SEC Form 4 · accession 0001127602-18-033708
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer M Payne
Officer — Sr. Vice President
Period of report
Nov 16, 2018
Accepted (ET)
Nov 19, 2018 · 3:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2018 | M | 700 | $40.93 | A | 9,338 | D | |
| Common Stock | Nov 16, 2018 | M | 362 | $41.37 | A | 9,700 | D | |
| Common Stock | Nov 16, 2018 | S | 539 | $64.99 | D | 9,161 | D | |
| Common StockF1 | holding | — | — | — | 537 | I | By 401k | |
| Common StockF2 | holding | — | — | — | 216 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $40.93 | Nov 16, 2018 | M | 700 | D | Oct 17, 2008 | Nov 17, 2018 | Common Stock | 700 | 0 | D |
| Stock Option (Right to Buy) | $41.37 | Nov 16, 2018 | M | 362 | D | Jan 1, 2012 | Jan 1, 2019 | Common Stock | 362 | 0 | D |
Explanation of responses
- F1Reflects shares acquired by the reporting person through the UMB Financial Corporation 401(k) Plan
- F2Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.