Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Sep 7, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

344 filings · trading day Sep 7, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Sep 4, 2018 AForm 4 →	Sep 6, 5:17 pm EDT	ASPEN TECHNOLOGY INC /DE/AZPN	Antonio J PietriPresident & CEO, Director	48,158	$115.36	$5,555,507	48,158	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:09 pm EDT	ASPEN TECHNOLOGY INC /DE/AZPN	Gary M. WeissChief Operating Officer	16,053	$115.36	$1,851,874	16,053	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:14 pm EDT	ASPEN TECHNOLOGY INC /DE/AZPN	Karl E JohnsenSenior Vice President and CFO	13,244	$115.36	$1,527,828	13,244	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:11 pm EDT	ASPEN TECHNOLOGY INC /DE/AZPN	F G HammondSenior VP & General Counsel	7,224	$115.36	$833,361	7,224	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:24 pm EDT	BEST BUY CO INCBBY	Keith J NelsenGeneral Counsel & Secreta	14,524	$40.85	$593,305	0	—
Sep 4, 2018 CMForm 4 →	Sep 6, 5:44 pm EDT	ROKU, INCROKU	Stephen H KaySVP General Counsel, Secretary	108,000	$2.94	$317,520	0	—
Sep 4, 2018 MForm 4 →	Sep 6, 5:49 pm EDT	BOINGO WIRELESS INCWIFI	Peter HovenierChief Financial Officer	15,000	$13.50	$202,500	10,000	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:19 pm EDT	ASPEN TECHNOLOGY INC /DE/AZPN	Gary E HaroianDirector	1,605	$115.36	$185,153	1,605	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:21 pm EDT	ASPEN TECHNOLOGY INC /DE/AZPN	Donald P CaseyDirector	1,605	$115.36	$185,153	1,605	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:22 pm EDT	ASPEN TECHNOLOGY INC /DE/AZPN	R Halsey WiseDirector	1,605	$115.36	$185,153	1,605	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:25 pm EDT	ASPEN TECHNOLOGY INC /DE/AZPN	Jr. Robert M. WhelanDirector	1,605	$115.36	$185,153	1,605	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:27 pm EDT	ASPEN TECHNOLOGY INC /DE/AZPN	Simon Orebi GannDirector	1,605	$115.36	$185,153	1,605	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:31 pm EDT	ASPEN TECHNOLOGY INC /DE/AZPN	Joan C McArdleDirector	1,605	$115.36	$185,153	1,605	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:02 pm EDT	AXON ENTERPRISE, INC.AAXN	Douglas E KlintCorporate Secretary	25,000	$4.75	$118,750	0	—
Aug 31, 2018 SForm 4/A →	Sep 7, 12:35 pm EDT	SIERRA BANCORPBSRR	Gordon T WoodsDirector	2,500	$29.55	$73,866	0	—
Sep 5, 2018 JForm 4 →	Sep 7, 2:43 pm EDT	PACCAR INCPCAR	Mark C PigottExecutive Chairman, Director	759	$69.91	$53,071	34,083	—
Sep 4, 2018 MForm 4 →	Sep 6, 5:33 pm EDT	ACME UNITED CORPACU	Richmond Y Holden Jr.Director	4,537	$10.57	$47,958	25,963	—
Sep 4, 2018 MForm 4 →	Sep 6, 5:32 pm EDT	MMA CAPITAL MANAGEMENT, LLCMMAC	Michael L FalconeCEO and President, Director	30,000	$1.58	$47,500	0	—
Sep 5, 2018 AForm 4 →	Sep 6, 4:43 pm EDT	Helmerich & Payne, Inc.HP	Randy A FoutchDirector	445	$64.66	$28,750	20,145	—	amended
Aug 31, 2018 AForm 4 →	Sep 6, 4:10 pm EDT	CIGNA CORPCI	Eric C WisemanDirector	126	$188.34	$23,731	4,039	—	late
Sep 4, 2018 CMForm 4 →	Sep 6, 4:43 pm EDT	APPIAN CORPAPPN	Edward L HughesSenior VP, Worldwide Sales	60,000	$0.89	$17,800	0	—
Sep 5, 2018 JForm 4 →	Sep 7, 3:14 pm EDT	PACCAR INCPCAR	Charles R WilliamsonDirector	164	$69.91	$11,489	41,195	—
