:01 pm EST	OLD NATIONAL BANCORP /IN/ONB	Scott J EvernhamEXEC VP - WEALTH MANAGEMENT	22	$18.42	$405	1,963	—
Nov 15, 2018 AForm 4 →	Nov 16, 6:40 pm EST	PFIZER INCPFE	John D YoungGroup President	9	$43.21	$389	10,594	—
Nov 15, 2018 AForm 4 →	Nov 16, 7:23 pm EST	Voya Financial, Inc.VOYA	Charles P NelsonSee Remarks	8	$45.36	$350	1,835	—
Nov 15, 2018 AForm 4 →	Nov 16, 7:16 pm EST	Voya Financial, Inc.VOYA	Nancy FerraraSee Remarks	7	$45.36	$304	7,037	—
Nov 15, 2018 AForm 4 →	Nov 19, 12:20 pm EST	SVB FINANCIAL GROUPSIVB	Laura IzurietaChief Risk Officer	1	$240.34	$288	86	—
Nov 15, 2018 AForm 4 →	Nov 16, 7:27 pm EST	Voya Financial, Inc.VOYA	Patricia J WalshSee Remarks	6	$45.36	$275	1,195	—
Nov 15, 2018 AForm 4 →	Nov 16, 6:40 pm EST	PFIZER INCPFE	Rady A JohnsonExecutive Vice President	3	$43.21	$130	4,641	—
Nov 15, 2018 MForm 4 →	Nov 16, 4:00 pm EST	EyePoint Pharmaceuticals, Inc.EYPT	Michael W RogersDirector	100,000	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 16, 4:00 pm EST	Teladoc Health, Inc.TDOC	Lewis LevyChief Medical Officer	1,284	—	—	41,107	—
Nov 15, 2018 MForm 4 →	Nov 16, 4:00 pm EST	Kinsale Capital Group, Inc.KNSL	Michael P KehoeCEO and President, Director	10,000	—	—	149,576	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:04 pm EST	Icagen, Inc.no symbol	Timothy TysonDirector, 10% Owner	125,000	—	—	100,000	—
Nov 15, 2018 AMForm 4 →	Nov 16, 4:04 pm EST	COOPER COMPANIES INCCOO	Stanley Zinberg M.D.Director	1,588	—	—	0	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:07 pm EST	Icagen, Inc.no symbol	Michael N TaglichDirector, 10% Owner	25,000	—	—	25,000	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:09 pm EST	Booz Allen Hamilton Holding CorpBAH	Nancy LabenEVP, CLO and Secretary	23,193	—	—	23,193	—
Nov 15, 2018 AMForm 4 →	Nov 16, 4:09 pm EST	COOPER COMPANIES INCCOO	Michael KalksteinDirector	1,588	—	—	0	—
Nov 14, 2018 MForm 4 →	Nov 16, 4:09 pm EST	Corbus Pharmaceuticals Holdings, Inc.CRBP	Mark TepperPresident and CSO	10,000	—	—	261,600	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:09 pm EST	Icagen, Inc.no symbol	Edward RoffmanDirector	25,000	—	—	25,000	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:10 pm EST	WRAP TECHNOLOGIES, INC.WRTC	Patrick KinsellaDirector	35,000	—	—	35,000	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:11 pm EST	Icagen, Inc.no symbol	Vincent PalmieriDirector	25,000	—	—	25,000	—
Nov 15, 2018 MForm 4 →	Nov 16, 4:11 pm EST	Quanterix CorpQTRX	Joseph DriscollChief Financial Officer	25,000	—	—	274,385	—
Nov 14, 2018 AMForm 4 →	Nov 16, 4:12 pm EST	PTC INC.PTC	Barry F CohenEVP, Chief Strategy Officer	121,439	—	—	16,937	—
Nov 15, 2018 AMForm 4 →	Nov 16, 4:12 pm EST	COOPER COMPANIES INCCOO	Allan E RubensteinDirector	1,667	—	—	0	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:12 pm EST	Icagen, Inc.no symbol	Douglas KrafteChief Scientific Officer	120,000	—	—	120,000	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:15 pm EST	Icagen, Inc.no symbol	Mark John KorbChief Financial Officer	100,000	—	—	100,000	—
Nov 14, 2018 AMForm 4 →	Nov 16, 4:16 pm EST	ANADARKO PETROLEUM CORPAPC	Daniel E BrownEVP, US Onshore Operations	107,807	—	—	77,570	—
Nov 15, 2018 AMForm 4 →	Nov 16, 4:16 pm EST	COOPER COMPANIES INCCOO	Gary S PetersmeyerDirector	1,588	—	—	0	—
Nov 14, 2018 AMForm 4 →	Nov 16, 4:16 pm EST	PTC INC.PTC	Matthew Lessner CohenEVP, Field Operations	101,231	—	—	14,676	—
Nov 15, 2018 MForm 4 →	Nov 16, 4:16 pm EST	ESTEE LAUDER COMPANIES INCEL	Fabrizio FredaPresident and CEO, Director	150,000	—	—	98,262	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:16 pm EST	Icagen, Inc.no symbol	Clive KabatznikDirector	25,000	—	—	25,000	—
Nov 15, 2018 CForm 4 →	Nov 16, 4:16 pm EST	MongoDB, Inc.MDB	Kevin P RyanDirector	24,000	—	—	970,166	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:18 pm EST	Icagen, Inc.no symbol	Richard Anthony CunninghamChief Executive Officer	535,000	—	—	535,000	—
Nov 15, 2018 AMForm 4 →	Nov 16, 4:18 pm EST	COOPER COMPANIES INCCOO	Jody S LindellDirector	1,588	—	—	0	—
Nov 14, 2018 AMForm 4 →	Nov 16, 4:19 pm EST	PTC INC.PTC	Kathleen MitfordEVP, Products	21,225	—	—	10,713	—
Nov 15, 2018 MForm 4 →	Nov 16, 4:20 pm EST	CLOROX CO /DE/CLX	Michael R. CostelloSVP - General Manager	7,500	—	—	7,640	—
Nov 15, 2018 AMForm 4 →	Nov 16, 4:21 pm EST	COOPER COMPANIES INCCOO	William A KozyDirector	1,588	—	—	0	—
Nov 14, 2018 AMForm 4 →	Nov 16, 4:21 pm EST	PTC INC.PTC	James E HeppelmannPresident and CEO, Director	453,926	—	—	54,009	—
Oct 26, 2018 AForm 4 →	Nov 16, 4:21 pm EST	Aerpio Pharmaceuticals, Inc.ARPO	Pravin DugelDirector	2,500	—	—	2,500	—	late
Nov 15, 2018 MForm 4 →	Nov 16, 4:22 pm EST	Cara Therapeutics, Inc.CARA	Mani MohindruCFO & Chief Strategy Officer	16,042	—	—	352,916	—
