SEC Form 4 · accession 0001127602-18-033453

ANADARKO PETROLEUM CORP · APC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP

Period of report

Nov 14, 2018

Accepted (ET)

Nov 16, 2018 · 5:02 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000773910

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 14, 2018	M	6,504	$0.00	A	133,409	D
Common Stock^F1	Nov 14, 2018	F	2,406	$54.40	D	131,003	D
Common Stock	holding	—	—		—	4,631	I	401(k) Plan
Common Stock^F2	holding	—	—		—	95,000	I	By Family Limited Partnership

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F3,F4	—	Nov 14, 2018	M	6,504	D	—	—	Common Stock	6,504	13,007	D
Restricted Stock Units^F3,F4	—	Nov 15, 2018	A	18,015	A	—	—	Common Stock	18,015	18,015	D
Non Qualified Stock Option (Right to Buy)^F5	$55.51	Nov 15, 2018	A	70,785	A	—	Nov 15, 2023	Common Stock	70,785	70,785	D

F1Includes 50 shares of common stock acquired as a result of dividend equivalents with respect to restricted stock units. The dividend equivalents were accrued and reinvested in shares of the Company's common stock and paid upon vesting of the underlying award.
F2The reporting person disclaims beneficial ownership of these shares.
F3Each restricted stock unit represents a contingent right to receive one share of APC common stock.
F4The restricted stock units vest in three annual installments beginning one year after the date of grant.
F5The option is exercisable in three annual installments beginning one year after the date of grant.