Sep 5, 2018 JForm 4 →	Sep 7, 1:44 pm EDT	PACCAR INCPCAR	Robert A. BengstonSenior Vice President	162	$69.91	$11,355	40,715	—
Sep 5, 2018 JForm 4 →	Sep 7, 3:13 pm EDT	PACCAR INCPCAR	Gregory M SpierkelDirector	111	$69.91	$7,769	27,858	—
Sep 5, 2018 JForm 4 →	Sep 7, 3:00 pm EDT	PACCAR INCPCAR	Kirk S HachigianDirector	107	$69.91	$7,503	26,904	—
Sep 5, 2018 JForm 4 →	Sep 7, 3:10 pm EDT	PACCAR INCPCAR	John PigottDirector	98	$69.91	$6,881	24,674	—
Sep 5, 2018 JForm 4 →	Sep 7, 2:58 pm EDT	PACCAR INCPCAR	Beth FordDirector	64	$69.91	$4,484	7,337	—
Sep 5, 2018 JForm 4 →	Sep 7, 3:03 pm EDT	PACCAR INCPCAR	Roderick C McGearyDirector	61	$69.91	$4,248	15,232	—
Sep 5, 2018 JForm 4 →	Sep 7, 2:47 pm EDT	PACCAR INCPCAR	T. Kyle QuinnSR. V.P. & CHIEF TECH. OFFICER	33	$69.91	$2,289	8,208	—
Sep 5, 2018 JForm 4 →	Sep 7, 3:12 pm EDT	PACCAR INCPCAR	Mark A SchulzDirector	28	$69.91	$1,969	7,059	—
Aug 15, 2018 JForm 4 →	Sep 6, 4:44 pm EDT	NEWMONT MINING CORP /DE/NEM	Elaine J Dorward-KingEVP, S&ER	34	$33.05	$1,124	0	—	late
Sep 5, 2018 JForm 4 →	Sep 7, 2:34 pm EDT	PACCAR INCPCAR	Jack K. LeVierVice President	12	$69.91	$825	2,958	—
Sep 4, 2018 MForm 4 →	Sep 6, 6:18 pm EDT	TRUPANION, INC.TRUP	Margaret ToothChief Marketing Officer	150	$4.80	$720	8,850	—
Sep 5, 2018 JForm 4 →	Sep 7, 2:56 pm EDT	PACCAR INCPCAR	Franklin FederDirector	6	$69.91	$442	1,584	—
Sep 5, 2018 JForm 4 →	Sep 7, 1:42 pm EDT	PACCAR INCPCAR	Michael T BarkleySR. VICE PRESIDENT/CONTROLLER	4	$69.91	$264	945	—
Sep 5, 2018 MForm 4 →	Sep 6, 4:02 pm EDT	RHYTHM PHARMACEUTICALS, INC.RYTM	Hunter C SmithChief Financial Officer	3,000	—	—	198,744	—
Sep 2, 2018 MForm 4 →	Sep 6, 4:02 pm EDT	Hill-Rom Holdings, Inc.HRC	Alton ShaderSVP, Pres. of Welch Allyn	2,012	—	—	0	—	late
Sep 4, 2018 MForm 4 →	Sep 6, 4:05 pm EDT	Vericel CorpVCEL	Steven C GilmanDirector	9,000	—	—	8,500	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:05 pm EDT	APPLIED OPTOELECTRONICS, INC.AAOI	Stefan J. MurryChief Financial Officer	3,800	—	—	0	—
Sep 5, 2018 MForm 4 →	Sep 6, 4:05 pm EDT	Kinsale Capital Group, Inc.KNSL	William J. Kenney Jr.SVP/Chief Information Officer	13,750	—	—	27,500	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:06 pm EDT	Citius Pharmaceuticals, Inc.CTXR	Jaime BartushakChief Financial Officer	70,000	—	—	70,000	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:06 pm EDT	G1 Therapeutics, Inc.GTHX	Terry L MurdockSVP of Development Operations	3,519	—	—	92,962	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:07 pm EDT	G1 Therapeutics, Inc.GTHX	Seth RudnickDirector	10,000	—	—	20,607	—
Sep 5, 2018 MForm 4 →	Sep 6, 4:07 pm EDT	G1 Therapeutics, Inc.GTHX	Jennifer K. MosesVP of Finance & Admin	2,750	—	—	3,916	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:08 pm EDT	ELECTRONICS FOR IMAGING INCEFII	Guy GechtCHIEF EXECUTIVE OFFICER, Director	12,433	—	—	0	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:08 pm EDT	Citius Pharmaceuticals, Inc.CTXR	Suren G DutiaDirector	15,000	—	—	15,000	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:08 pm EDT	ELECTRONICS FOR IMAGING INCEFII	Marc D OlinCHIEF FINANCIAL OFFICER	2,131	—	—	0	—
