SEC Form 4 · accession 0001441816-18-000130

MongoDB, Inc. · MDB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Kevin P Ryan

Director

Period of report

Nov 15, 2018

Accepted (ET)

Nov 16, 2018 · 4:16 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001441816

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Nov 15, 2018	C	16,000	$0.00	A	19,133	D
Class A Common Stock^F3	Nov 15, 2018	S	1,000	$71.90	D	18,133	D
Class A Common Stock^F4	Nov 15, 2018	S	1,455	$73.22	D	16,678	D
Class A Common Stock^F5	Nov 15, 2018	S	2,200	$74.12	D	14,478	D
Class A Common Stock^F6	Nov 15, 2018	S	555	$75.14	D	13,923	D
Class A Common Stock^F7	Nov 15, 2018	S	2,000	$76.42	D	11,923	D
Class A Common Stock^F8	Nov 15, 2018	S	1,979	$77.24	D	9,944	D
Class A Common Stock^F9	Nov 15, 2018	S	2,613	$78.80	D	7,331	D
Class A Common Stock^F10	Nov 15, 2018	S	4,098	$79.47	D	3,233	D
Class A Common Stock	Nov 15, 2018	S	100	$80.42	D	3,133	D
Class A Common Stock^F1,F11	Nov 15, 2018	C	8,000	$0.00	A	8,000	I	By Trust
Class A Common Stock^F12,F11	Nov 15, 2018	S	500	$71.79	D	7,500	I	By Trust
Class A Common Stock^F13,F11	Nov 15, 2018	S	800	$73.21	D	6,700	I	By Trust
Class A Common Stock^F14,F11	Nov 15, 2018	S	1,120	$74.22	D	5,580	I	By Trust
Class A Common Stock^F15,F11	Nov 15, 2018	S	500	$75.67	D	5,080	I	By Trust
Class A Common Stock^F16,F11	Nov 15, 2018	S	1,109	$76.75	D	3,971	I	By Trust
Class A Common Stock^F17,F11	Nov 15, 2018	S	800	$77.67	D	3,171	I	By Trust
Class A Common Stock^F18,F11	Nov 15, 2018	S	1,873	$79.04	D	1,298	I	By Trust
Class A Common Stock^F19,F11	Nov 15, 2018	S	1,298	$79.69	D	0	I	By Trust

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1	—	Nov 15, 2018	C	16,000	D	—	—	Class A Common Stock	16,000	1,869,739	D
Class B Common Stock^F1,F11	—	Nov 15, 2018	C	8,000	D	—	—	Class A Common Stock	8,000	970,166	I

Explanation of responses

F1Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.
F10The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $79.19 to $80.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F11These shares are held by The Kevin P. Ryan 2012 Trust (the "Trust") for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F12The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.43 to $72.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F13The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $72.67 to $73.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F14The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $73.92 to $74.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F15The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.09 to $75.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F16The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $76.11 to $76.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F17The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $77.30 to $78.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F18The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $78.37 to $79.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F19The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $79.45 to $80.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.43 to $72.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $72.67 to $73.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $73.75 to $74.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $74.81 to $75.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F7The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.87 to $76.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F8The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $76.89 to $77.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F9The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $78.18 to $79.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.