Nov 14, 2018 AMForm 4 →	Nov 16, 4:23 pm EST	PTC INC.PTC	Andrew MillerEVP, Chief Financial Officer	152,206	—	—	17,523	—
Nov 14, 2018 AMForm 4 →	Nov 16, 4:23 pm EST	ANADARKO PETROLEUM CORPAPC	Robert G GwinPresident	115,814	—	—	83,776	—
Nov 15, 2018 AForm 4 →	Nov 16, 4:24 pm EST	HERC HOLDINGS INCHRI	Herbert L HenkelDirector	585	—	—	23,185	—
Nov 14, 2018 AMForm 4 →	Nov 16, 4:24 pm EST	PTC INC.PTC	Aaron C Von StaatsEVP, GC and Secretary	82,884	—	—	10,420	—
Nov 15, 2018 AForm 4 →	Nov 16, 4:25 pm EST	HERC HOLDINGS INCHRI	Nick GrazianoDirector	251	—	—	2,141	—
Nov 15, 2018 AMForm 4 →	Nov 16, 4:25 pm EST	COOPER COMPANIES INCCOO	Colleen JayDirector	1,588	—	—	0	—
Nov 15, 2018 AForm 4 →	Nov 16, 4:26 pm EST	HERC HOLDINGS INCHRI	Courtney MatherDirector	502	—	—	5,814	—
Nov 15, 2018 MForm 4 →	Nov 16, 4:26 pm EST	Eldorado Resorts, Inc.ERI	Anthony L. CaranoExec VP and COO	14,965	—	—	0	—
Nov 14, 2018 AMForm 4 →	Nov 16, 4:27 pm EST	ANADARKO PETROLEUM CORPAPC	Mitchell W IngramEVP, Intl, DW & Exploration	107,807	—	—	77,570	—
Nov 15, 2018 AMForm 4 →	Nov 16, 4:27 pm EST	COOPER COMPANIES INCCOO	A Thomas BenderDirector	1,747	—	—	0	—
Nov 15, 2018 AForm 4 →	Nov 16, 4:28 pm EST	HD Supply Holdings, Inc.HDS	Lauren Taylor WolfeDirector	714	—	—	714	—
Nov 15, 2018 AForm 4 →	Nov 16, 4:28 pm EST	HD Supply Holdings, Inc.HDS	Peter A DorsmanDirector	698	—	—	698	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:28 pm EST	ESTERLINE TECHNOLOGIES CORPESL	Curtis C ReusserChairman, President & CEO, Director	21,788	—	—	21,788	—
Nov 16, 2018 MForm 4 →	Nov 16, 4:29 pm EST	NVE CORP /NEW/NVEC	Patricia M HollisterDirector	2,000	—	—	8,000	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:29 pm EST	ESTERLINE TECHNOLOGIES CORPESL	Stephen M NolanExecutive VP, CFO	6,931	—	—	6,931	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:29 pm EST	ESTERLINE TECHNOLOGIES CORPESL	Albert S YostEVP, Pres--Advanced Materials	5,197	—	—	5,197	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:29 pm EST	ESTERLINE TECHNOLOGIES CORPESL	Roger Alan RossEVP, Pres - Sensors & Systems	4,534	—	—	4,534	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:29 pm EST	ESTERLINE TECHNOLOGIES CORPESL	Donald E. WaltherExecutive VP, General Counsel	5,069	—	—	5,069	—
Nov 16, 2018 MForm 4 →	Nov 16, 4:30 pm EST	Coupa Software IncCOUP	Steven M WinterChief Revenue Officer	5,668	—	—	249,393	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:31 pm EST	ESTERLINE TECHNOLOGIES CORPESL	Paul Patrick BensonEVP, Chief HR Officer	2,480	—	—	2,480	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:31 pm EST	ESTERLINE TECHNOLOGIES CORPESL	Brian D ReidCorp. Controller & CAO	820	—	—	820	—
Nov 14, 2018 AMForm 4 →	Nov 16, 4:31 pm EST	ANADARKO PETROLEUM CORPAPC	Amanda M. McMillianEVP and General Counsel	63,523	—	—	46,542	—
Nov 15, 2018 MForm 4 →	Nov 16, 4:31 pm EST	XOMA CorpXOMA	W Denman Van NessDirector	7,693	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 16, 4:31 pm EST	Eldorado Resorts, Inc.ERI	Thomas ReegPresident and CFO, Director	56,121	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 16, 4:32 pm EST	Intercontinental Exchange, Inc.ICE	Mark WassersugChief Operating Officer	7,903	—	—	1,860	—
Nov 14, 2018 AMForm 4 →	Nov 16, 4:35 pm EST	ANADARKO PETROLEUM CORPAPC	R A WalkerChairman & CEO, Director	241,447	—	—	172,205	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:35 pm EST	Delphi Technologies PLCDLPH	Robin J AdamsDirector	62	—	—	118	—
Nov 15, 2018 MForm 4 →	Nov 16, 4:35 pm EST	Intercontinental Exchange, Inc.ICE	Scott A HillChief Financial Officer	403	—	—	23,350	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:36 pm EST	Delphi Technologies PLCDLPH	Joseph S CantieDirector	86	—	—	161	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:41 pm EST	Delphi Technologies PLCDLPH	Mike ClarkeSenior Vice President *	91	—	—	169	—
Nov 16, 2018 MForm 4 →	Nov 16, 4:41 pm EST	BECTON DICKINSON & COBDX	Charles R BodnerSVP Corp Fin Chief Acct Office	2,500	—	—	3,143	—
Nov 14, 2018 AMForm 4 →	Nov 16, 4:44 pm EST	ANADARKO PETROLEUM CORPAPC	Christopher O ChampionSVP, CAO and Controller	48,667	—	—	38,010	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:44 pm EST	Delphi Technologies PLCDLPH	Nelda J ConnorsDirector	60	—	—	115	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:46 pm EST	Delphi Technologies PLCDLPH	Gary L CowgerDirector	62	—	—	118	—
Nov 12, 2018 AForm 4 →	Nov 16, 4:46 pm EST	COTY INC.COTY	Pierre LaubiesChief Executive Officer, Director	578,034	—	—	578,034	—	late
Nov 14, 2018 AForm 4 →	Nov 16, 4:48 pm EST	Delphi Technologies PLCDLPH	Mary GustanskiSenior Vice President*	86	—	—	159	—
