SEC Form 4 · accession 0001127602-18-033543
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Kevin R Johnson
Officer — president and ceo · Director
Period of report
Nov 14, 2018
Accepted (ET)
Nov 16, 2018 · 7:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2018 | A | 77,566 | $0.00 | A | 247,792 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $67.07 | Nov 14, 2018 | A | 494,583 | A | Nov 14, 2021 | Nov 14, 2028 | Common Stock | 494,583 | 494,583 | D |
Explanation of responses
- F1Represents Restricted Stock Units ("RSUs") granted on November 14, 2018 and vest two increments of 19,392 shares each on November 14, 2019 and November 14, 2020, and two increments of 19,391 shares each on November 14, 2021 and November 14, 2022.
- F2The option, representing a right to buy a total of 494,583 shares at a price of $67.04 per share, becomes exercisable subject to the satisfaction of a pre-established absolute total shareholder return performance goal during the three-year vesting period ending November 14, 2021. Vesting of the option will not accelerate upon retirement unless approved by the Board of Directors.
Remarks
Exhibit 24: Power of Attorney is attached to this report.