SEC Form 4 · accession 0001289419-18-000186
Morningstar, Inc. · MORN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tricia Rothschild
Officer — Chief Product Officer
Period of report
Nov 15, 2018
Accepted (ET)
Nov 19, 2018 · 11:02 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2018 | F | 124 | $120.58 | D | 8,641 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Market Stock UnitsF1 | — | Nov 15, 2018 | A | 915 | A | — | Nov 15, 2021 | Common Stock | 915 | 3,478 | D |
Explanation of responses
- F1The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2021.