Nov 14, 2018 MForm 4 →	Nov 16, 4:49 pm EST	DENNYS CORPDENN	Timothy E. FlemmingSr. VP, General Counsel & CLO	43,600	—	—	0	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:51 pm EST	Delphi Technologies PLCDLPH	David S HaffnerDirector	63	—	—	119	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:52 pm EST	Delphi Technologies PLCDLPH	James D. HarringtonSenior Vice President*	104	—	—	183	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:53 pm EST	Delphi Technologies PLCDLPH	Helmut LeubeDirector	60	—	—	115	—
Nov 15, 2018 AMForm 4 →	Nov 16, 4:53 pm EST	COTY INC.COTY	Robert S SingerDirector	20,000	—	—	40,000	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:54 pm EST	REXAHN PHARMACEUTICALS, INC.RNN	Douglas J SwirskyPresident and CEO, Director	500,000	—	—	500,000	—
Nov 16, 2018 CForm 4 →	Nov 16, 4:54 pm EST	VAPOTHERM INCVAPO	Redmile Group, LLC +110% Owner	13,192,612	—	—	0	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:55 pm EST	Delphi Technologies PLCDLPH	Timothy ManganelloDirector	84	—	—	158	—
Nov 15, 2018 AForm 4 →	Nov 16, 4:55 pm EST	RED HAT INCRHT	Sohaib AbbasiDirector	159	—	—	159	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:56 pm EST	Delphi Technologies PLCDLPH	Hari N NairInterim CEO, Director	60	—	—	115	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:57 pm EST	Delphi Technologies PLCDLPH	Vivid SehgalChief Financial Officer	171	—	—	308	—
Nov 15, 2018 AForm 4 →	Nov 16, 4:58 pm EST	COTY INC.COTY	Paul S. MichaelsDirector	10,000	—	—	40,685	—
Nov 14, 2018 AForm 4 →	Nov 16, 4:59 pm EST	Delphi Technologies PLCDLPH	Jeffrey M SesplankisChief Accounting Officer	61	—	—	110	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:00 pm EST	MATTHEWS INTERNATIONAL CORPMATW	Brian J DunnEVP, Strategy and Corp. Develo	10,500	—	—	10,500	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:01 pm EST	MATTHEWS INTERNATIONAL CORPMATW	David A SchawkPresident, Brand Solutions, Director	6,000	—	—	6,000	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:01 pm EST	Delphi Technologies PLCDLPH	Mary Ann WrightDirector	62	—	—	118	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:01 pm EST	MATTHEWS INTERNATIONAL CORPMATW	Paul F RahillPresident, Cremation Div	2,500	—	—	2,500	—
Nov 15, 2018 AMForm 4 →	Nov 16, 5:02 pm EST	COTY INC.COTY	Olivier GoudetDirector	20,000	—	—	50,000	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:02 pm EST	MATTHEWS INTERNATIONAL CORPMATW	Paul C. JensenPresident, Marking and Fulfill	3,800	—	—	3,800	—
Nov 14, 2018 AMForm 4 →	Nov 16, 5:02 pm EST	ANADARKO PETROLEUM CORPAPC	Robert K ReevesEVP	95,304	—	—	70,785	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:03 pm EST	MATTHEWS INTERNATIONAL CORPMATW	Marcy L CampbellVP, Human Resources	5,800	—	—	5,800	—
Nov 14, 2018 MForm 4 →	Nov 16, 5:03 pm EST	Yext, Inc.YEXT	Steven CakebreadChief Financial Officer	20,000	—	—	220,716	—
Nov 16, 2018 MForm 4 →	Nov 16, 5:03 pm EST	AFFILIATED MANAGERS GROUP, INC.AMG	Patrick T RyanDirector	2,034	—	—	0	—
Nov 15, 2018 AForm 4 →	Nov 16, 5:03 pm EST	COTY INC.COTY	Sabine ChalmersDirector	10,000	—	—	22,054	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:03 pm EST	MATTHEWS INTERNATIONAL CORPMATW	Robert M MarshVP and Treasurer	2,400	—	—	2,400	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:04 pm EST	MATTHEWS INTERNATIONAL CORPMATW	Gary Raymond KohlPresident SGK	10,500	—	—	10,500	—
Nov 15, 2018 MForm 4 →	Nov 16, 5:04 pm EST	FITBIT INCFIT	Ronald W KislingChief Financial Officer	2,083	—	—	12,500	—
Nov 15, 2018 AMForm 4 →	Nov 16, 5:04 pm EST	COTY INC.COTY	Joachim FaberDirector	20,000	—	—	40,000	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:04 pm EST	MATTHEWS INTERNATIONAL CORPMATW	Edward M Brady Jr.Chief Information Officer	3,000	—	—	3,000	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:05 pm EST	MATTHEWS INTERNATIONAL CORPMATW	Gregory S. BabeChief Technology Officer, Director	10,500	—	—	10,500	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:05 pm EST	MATTHEWS INTERNATIONAL CORPMATW	Steven F NicolaCFO and Secretary	18,600	—	—	18,600	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:06 pm EST	MATTHEWS INTERNATIONAL CORPMATW	Steven D GackenbachGroup President, Memorializati	10,500	—	—	10,500	—
Nov 15, 2018 AForm 4 →	Nov 16, 5:06 pm EST	TETRA TECH INCTTEK	Derek G AmidonSVP, Commercial Account Mgmt.	2,156	—	—	2,156	—
Nov 15, 2018 AMForm 4 →	Nov 16, 5:07 pm EST	COTY INC.COTY	Peter HarfDirector	32,657	—	—	62,657	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:07 pm EST	MATTHEWS INTERNATIONAL CORPMATW	Brian D WaltersVP and General Counsel	10,500	—	—	10,500	—
