SEC Form 4 · accession 0001443646-18-000212
Booz Allen Hamilton Holding Corp · BAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy Laben
Officer — EVP, CLO and Secretary
Period of report
Nov 14, 2018
Accepted (ET)
Nov 16, 2018 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 14, 2018 | A | 1,665 | $0.00 | A | 34,430 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $51.22 | Nov 14, 2018 | A | 23,193 | A | — | Nov 14, 2028 | Class A Common Stock | 23,193 | 23,193 | D |
Explanation of responses
- F1Grant of restricted stock units under the Issuer's Second Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2019, 2020 and 2021, subject to the Reporting Person's continued employment.
- F2Includes restricted stock units.
- F3The options vest and become exercisable, subject to the Reporting Person's continued employment, ratably on March 31, 2019, 2020, 2021, 2022 and 2023. These options fully vest and become exercisable immediately prior to the effective date of certain change in control events.