SEC Form 4 · accession 0001179110-18-012957
COHERENT INC · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Stewart Sobey
Officer — EVP & GM, OLS
Period of report
Nov 15, 2018
Accepted (ET)
Nov 16, 2018 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2018 | M | 1,624 | $0.00 | A | 17,642 | D | |
| Common StockF1,F2 | Nov 15, 2018 | F | 806 | $135.42 | D | 16,836 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Nov 15, 2018 | M | 1,624 | D | Nov 15, 2018 | Nov 15, 2018 | Common Stock | 1,624 | 6,494 | D |
Explanation of responses
- F1Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units.
- F2Includes 5,982 Restricted Stock Units.