Nov 15, 2018 AForm 4 →	Nov 16, 5:07 pm EST	TETRA TECH INCTTEK	Roger R ArgusSVP, Government Services Group	2,156	—	—	2,156	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:07 pm EST	MATTHEWS INTERNATIONAL CORPMATW	Joseph C BartolacciPresident and CEO, Director	68,100	—	—	68,100	—
Nov 15, 2018 AForm 4 →	Nov 16, 5:08 pm EST	TETRA TECH INCTTEK	Jan K AumanSVP, Global Development Svcs.	2,156	—	—	2,156	—
Nov 14, 2018 AMForm 4 →	Nov 16, 5:08 pm EST	TETRA TECH INCTTEK	Dan L BatrackCHAIRMAN, CEO & PRESIDENT, Director	66,101	—	—	21,232	—
Nov 15, 2018 AForm 4 →	Nov 16, 5:09 pm EST	TETRA TECH INCTTEK	Gary BirkenbeuelDirector	770	—	—	770	—
Nov 15, 2018 MForm 4 →	Nov 16, 5:09 pm EST	GARTNER INCIT	Scott HenselEVP Consulting	1,066	—	—	3,196	—
Nov 15, 2018 AForm 4 →	Nov 16, 5:09 pm EST	TETRA TECH INCTTEK	William R BrownlieSVP, Chief Engineer	2,156	—	—	2,156	—
Nov 15, 2018 MForm 4 →	Nov 16, 5:10 pm EST	COHERENT INCCOHR	Kevin S. PalatnikChief Financial Officer	1,701	—	—	12,054	—
Nov 15, 2018 AForm 4 →	Nov 16, 5:10 pm EST	TETRA TECH INCTTEK	Steven M BurdickEVP, CFO	4,003	—	—	4,003	—
Nov 15, 2018 AMForm 4 →	Nov 16, 5:10 pm EST	COTY INC.COTY	Lambertus J.H. BechtDirector	47,343	—	—	137,343	—
Nov 15, 2018 MForm 4 →	Nov 16, 5:10 pm EST	COHERENT INCCOHR	Mark Stewart SobeyEVP & GM, OLS	1,624	—	—	6,494	—
Nov 15, 2018 AForm 4 →	Nov 16, 5:11 pm EST	TETRA TECH INCTTEK	Brian N CarterSVP, Corporate Controller	2,156	—	—	2,156	—
Nov 15, 2018 MForm 4 →	Nov 16, 5:11 pm EST	COHERENT INCCOHR	Paul F SechristEVP Worldwide Sales & Services	1,547	—	—	6,186	—
Nov 14, 2018 AMForm 4 →	Nov 16, 5:11 pm EST	TETRA TECH INCTTEK	Craig L ChristensenSVP, CIO	8,906	—	—	2,156	—
Nov 15, 2018 AMForm 4 →	Nov 16, 5:11 pm EST	COTY INC.COTY	Erhard SchoewelDirector	20,000	—	—	50,000	—
Nov 15, 2018 MForm 4 →	Nov 16, 5:12 pm EST	COHERENT INCCOHR	Bret DiMarcoExec VP & General Counsel	1,423	—	—	5,690	—
Nov 15, 2018 AForm 4 →	Nov 16, 5:12 pm EST	TETRA TECH INCTTEK	Hugh M GrantDirector	770	—	—	770	—
Nov 15, 2018 MForm 4 →	Nov 16, 5:12 pm EST	COHERENT INCCOHR	John AmbroseoPres. and CEO, Director	5,889	—	—	38,030	—
Nov 15, 2018 AForm 4 →	Nov 16, 5:12 pm EST	TETRA TECH INCTTEK	Patrick C HadenDirector	770	—	—	770	—
Nov 15, 2018 AForm 4 →	Nov 16, 5:13 pm EST	TETRA TECH INCTTEK	Preston Hopson IIISVP, General Counsel	2,156	—	—	2,156	—
Nov 13, 2018 AForm 4 →	Nov 16, 5:13 pm EST	Biostage, Inc.BSTG	Jeffrey E YoungDirector	10,897	—	—	10,897	—	late
Nov 15, 2018 AForm 4 →	Nov 16, 5:13 pm EST	TETRA TECH INCTTEK	Richard A LemmonSVP, Corporate Administration	2,156	—	—	2,156	—
Nov 15, 2018 MForm 4 →	Nov 16, 5:14 pm EST	SCANSOURCE, INC.SCSC	Gerald LyonsEVP & CFO	1,000	—	—	5,006	—
Nov 15, 2018 AForm 4 →	Nov 16, 5:14 pm EST	TETRA TECH INCTTEK	J Christopher LewisDirector	770	—	—	770	—
Nov 15, 2018 AForm 4 →	Nov 16, 5:15 pm EST	TETRA TECH INCTTEK	Joanne M MaguireDirector	770	—	—	770	—
Nov 15, 2018 AForm 4 →	Nov 16, 5:15 pm EST	TETRA TECH INCTTEK	Brendan M. O'RourkeSVP, Enterprise Risk Mgmt.	2,156	—	—	2,156	—
Nov 15, 2018 MForm 4 →	Nov 16, 5:16 pm EST	SANGAMO THERAPEUTICS, INCSGMO	Kathy YiSVP & Chief Financial Officer	5,000	—	—	155,000	—
Nov 15, 2018 AForm 4 →	Nov 16, 5:16 pm EST	TETRA TECH INCTTEK	Kimberly E RitrieviDirector	770	—	—	770	—
Nov 15, 2018 AForm 4 →	Nov 16, 5:17 pm EST	TETRA TECH INCTTEK	Mark A RynningSVP, U.S. Infrastructure	2,156	—	—	2,156	—
Nov 15, 2018 AForm 4 →	Nov 16, 5:17 pm EST	TETRA TECH INCTTEK	Leslie L ShoemakerEVP, Operations	4,003	—	—	4,003	—
Nov 15, 2018 MForm 4 →	Nov 16, 5:17 pm EST	G1 Therapeutics, Inc.GTHX	Rajesh MalikCh. Medical Officer & SVP R&D	3,776	—	—	69,295	—
Nov 15, 2018 MForm 4 →	Nov 16, 5:17 pm EST	G1 Therapeutics, Inc.GTHX	Mark A. VellecaPresident and CEO, Director	5,000	—	—	119,433	—
Nov 15, 2018 MForm 4 →	Nov 16, 5:18 pm EST	NEOGENOMICS INCNEO	Lynn A. TetraultDirector	18,888	—	—	6,667	—
Nov 15, 2018 AForm 4 →	Nov 16, 5:18 pm EST	TETRA TECH INCTTEK	Albert E SmithDirector	770	—	—	770	—
Nov 15, 2018 AForm 4 →	Nov 16, 5:18 pm EST	TETRA TECH INCTTEK	Bernard TeufeleSVP, Canada and South America	2,156	—	—	2,156	—
Nov 15, 2018 AForm 4 →	Nov 16, 5:19 pm EST	TETRA TECH INCTTEK	J Kenneth ThompsonDirector	770	—	—	770	—
Nov 15, 2018 AForm 4 →	Nov 16, 5:19 pm EST	TETRA TECH INCTTEK	Kirsten M VolpiDirector	770	—	—	770	—
Nov 14, 2018 MForm 4 →	Nov 16, 5:24 pm EST	PORTOLA PHARMACEUTICALS INCPTLA	Charles J HomcyDirector	93,698	—	—	65,610	—
Nov 14, 2018 MForm 4 →	Nov 16, 5:25 pm EST	TRINET GROUP INCTNET	Barrett BostonSVP, CHIEF REVENUE OFFICER	8,875	—	—	19,528	—
Nov 14, 2018 MForm 4 →	Nov 16, 5:27 pm EST	CRA INTERNATIONAL, INC.CRAI	Chad M HolmesCFO, EVP and Treasurer	772	—	—	1,544	—
Nov 14, 2018 MForm 4 →	Nov 16, 5:27 pm EST	CRA INTERNATIONAL, INC.CRAI	Paul A MalehPresident and CEO, Director	2,573	—	—	5,146	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:30 pm EST	ADTRAN INCADTN	Thomas R StantonCEO, Director	553	—	—	86,119	—	amended
