SEC Form 4 · accession 0001225208-18-015616
ESTERLINE TECHNOLOGIES CORP · ESL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger Alan Ross
Officer — EVP, Pres - Sensors & Systems
Period of report
Nov 14, 2018
Accepted (ET)
Nov 16, 2018 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033619
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Nov 14, 2018 | A | 4,534 | A | — | — | Common Stock | 4,534 | 4,534 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.
- F22,947 restricted stock units vest 100% on the three-year anniversary of the Transaction Date and 1,587 restricted stock units vest in four annual increments of 25% each commencing one year after the Transaction Date.