SEC Form 4 · accession 0001001250-18-000123
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fabrizio Freda
Officer — President and CEO · Director
Period of report
Nov 15, 2018
Accepted (ET)
Nov 16, 2018 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 15, 2018 | M | 150,000 | $29.04 | A | 223,174 | D | |
| Class A Common StockF2,F3 | Nov 15, 2018 | S | 78,518 | $144.34 | D | 144,656 | D | |
| Class A Common StockF2,F4 | Nov 15, 2018 | S | 1,400 | $144.81 | D | 143,256 | D | |
| Class A Common StockF2,F5 | Nov 16, 2018 | S | 44,408 | $143.61 | D | 98,848 | D | |
| Class A Common StockF2,F6 | Nov 16, 2018 | S | 18,614 | $144.83 | D | 80,234 | D | |
| Class A Common StockF2,F7 | Nov 16, 2018 | S | 7,060 | $145.57 | D | 73,174 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F8,F1 | $29.04 | Nov 15, 2018 | M | 150,000 | D | Jan 1, 2012 | Sep 1, 2020 | Class A Common Stock | 150,000 | 98,262 | D |
Explanation of responses
- F1Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 82,754 shares exercisable from and after January 1, 2012; 82,754 shares exercisable from and after January 1, 2013; 82,754 shares exercisable from and after January 1, 2014, adjusted to reflect the stock split that occurred on January 20, 2012.
- F2The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F3Sales prices range from $143.74 to $144.73 per share, inclusive.
- F4Sales prices range from $144.74 to $144.83 per share, inclusive.
- F5Sales prices range from $143.43 to $144.42 per share, inclusive.
- F6Sales prices range from $144.43 to $145.42 per share, inclusive.
- F7Sales prices range from $145.43 to $145.85 per share, inclusive.
- F8Not applicable.