Jun 19, 2017 DForm 4/A →	Nov 16, 2018, 5:30 pm EST	CytoDyn Inc.CYDY	Anthony CaraccioloExecutive Chairman, Director	333,333	—	—	0	—
Nov 14, 2018 MForm 4 →	Nov 16, 5:30 pm EST	Woodward, Inc.WWD	Thomas A GendronPresident and CEO, Director	3,000	—	—	120,000	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:31 pm EST	ADTRAN INCADTN	Michael FolianoSr VP, Global Operations	105	—	—	16,410	—	amended
Nov 14, 2018 AForm 4 →	Nov 16, 5:31 pm EST	ADTRAN INCADTN	James Denson Wilson Jr.SVP Technology & Strategy	90	—	—	14,037	—	amended
Nov 14, 2018 AForm 4 →	Nov 16, 5:41 pm EST	AMERISOURCEBERGEN CORPABC	Robert P. MauchExecutive Vice President	38,566	—	—	10,106	—
Nov 14, 2018 CForm 4 →	Nov 16, 5:42 pm EST	Square, Inc.SQ	Jack DorseyPresident, CEO & Chairman, Director, 10% Owner	103,035	—	—	53,993,956	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:43 pm EST	AMERISOURCEBERGEN CORPABC	James F Cleary Jr.Chief Financial Officer	38,555	—	—	9,332	—
Nov 15, 2018 MForm 4 →	Nov 16, 5:44 pm EST	GLU MOBILE INCGLUU	Nicholas EarlPresident & CEO, Director	31,250	—	—	125,000	—
Nov 15, 2018 MForm 4 →	Nov 16, 5:44 pm EST	GLU MOBILE INCGLUU	Gordon S LeeVice President of Accounting	7,813	—	—	78,125	—
Nov 15, 2018 MForm 4 →	Nov 16, 5:45 pm EST	GLU MOBILE INCGLUU	Scott LeichtnerVP and General Counsel	11,563	—	—	27,500	—
Nov 14, 2018 MForm 4 →	Nov 16, 5:45 pm EST	HOME DEPOT INCHD	Craig A MenearChairman, CEO & President, Director	117,327	—	—	934,767	—
Nov 15, 2018 MForm 4 →	Nov 16, 5:45 pm EST	CHUY'S HOLDINGS, INC.CHUY	Randall M DeWittDirector	80	—	—	160	—
Nov 15, 2018 MForm 4 →	Nov 16, 5:46 pm EST	GLU MOBILE INCGLUU	Eric R LudwigEVP, COO and CFO	35,938	—	—	83,750	—
Nov 15, 2018 MForm 4 →	Nov 16, 5:47 pm EST	GLU MOBILE INCGLUU	Niccolo de MasiExecutive Chairman, Director	93,750	—	—	187,500	—
Nov 15, 2018 MForm 4 →	Nov 16, 5:47 pm EST	GLU MOBILE INCGLUU	Chris AkhavanChief Revenue Officer	14,063	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 16, 5:49 pm EST	COMSCORE, INC.SCOR	Gregory A FinkChief Financial Officer	8,255	—	—	24,762	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:49 pm EST	Moelis & CoMC	Christopher CallesanoPrincipal Accounting Officer	125	—	—	1,949	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:50 pm EST	Moelis & CoMC	Eric CantorVice Chairman, MD, Director	1,634	—	—	5,674	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:50 pm EST	AMERISOURCEBERGEN CORPABC	Dale DanilewitzExecutive Vice President	27,547	—	—	6,698	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:50 pm EST	Moelis & CoMC	Elizabeth CrainChief Operating Officer, Director	960	—	—	20,855	—
Nov 15, 2018 MForm 4 →	Nov 16, 5:51 pm EST	MEREDITH CORPMDP	John S ZieserChief Development Officer	18,000	—	—	0	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:52 pm EST	Moelis & CoMC	Navid MahmoodzadeganCo-President, MD, Director	4,328	—	—	86,554	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:53 pm EST	MEREDITH CORPMDP	Beth J KaplanDirector	3,827	—	—	3,827	—	amended
Nov 15, 2018 DForm 4 →	Nov 16, 5:53 pm EST	KMG CHEMICALS INCKMG	Christopher W GonserVP of Human Resources	2	—	—	0	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:53 pm EST	AMERISOURCEBERGEN CORPABC	Gina ClarkExecutive Vice President	23,873	—	—	41,942	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:53 pm EST	Moelis & CoMC	Kenneth MoelisChairman, CEO, Director, 10% Owner	5,051	—	—	12,513	—
Nov 15, 2018 MForm 4 →	Nov 16, 5:53 pm EST	COMSCORE, INC.SCOR	Joseph R RostockSee Remarks	8,255	—	—	24,762	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:54 pm EST	MEREDITH CORPMDP	Donald A BaerDirector	5,706	—	—	9,847	—	amended
Nov 14, 2018 AForm 4 →	Nov 16, 5:54 pm EST	Moelis & CoMC	Jeffrey RaichCo-President, MD, Director	4,328	—	—	86,554	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:54 pm EST	MEREDITH CORPMDP	Meredith D Mell FrazierDirector, 10% Owner	3,827	—	—	3,827	—	amended
Nov 14, 2018 AForm 4 →	Nov 16, 5:55 pm EST	MEREDITH CORPMDP	Philip A MarineauDirector	3,827	—	—	3,827	—	amended
Nov 14, 2018 AForm 4 →	Nov 16, 5:55 pm EST	MEREDITH CORPMDP	Frederick B HenryDirector	3,827	—	—	3,827	—	amended
Nov 14, 2018 AForm 4 →	Nov 16, 5:56 pm EST	Moelis & CoMC	Joseph SimonChief Financial Officer	1,091	—	—	17,623	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:56 pm EST	MEREDITH CORPMDP	Paula KergerDirector	4,767	—	—	940	—	amended
Nov 16, 2018 MForm 4 →	Nov 16, 5:56 pm EST	CATALYST BIOSCIENCES, INC.CBIO	Howard LevyChief Medical Officer	173	—	—	87,267	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:56 pm EST	MEREDITH CORPMDP	Donald C BergDirector	3,827	—	—	3,827	—	amended
