SEC Form 4 · accession 0001179110-18-012959
COHERENT INC · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul F Sechrist
Officer — EVP Worldwide Sales & Services
Period of report
Nov 15, 2018
Accepted (ET)
Nov 16, 2018 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2018 | M | 1,547 | $0.00 | A | 8,242 | I | Family Trust |
| Common StockF2 | Nov 15, 2018 | F | 768 | $135.42 | D | 7,474 | I | Family Trust |
| Common StockF3 | holding | — | — | — | 8,252 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Nov 15, 2018 | M | 1,547 | D | Nov 15, 2018 | Nov 15, 2018 | Common Stock | 1,547 | 6,186 | D |
Explanation of responses
- F1Released shares issued to family trust.
- F2Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units.
- F3Includes 8,252 Restricted Stock Units.