SEC Form 4 · accession 0001127602-18-033418
ANADARKO PETROLEUM CORP · APC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Gwin
Officer — President
Period of report
Nov 14, 2018
Accepted (ET)
Nov 16, 2018 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773910
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2018 | M | 7,718 | $0.00 | A | 74,243 | D | |
| Common StockF1 | Nov 14, 2018 | F | 3,037 | $54.40 | D | 71,206 | D | |
| Common Stock | holding | — | — | — | 808 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Nov 14, 2018 | M | 7,718 | D | — | — | Common Stock | 7,718 | 15,435 | D |
| Restricted Stock UnitsF2,F3 | — | Nov 15, 2018 | A | 24,320 | A | — | — | Common Stock | 24,320 | 24,320 | D |
| Non Qualified Stock Option (Right to Buy)F4 | $55.51 | Nov 15, 2018 | A | 83,776 | A | — | Nov 15, 2025 | Common Stock | 83,776 | 83,776 | D |
Explanation of responses
- F1Includes 57 shares of common stock acquired as a result of dividend equivalents with respect to restricted stock units. The dividend equivalents were accrued and reinvested in shares of the Company's common stock and paid upon vesting of the underlying award.
- F2Each restricted stock unit represents a contingent right to receive one share of APC common stock.
- F3The restricted stock units vest in three annual installments beginning one year after the date of grant.
- F4The option is exercisable in three annual installments beginning one year after the date of grant.