Sep 5, 2018 MForm 4 →	Sep 6, 4:09 pm EDT	Ameresco, Inc.AMRC	Louis P MaltezosExecutive Vice President	5,000	—	—	15,000	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:10 pm EDT	Citius Pharmaceuticals, Inc.CTXR	Myron Z HolubiakPresident and CEO, Director, 10% Owner	150,000	—	—	150,000	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:11 pm EDT	Citius Pharmaceuticals, Inc.CTXR	Eugene Myron HolukaDirector	15,000	—	—	15,000	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:11 pm EDT	Wingstop Inc.WING	Stacy PetersonSee Remarks	8,175	—	—	0	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:12 pm EDT	bluebird bio, Inc.BLUE	David DavidsonChief Medical Officer	7,000	—	—	36,951	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:12 pm EDT	Citius Pharmaceuticals, Inc.CTXR	William KaneDirector	15,000	—	—	15,000	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:14 pm EDT	Anthem, Inc.ANTM	Ronald W PenczekSVP, Chief Accounting Officer	763	—	—	1,071	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:14 pm EDT	Citius Pharmaceuticals, Inc.CTXR	Leonard L MazurExecutive Chairman, Director, 10% Owner	150,000	—	—	150,000	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:15 pm EDT	Coupa Software IncCOUP	Ravi ThakurSVP, Business Accel.	10,000	—	—	44,839	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:15 pm EDT	NETSCOUT SYSTEMS INCNTCT	Jean A BuaSee Remarks	7,500	—	—	81,300	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:15 pm EDT	NETSCOUT SYSTEMS INCNTCT	Michael SzabadosChief Operating Officer	7,500	—	—	93,800	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:15 pm EDT	NETSCOUT SYSTEMS INCNTCT	Anil K SinghalChief Executive Officer, Director	12,500	—	—	160,000	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:15 pm EDT	ESTEE LAUDER COMPANIES INCEL	John DemseyGroup President	52,735	—	—	12,148	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:15 pm EDT	Anthem, Inc.ANTM	Prakash R PatelEVP & President, DBG	4,993	—	—	4,993	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:16 pm EDT	ESTEE LAUDER COMPANIES INCEL	Fabrizio FredaPresident and CEO, Director	119,797	—	—	27,597	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:16 pm EDT	Burlington Stores, Inc.BURL	Fred HandChief Customer Officer	4,071	—	—	33,429	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:16 pm EDT	Citius Pharmaceuticals, Inc.CTXR	Howard SafirDirector	15,000	—	—	15,000	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:16 pm EDT	ESTEE LAUDER COMPANIES INCEL	Carl P. HaneyEVP-Global R&D	19,955	—	—	4,597	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:16 pm EDT	NETSCOUT SYSTEMS INCNTCT	John DowningSee Remarks	7,500	—	—	81,300	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:16 pm EDT	ESTEE LAUDER COMPANIES INCEL	Hudis Jane HertzmarkGroup President	44,591	—	—	14,478	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:16 pm EDT	Burlington Stores, Inc.BURL	Marc KatzChief Financial Officer	3,667	—	—	40,333	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:16 pm EDT	ESTEE LAUDER COMPANIES INCEL	Sara E MossEVP and General Counsel	27,638	—	—	6,367	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:17 pm EDT	ESTEE LAUDER COMPANIES INCEL	Michael O'HareEVP-Global Human Resources	23,602	—	—	5,437	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:17 pm EDT	ESTEE LAUDER