SEC Form 4 · accession 0001127602-18-033701
PROCTER & GAMBLE Co · PG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen B Fish
Officer — Chf Rsch, Dev & Innv Officer
Period of report
Nov 16, 2018
Accepted (ET)
Nov 19, 2018 · 3:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000080424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2018 | M | 17,812 | $48.17 | A | 34,240 | D | |
| Common StockF2 | Nov 16, 2018 | S | 17,812 | $94.00 | D | 16,428 | D | |
| Common Stock | Nov 16, 2018 | M | 29,522 | $63.28 | A | 45,950 | D | |
| Common StockF2 | Nov 16, 2018 | S | 29,522 | $94.00 | D | 16,428 | D | |
| Common Stock | Nov 16, 2018 | M | 7,008 | $61.11 | A | 23,436 | D | |
| Common StockF2 | Nov 16, 2018 | S | 7,008 | $94.00 | D | 16,428 | D | |
| Common StockF3 | holding | — | — | — | 9,472 | I | By Retirement Plan Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred StockF4,F5 | — | Sep 30, 2018 | A | 157 | A | — | — | Common Stock | 157 | 11,977 | I |
| Restricted Stock UnitsF6,F7 | — | Nov 15, 2018 | A | 33 | A | — | — | Common Stock | 33 | 280 | D |
| Stock Option (Right to Buy) | $48.17 | Nov 16, 2018 | M | 17,812 | D | Feb 27, 2012 | Feb 27, 2019 | Common Stock | 17,812 | 0 | D |
| Stock Option (Right to Buy) | $63.28 | Nov 16, 2018 | M | 29,522 | D | Feb 26, 2013 | Feb 26, 2020 | Common Stock | 29,522 | 0 | D |
| Stock Option (Right to Buy) | $61.11 | Nov 16, 2018 | M | 7,008 | D | Sep 15, 2013 | Sep 15, 2020 | Common Stock | 7,008 | 0 | D |
Explanation of responses
- F1Total includes grant of dividend equivalents in the form of Restricted Stock Units (RSU's) settled in common stock.
- F2Weighted average price of the shares sold. The price range was $94.00 to $94.01. Full information regarding the number of shares sold at each separate price available upon request.
- F3Reflects adjustment to PST through September 30, 2018.
- F4Higher of $6.82 (adjusted for 2-for-1 stock split effective May 21, 2004) or market price of Common Stock.
- F5Shares held by Retirement Plan Trustees. If Officer terminates employment and elects distribution of shares, or, if after age 50 elects alternative investment within Plan, Preferred Stock converted/redeemed at specified conversion/exercise price.
- F6Dividend equivalents in the form of Restricted Stock Units (RSUs) previously awarded pursuant to issuer's retirement program. All such RSUs represent a contingent right to receive Procter & Gamble common stock.
- F7These units will deliver in shares on retirement from the company, unless delivery is deferred or such shares are contributed to reporting person's deferred compensation account.