SEC Form 4 · accession 0000794367-18-000116
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
III Harry A Lawton
Officer — President
Period of report
Nov 16, 2018
Accepted (ET)
Nov 19, 2018 · 11:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2018 | M | 200,000 | $21.32 | A | 226,038 | D | |
| Common Stock | Nov 16, 2018 | S | 200,000 | $33.0909 | D | 26,038 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $21.32 | Nov 16, 2018 | M | 200,000 | D | Sep 8, 2018 | Sep 8, 2027 | Common Stock | 200,000 | 756,937 | D |