Nov 14, 2018 AForm 4 →	Nov 16, 5:56 pm EST	Moelis & CoMC	Osamu R. WatanabeGeneral Counsel, Secretary	723	—	—	11,157	—
Nov 14, 2018 AForm 4 →	Nov 16, 5:57 pm EST	AMERISOURCEBERGEN CORPABC	Kathy H. GaddesExecutive Vice President	22,037	—	—	5,775	—
Nov 14, 2018 AForm 4 →	Nov 16, 6:02 pm EST	AMERISOURCEBERGEN CORPABC	Lazarus KrikorianSenior Vice President	11,328	—	—	4,912	—
Nov 14, 2018 CForm 4 →	Nov 16, 6:05 pm EST	CARVANA CO.CVNA	Ernest C. Garcia II +110% Owner	114,578	—	—	4,009,651	—
Nov 15, 2018 DForm 4 →	Nov 16, 6:07 pm EST	KMG CHEMICALS INCKMG	Christopher T. FraserPresident and CEO, Director	5	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 16, 6:07 pm EST	Fortive CorpFTV	Patrick J ByrneSenior Vice President	1,292	—	—	1,290	—
Nov 14, 2018 AForm 4 →	Nov 16, 6:07 pm EST	HEMISPHERE MEDIA GROUP, INC.HMTV	Jennifer A. Lopez-GottardiController	25,000	—	—	25,000	—
Nov 15, 2018 MForm 4 →	Nov 16, 6:07 pm EST	Fortive CorpFTV	Stacey A. WalkerSVP - Human Resources	773	—	—	772	—
Nov 15, 2018 DForm 4 →	Nov 16, 6:09 pm EST	KMG CHEMICALS INCKMG	Marvin T. Green IIIChief Financial Officer	5	—	—	0	—
Nov 15, 2018 AForm 4 →	Nov 16, 6:10 pm EST	KMG CHEMICALS INCKMG	Jeffrey S HandelmanSR VP of Electronic Chemicals	2	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 16, 6:12 pm EST	VARIAN MEDICAL SYSTEMS INCVAR	John W KuoSVP, Gen Counsel and Secretary	1,324	—	—	2,592	—
Nov 15, 2018 DForm 4 →	Nov 16, 6:12 pm EST	KMG CHEMICALS INCKMG	Roger C JacksonVice President, Gen Counsel	2	—	—	0	—
Nov 15, 2018 DForm 4 →	Nov 16, 6:16 pm EST	KMG CHEMICALS INCKMG	Ernest C. Kremling IIVice President of Operations	3	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 16, 6:21 pm EST	SMART Global Holdings, Inc.SGH	Alan MartenSenior Vice President	8,800	—	—	57,722	—
Nov 14, 2018 CForm 4 →	Nov 16, 6:22 pm EST	Altice USA, Inc.ATUS	Next Alt S.a.r.l. +2Director, 10% Owner	39,161	—	—	33,392,876	—
Nov 15, 2018 MForm 4 →	Nov 16, 6:24 pm EST	FIBROGEN INCFGEN	Kalevi KurkijarviDirector	4,000	—	—	0	—
Nov 16, 2018 DForm 4 →	Nov 16, 6:25 pm EST	CytoDyn Inc.CYDY	Jordan G NaydenovDirector	996,397	—	—	0	—
Nov 16, 2018 DForm 4 →	Nov 16, 6:25 pm EST	CytoDyn Inc.CYDY	Nader PourhassanPresident and CEO, Director	4,758,545	—	—	0	—
Nov 16, 2018 DForm 4 →	Nov 16, 6:26 pm EST	CytoDyn Inc.CYDY	Anthony CaraccioloDirector	4,865,073	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 16, 6:28 pm EST	FIBROGEN INCFGEN	Roberto Pedro RosenkranzDirector	1,000	—	—	1,000	—
Nov 16, 2018 DForm 4 →	Nov 16, 6:29 pm EST	CytoDyn Inc.CYDY	Carl DockeryDirector	2,120,536	—	—	0	—
Nov 16, 2018 DForm 4 →	Nov 16, 6:31 pm EST	CytoDyn Inc.CYDY	Michael D. MulhollandCFO, Treasurer and Secretary	2,150,000	—	—	0	—
Nov 16, 2018 DForm 4 →	Nov 16, 6:32 pm EST	CytoDyn Inc.CYDY	Michael A KlumpDirector	3,205,822	—	—	0	—
Nov 16, 2018 DForm 4 →	Nov 16, 6:32 pm EST	CytoDyn Inc.CYDY	Gregory A GouldDirector	710,662	—	—	0	—
Nov 15, 2018 ACMForm 4 →	Nov 16, 6:37 pm EST	VEEVA SYSTEMS INCVEEV	Matthew J WallachPresident	36,000	—	—	195,650	—
Nov 16, 2018 DForm 4 →	Nov 16, 6:39 pm EST	CytoDyn Inc.CYDY	Scott A. KellyDirector	745,798	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 16, 7:00 pm EST	INTERCEPT PHARMACEUTICALS, INC.ICPT	Mark PruzanskiPresident & CEO, Director	50,000	—	—	39	—
Nov 14, 2018 MForm 4 →	Nov 16, 7:05 pm EST	MGM Resorts InternationalMGM	Robert BaldwinCHIEF CUSTOMER DEV OFFICER	4,943	—	—	14,830	—
Nov 14, 2018 MForm 4 →	Nov 16, 7:08 pm EST	MGM Resorts InternationalMGM	Daniel D'ArrigoEXECUTIVE VICE PRESIDENT & CFO	4,016	—	—	12,050	—
Nov 15, 2018 MForm 4 →	Nov 16, 7:08 pm EST	American Water Works Company, Inc.AWK	Walter LynchEVP and COO	5,000	—	—	8,545	—
Nov 14, 2018 MForm 4 →	Nov 16, 7:09 pm EST	MGM Resorts InternationalMGM	William HornbucklePRESIDENT	7,724	—	—	23,172	—
Nov 16, 2018 MForm 4 →	Nov 16, 7:10 pm EST	SEMTECH CORPSMTC	Simon A BrownVP and GM	1,875	—	—	3,750	—
Nov 14, 2018 MForm 4 →	Nov 16, 7:11 pm EST	Horizon Pharma plcHZNP	Timothy P WalbertChairman, President and CEO, Director	408,347	—	—	0	—
Nov 14, 2018 CMForm 4 →	Nov 16, 7:13 pm EST	Facebook IncFB	Sheryl SandbergChief Operating Officer, Director	228,904	—	—	132,067	—
Nov 14, 2018 MForm 4 →	Nov 16, 7:13 pm EST	MGM Resorts InternationalMGM	Phyllis JamesCHIEF DIV & CORP RESP OFFICER	1,390	—	—	4,171	—
Nov 14, 2018 MForm 4 →	Nov 16, 7:14 pm EST	BIOMARIN PHARMACEUTICAL INCBMRN	Jeffrey Robert AjerEVP, Chief Commercial Officer	9,000	—	—	30,700	—
Nov 14, 2018 MForm 4 →	Nov 16, 7:15 pm EST	MGM Resorts InternationalMGM	John McManusEVP GENERAL COUNSEL AND SECY	3,090	—	—	9,269	—
Nov 15, 2018 MForm 4 →	Nov 16, 7:16 pm EST	G1 Therapeutics, Inc.GTHX	Barclay A PhillipsSVP & Chief Financial Officer	5,000	—	—	95,000	—
