SEC Form 4 · accession 0001127602-18-033572
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher A Kuebler
Director
Period of report
Nov 16, 2018
Accepted (ET)
Nov 19, 2018 · 7:49 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2018 | M | 4,000 | $78.10 | A | 18,911 | D | |
| Common Stock | Nov 16, 2018 | S | 4,000 | $199.64 | D | 14,911 | D | |
| Common Stock | Nov 16, 2018 | M | 4,000 | $75.94 | A | 18,911 | D | |
| Common Stock | Nov 16, 2018 | S | 4,000 | $199.70 | D | 14,911 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $78.10 | Nov 16, 2018 | M | 4,000 | D | Jan 3, 2012 | Jan 3, 2021 | Common Stock | 4,000 | 0 | D |
| Stock Option (Right to Buy) | $75.94 | Nov 16, 2018 | M | 4,000 | D | Jan 3, 2013 | Jan 3, 2022 | Common Stock | 4,000 | 0 | D |