SEC Form 4 · accession 0001209191-18-059033
HOME DEPOT, INC. · HD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig A Menear
Officer — Chairman, CEO & President · Director
Period of report
Nov 14, 2018
Accepted (ET)
Nov 16, 2018 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.05 Common Stock | Nov 14, 2018 | M | 117,327 | $32.32 | A | 264,970 | D | |
| $.05 Common StockF1 | Nov 14, 2018 | S | 43,060 | $179.91 | D | 221,910 | D | |
| $.05 Common StockF2 | Nov 14, 2018 | S | 73,267 | $180.71 | D | 148,643 | D | |
| $.05 Common StockF3 | Nov 14, 2018 | S | 1,000 | $181.28 | D | 147,643 | D | |
| $.05 Common Stock | holding | — | — | — | 3,331 | I | By Trust | |
| $.05 Common Stock Share Equivalents | holding | — | — | — | 8 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF4 | $32.32 | Nov 14, 2018 | M | 117,327 | D | — | Mar 23, 2018 | Common Stock | 117,327 | 934,767 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $179.23 to $180.22, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $180.23 to $181.23, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $181.24 to $181.33, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4The options have vested in their entirety and are fully exercisable.