Nov 14, 2018 MForm 4 →	Nov 16, 7:20 pm EST	MGM Resorts InternationalMGM	James MurrenCHAIRMAN & CEO, Director	18,538	—	—	55,614	—
Nov 14, 2018 MForm 4 →	Nov 16, 7:25 pm EST	MGM Resorts InternationalMGM	Corey Ian SandersCHIEF OPERATING OFFICER	7,724	—	—	23,172	—
Nov 14, 2018 MForm 4 →	Nov 16, 7:29 pm EST	MGM Resorts InternationalMGM	Robert SelwoodEVP - CHIEF ACCOUNTING OFFICER	2,711	—	—	8,133	—
Nov 14, 2018 AForm 4 →	Nov 16, 7:37 pm EST	RESMED INCRMD	John P WarehamDirector	11,442	—	—	11,442	—
Nov 14, 2018 AForm 4 →	Nov 16, 7:40 pm EST	STARBUCKS CORPSBUX	Kevin R Johnsonpresident and ceo, Director	494,583	—	—	494,583	—	amended
Nov 16, 2018 MForm 4 →	Nov 16, 7:44 pm EST	JOHNSON & JOHNSONJNJ	Alex GorskyChairman, CEO, Director	264,465	—	—	0	—
Oct 5, 2018 AForm 4 →	Nov 16, 7:46 pm EST	Tesla, Inc.TSLA	James R MurdochDirector	6,000	—	—	6,000	—	late
Nov 15, 2018 AForm 4 →	Nov 16, 7:53 pm EST	MGM Growth Properties LLCMGP	Lau KnicksED Acct & Finance (Controller)	1,105	—	—	1,105	—
Nov 14, 2018 MForm 4 →	Nov 16, 8:00 pm EST	Tesla, Inc.TSLA	Linda Johnson RiceDirector	3,000	—	—	13,668	—
Nov 14, 2018 MForm 4 →	Nov 16, 8:02 pm EST	TherapeuticsMD, Inc.TXMD	John C.K. Milligan IVPresident/Secretary, Director	258,000	—	—	774,255	—
Nov 14, 2018 AForm 4 →	Nov 16, 8:08 pm EST	RESMED INCRMD	Peter C FarrellDirector	11,442	—	—	11,442	—
Nov 14, 2018 MForm 4 →	Nov 16, 8:11 pm EST	Hortonworks, Inc.HDP	Paul J CormierDirector	22,500	—	—	0	—
Nov 14, 2018 AForm 4 →	Nov 16, 8:17 pm EST	RESMED INCRMD	Robert Andrew DouglasPresident and COO ResMed Inc.	102,975	—	—	102,975	—
Nov 15, 2018 MForm 4 →	Nov 16, 8:21 pm EST	Zendesk, Inc.ZEN	Mikkel SvaneChairman and CEO, Director	2,657	—	—	167	—
Nov 15, 2018 MForm 4 →	Nov 16, 8:22 pm EST	EXELIXIS, INC.EXEL	Michael MorrisseyPresident and CEO, Director	25,000	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 16, 8:23 pm EST	Zendesk, Inc.ZEN	Adrian McDermottPresident of Products	3,597	—	—	151	—
Nov 15, 2018 MForm 4 →	Nov 16, 8:26 pm EST	Zendesk, Inc.ZEN	John T. KeiserChief Operating Officer	3,812	—	—	167	—
Nov 15, 2018 MForm 4 →	Nov 16, 8:28 pm EST	Zendesk, Inc.ZEN	Jeffrey J TittertonChief Marketing Officer	1,601	—	—	117	—
Nov 15, 2018 MForm 4 →	Nov 16, 8:29 pm EST	Zendesk, Inc.ZEN	Elena GomezChief Financial Officer	3,869	—	—	151	—
Nov 14, 2018 AForm 4 →	Nov 16, 8:30 pm EST	RESMED INCRMD	Michael J. FarrellChief Executive Officer	80,092	—	—	80,092	—
Nov 14, 2018 AForm 4 →	Nov 16, 8:36 pm EST	RESMED INCRMD	David PendarvisChief Administrative Officer	19,451	—	—	19,451	—
Nov 15, 2018 MForm 4 →	Nov 16, 8:41 pm EST	Zendesk, Inc.ZEN	John GeschkeCLO and SVP Administration	1,091	—	—	151	—
Nov 14, 2018 AForm 4 →	Nov 16, 8:50 pm EST	RESMED INCRMD	Brett SandercockChief Financial Officer	22,883	—	—	22,883	—
Nov 14, 2018 MForm 4 →	Nov 16, 9:00 pm EST	AMEDISYS INCAMED	David L KemmerlySee Remarks	3,125	—	—	3,125	—
Nov 15, 2018 MForm 4 →	Nov 16, 9:10 pm EST	FORESCOUT TECHNOLOGIES, INCFSCT	James A BeerDirector	25,000	—	—	50,000	—
Nov 16, 2018 MForm 4 →	Nov 19, 7:49 am EST	WATERS CORP /DE/WAT	Christopher A KueblerDirector	8,000	—	—	0	—
Nov 16, 2018 AForm 4 →	Nov 19, 8:00 am EST	CytoDyn Inc.CYDY	Anthony CaraccioloDirector	4,865,073	—	—	200,000	—
Nov 16, 2018 AForm 4 →	Nov 19, 8:01 am EST	CytoDyn Inc.CYDY	Carl DockeryDirector	2,120,536	—	—	250,000	—
Nov 16, 2018 AForm 4 →	Nov 19, 8:01 am EST	CytoDyn Inc.CYDY	Michael A KlumpDirector	3,205,822	—	—	66,667	—
Nov 16, 2018 AForm 4 →	Nov 19, 8:01 am EST	CytoDyn Inc.CYDY	Gregory A GouldDirector	710,662	—	—	100,000	—
Nov 16, 2018 AForm 4 →	Nov 19, 8:02 am EST	CytoDyn Inc.CYDY	Michael D. MulhollandCFO, Treasurer and Secretary	2,150,000	—	—	350,000	—
Nov 16, 2018 AForm 4 →	Nov 19, 8:02 am EST	CytoDyn Inc.CYDY	Scott A. KellyDirector	745,798	—	—	166,666	—
Nov 16, 2018 AForm 4 →	Nov 19, 8:03 am EST	CytoDyn Inc.CYDY	Jordan G NaydenovDirector	996,397	—	—	250,000	—
Nov 16, 2018 AForm 4 →	Nov 19, 8:03 am EST	CytoDyn Inc.CYDY	Nader PourhassanPresident and CEO, Director	4,758,545	—	—	1,000,000	—
Nov 16, 2018 MForm 4 →	Nov 19, 9:29 am EST	WESTLAKE CHEMICAL CORPWLK	Albert ChaoPresident & CEO, Director, 10% Owner	30,640	—	—	0	—
Nov 15, 2018 AForm 4 →	Nov 19, 11:02 am EST	Morningstar, Inc.MORN	Tricia RothschildChief Product Officer	915	—	—	3,478	—
Nov 15, 2018 AForm 4 →	Nov 19, 11:03 am EST	Morningstar, Inc.MORN	Patrick J MaloneyGeneral Counsel	572	—	—	2,560	—
Nov 15, 2018 AForm 4 →	Nov 19, 11:04 am EST	Morningstar, Inc.MORN	Kunal KapoorCEO	6,101	—	—	25,059	—
Nov 15, 2018 AForm 4 →	Nov 19, 11:05 am EST	Morningstar, Inc.MORN	Haywood KellyHead of Global Fund Research	800	—	—	3,370	—
Nov 15, 2018 AForm 4 →	Nov 19, 11:06 am EST	Morningstar, Inc.MORN	Daniel NeedhamPres., Investment Management	915	—	—	4,309	—
