SEC Form 4/A · accession 0001493152-18-016397
Mama's Creations, Inc. · MAMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas G. Toto
Director
Period of report
Sep 4, 2018
Accepted (ET)
Nov 19, 2018 · 6:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 736,110 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $1.50 | Nov 20, 2015 | J | 33,333 | A | Nov 20, 2015 | Nov 19, 2020 | Common Stock | 33,333 | 33,333 | D |
| Stock OptionF2 | $0.80 | Sep 4, 2018 | A | 25,000 | A | — | Sep 3, 2023 | Common Stock | 25,000 | 25,000 | D |
| Stock OptionF1 | $1.05 | Jun 28, 2017 | A | 25,000 | A | — | Jun 27, 2022 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Exercisable 25% on 8/1/2017, 11/1/2017, 2/1/2018 and 5/1/2018, respectively
- F2Exercisable 25% on 11/1/2018, 2/1/2019, 5/1/2019 and 8/1/2019, respectively.