SEC Form 4 · accession 0001225208-18-015639
JOHNSON & JOHNSON · JNJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex Gorsky
Officer — Chairman, CEO · Director
Period of report
Nov 16, 2018
Accepted (ET)
Nov 16, 2018 · 7:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000200406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2018 | M | 144,695 | $62.20 | A | 481,254 | D | |
| Common Stock | Nov 16, 2018 | M | 119,770 | $62.62 | A | 601,024 | D | |
| Common StockF1 | Nov 16, 2018 | S | 264,465 | $145.9587 | D | 336,559 | D | |
| Common StockF2 | holding | — | — | — | 495 | I | By 401k | |
| Common StockF3 | holding | — | — | — | 1,074 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $62.20 | Nov 16, 2018 | M | 144,695 | D | Jan 11, 2014 | Jan 8, 2021 | Common Stock | 144,695 | 0 | D |
| Employee Stock Options (Right to Buy) | $62.62 | Nov 16, 2018 | M | 119,770 | D | Feb 9, 2013 | Feb 7, 2020 | Common Stock | 119,770 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $145.73 to $146.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes shares accrued due to dividend reinvestment in the Johnson & Johnson Stock Fund under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (10/31/2018).
- F3Shares held by ESOP under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (10/31/2018).