Nov 15, 2018 AForm 4 →	Nov 19, 11:12 am EST	Morningstar, Inc.MORN	Jason DubinskyChief Financial Officer	1,029	—	—	3,469	—
Nov 15, 2018 AForm 4 →	Nov 19, 11:15 am EST	Morningstar, Inc.MORN	Daniel Joseph DunnChief Revenue Officer	686	—	—	3,855	—
Nov 16, 2018 MForm 4 →	Nov 19, 11:20 am EST	Home Federal Bancorp, Inc. of LouisianaHFBL	Timothy W. WilhiteDirector	2,800	—	—	700	—
Nov 15, 2018 AForm 4 →	Nov 19, 11:21 am EST	Morningstar, Inc.MORN	Bevin DesmondHead of Talent and Culture	915	—	—	4,309	—
Nov 16, 2018 MForm 4 →	Nov 19, 11:45 am EST	Macy's, Inc.M	III Harry A LawtonPresident	200,000	—	—	756,937	—
Nov 15, 2018 MForm 4 →	Nov 19, 11:52 am EST	ORACLE CORPORCL	Hector Garcia-MolinaDirector	3,750	—	—	33,750	—
Nov 15, 2018 MForm 4 →	Nov 19, 12:19 pm EST	NEOGEN CORPNEOG	James L HerbertExecutive Chairman, Director	25,335	—	—	302,101	—
Nov 15, 2018 AFMForm 4 →	Nov 19, 12:39 pm EST	TEAM INCTISI	Greg L BoaneExecutive Vice President & CFO	16,465	—	—	11,495	—
Nov 15, 2018 AForm 4 →	Nov 19, 1:01 pm EST	GENTEX CORPGNTX	Brian C WalkerDirector	3,510	—	—	3,510	—
Nov 15, 2018 AFMForm 4 →	Nov 19, 1:04 pm EST	TEAM INCTISI	Andre C BouchardExec VP & Chief Legal Officer	16,465	—	—	11,495	—
Nov 15, 2018 MForm 4 →	Nov 19, 1:27 pm EST	VICOR CORPVICR	Kemble D MorrisonOther	4,000	—	—	1,000	—
Nov 15, 2018 AFMForm 4 →	Nov 19, 1:32 pm EST	TEAM INCTISI	Jeffrey L OttPresident, TEAM PSL & Quest	21,323	—	—	11,854	—
Nov 15, 2018 MForm 4 →	Nov 19, 1:50 pm EST	J&J SNACK FOODS CORPJJSF	Robert Joseph PapeSenior Vice President	2,100	—	—	0	—
Nov 15, 2018 AForm 4 →	Nov 19, 1:54 pm EST	EDGEWELL PERSONAL CARE CoEPC	Marisa IasenzaChief Legal Ofcr & Secretary	60,393	—	—	49,169	—
Nov 15, 2018 AForm 4 →	Nov 19, 1:54 pm EST	EDGEWELL PERSONAL CARE CoEPC	Rod R LittleChief Financial Officer	102,053	—	—	79,607	—
Nov 15, 2018 AForm 4 →	Nov 19, 1:55 pm EST	EDGEWELL PERSONAL CARE CoEPC	Colin A HutchisonChief Operating Officer	102,053	—	—	79,607	—
Nov 15, 2018 AForm 4 →	Nov 19, 1:56 pm EST	EDGEWELL PERSONAL CARE CoEPC	John N HillChief Human Resources Officer	60,393	—	—	49,169	—
Nov 19, 2018 MForm 4 →	Nov 19, 2:06 pm EST	SHOTSPOTTER, INCSSTI	Alan R. StewartChief Financial Officer	2,000	—	—	18,283	—
Nov 15, 2018 AForm 4 →	Nov 19, 2:25 pm EST	EDGEWELL PERSONAL CARE CoEPC	David P HatfieldChairman, President & CEO, Director	315,229	—	—	241,162	—
Nov 15, 2018 AForm 4 →	Nov 19, 2:26 pm EST	TEAM INCTISI	Amerino GattiCEO, Director	22,210	—	—	22,210	—
Nov 15, 2018 AForm 4 →	Nov 19, 2:30 pm EST	LIGHTPATH TECHNOLOGIES INCLPTH	Joseph MenakerDirector	32,787	—	—	32,787	—
Nov 15, 2018 AForm 4 →	Nov 19, 2:34 pm EST	TEAM INCTISI	James P McCloskeySr VP, Commercial	5,553	—	—	5,553	—
Nov 16, 2018 MForm 4 →	Nov 19, 2:35 pm EST	SONOCO PRODUCTS COSON	James A. Harrell IIIVP Tubes,Cores USA,CND	3,683	—	—	3,795	—
Nov 15, 2018 AForm 4 →	Nov 19, 2:45 pm EST	TEAM INCTISI	Grant D RoscoePresident, Operations	11,105	—	—	11,105	—
Nov 15, 2018 AForm 4 →	Nov 19, 2:52 pm EST	TEAM INCTISI	Sherri A SidesSr VP, Chief HR Officer	5,831	—	—	5,831	—
Nov 15, 2018 AMForm 4 →	Nov 19, 2:58 pm EST	PROCTER & GAMBLE CoPG	Ioannis SkoufalosGlobal Product Supply Officer	33,746	—	—	0	—
Nov 15, 2018 AForm 4 →	Nov 19, 2:59 pm EST	PROCTER & GAMBLE CoPG	Juan Fernando PosadaPresident - LA SMO	16	—	—	72	—
Sep 30, 2018 AMForm 4 →	Nov 19, 3:01 pm EST	PROCTER & GAMBLE CoPG	Kathleen B FishChf Rsch, Dev & Innv Officer	54,532	—	—	0	—	late
Nov 15, 2018 AMForm 4 →	Nov 19, 3:02 pm EST	PROCTER & GAMBLE CoPG	Loic TasselPresident - Europe SMO	14,308	—	—	0	—
Nov 15, 2018 AMForm 4 →	Nov 19, 3:03 pm EST	PROCTER & GAMBLE CoPG	Shailesh JejurikarPresident - Global Fabric Care	10,012	—	—	0	—
Nov 15, 2018 AMForm 4 →	Nov 19, 3:04 pm EST	PROCTER & GAMBLE CoPG	David S TaylorChairman, President & CEO, Director	16,420	—	—	0	—
Nov 15, 2018 AMForm 4 →	Nov 19, 3:05 pm EST	PROCTER & GAMBLE CoPG	Suranjan MagesvaranPresident - Asia Pacific SMO	16,368	—	—	0	—
Nov 15, 2018 AForm 4 →	Nov 19, 3:11 pm EST	TEAM INCTISI	Michael R WoodSr. Vice President, HSE	4,442	—	—	4,442	—
Nov 16, 2018 MForm 4 →	Nov 19, 3:19 pm EST	UMB FINANCIAL CORPUMBF	Jennifer M PayneSr. Vice President	1,062	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 19, 3:24 pm EST	RESMED INCRMD	Robert Andrew DouglasPresident and COO ResMed Inc.	3,307	—	—	36,372	—
Nov 19, 2018 CForm 4 →	Nov 19, 3:37 pm EST	Switch, Inc.SWCH	Michael David Borden10% Owner	850,000	—	—	2,200,000	—
Nov 18, 2018 MForm 4 →	Nov 19, 3:52 pm EST	LEAR CORPLEA	Terrence B LarkinEVP, Business Dev & Gen Cnsl	2,217	—	—	0	—
Nov 15, 2018 MForm 4 →	Nov 19, 3:58 pm EST	iRhythm Technologies, Inc.IRTC	Kevin M KingPresident and CEO	17,168	—	—	148,365	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.