SEC Form 4 · accession 0000831641-18-000122
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kirsten M Volpi
Director
Period of report
Nov 14, 2018
Accepted (ET)
Nov 16, 2018 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Nov 14, 2018 | S | 1,200 | $66.9373 | D | 8,801 | D | |
| COMMON STOCKF2,F3 | Nov 15, 2018 | G | 303 | $66.11 | D | 8,498 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITS (RIGHT TO RECEIVE)F4,F5 | $0.00 | Nov 15, 2018 | A | 770 | A | Nov 18, 2019 | Nov 18, 2019 | COMMON STOCK | 770 | 770 | D |
Explanation of responses
- F1All shares sold at an exact price.
- F2Bona fide gift. No compensation was given to the donor for the gifting of shares.
- F3The closing trading price of the common stock on the date of the gift was $66.11 per share.
- F4Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.
- F5The restricted stock units (RSUs) become 100% vested as to the shares underlying the RSUs on November 18, 2019.