SEC Form 4 · accession 0000899243-18-029217
Hortonworks, Inc. · HDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J Cormier
Director
Period of report
Nov 14, 2018
Accepted (ET)
Nov 16, 2018 · 8:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2018 | M | 22,500 | $4.76 | A | 164,076 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $4.76 | Nov 14, 2018 | M | 22,500 | D | — | Aug 20, 2023 | Common Stock | 22,500 | 0 | D |
Explanation of responses
- F11/4 of the shares subject to the option vested on August 19, 2014, and 1/48 of the shares subject to the option vested monthly thereafter, subject to the Reporting persons continuous service to the Isser on each such date.