COMPANIES INCEL	Gregory PolcerEVP - Global Supply Chain	21,409	—	—	4,932	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:17 pm EDT	Burlington Stores, Inc.BURL	John CrimminsExecutive VP of Finance	2,200	—	—	6,600	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:17 pm EDT	ESTEE LAUDER COMPANIES INCEL	Cedric ProuveGroup President, International	50,986	—	—	11,744	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:18 pm EDT	Citius Pharmaceuticals, Inc.CTXR	Carol WebbDirector	15,000	—	—	15,000	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:18 pm EDT	ESTEE LAUDER COMPANIES INCEL	Tracey Thomas TravisEVP & CFO	46,380	—	—	10,684	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:18 pm EDT	ESTEE LAUDER COMPANIES INCEL	Alexandra C. TrowerEVP - Global Communications	20,280	—	—	4,671	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:18 pm EDT	ESTEE LAUDER COMPANIES INCEL	Jane LauderDirector	13,061	—	—	3,009	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:18 pm EDT	ESTEE LAUDER COMPANIES INCEL	William P LauderExecutive Chairman, Director, 10% Owner	27,493	—	—	6,334	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:18 pm EDT	Inogen IncINGN	Brenton TaylorEVP, Engineering	5,000	—	—	60,311	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:19 pm EDT	ZIMMER BIOMET HOLDINGS, INC.ZBH	Didier DeltortPresident, EMEA	22,128	—	—	6,216	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:19 pm EDT	TEMPUR SEALY INTERNATIONAL, INC.TPX	Scott L ThompsonCEO & PRESIDENT, Director	62,561	—	—	0	—
Sep 5, 2018 MForm 4 →	Sep 6, 4:20 pm EDT	PAYCHEX INCPAYX	John B GibsonSr. VP, Service	47,250	—	—	0	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:20 pm EDT	FORD MOTOR COF	Stephen G ButlerDirector	4,291	—	—	121,301	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:20 pm EDT	Ollie's Bargain Outlet Holdings, Inc.OLLI	Kevin McLainSVP, Merchandising	20,000	—	—	100,000	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:21 pm EDT	FORD MOTOR COF	Kimberly A CasianoDirector	3,456	—	—	77,518	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:22 pm EDT	FORD MOTOR COF	Anthony F Earley Jr.Director	2,414	—	—	89,985	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:22 pm EDT	HARRIS CORP /DE/HRS	Todd A. TaylorVP, Principal Accting. Officer	19,698	—	—	2,393	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:23 pm EDT	TENNECO INCTEN	Kaled AwadaSenior Vice President*	14,414	—	—	14,414	—
May 17, 2018 JForm 4 →	Sep 6, 4:23 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alfred M Et Al RankinChairman, Director	2,661	—	—	18,625	—	late
Sep 4, 2018 AForm 4 →	Sep 6, 4:23 pm EDT	FORD MOTOR COF	Edsel B Ford IIDirector	2,458	—	—	157,850	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:24 pm EDT	GALECTIN THERAPEUTICS INCGALT	Marc RubinDirector	6,000	—	—	16,500	—
Sep 5, 2018 AForm 4 →	Sep 6, 4:24 pm EDT	PENSKE AUTOMOTIVE GROUP, INC.PAG	John BarrDirector	220	—	—	32,389	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:24 pm EDT	FORD MOTOR COF	William Clay Ford Jr.Exec. Chairman and Chairman, Director	53	—	—	3,431	—
May 17, 2018 JForm 4 →	Sep 6, 4:24 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Victoire G RankinOther	2,661	—	—	18,625	—	late
Sep 4, 2018 AForm 4 →	Sep 6, 4:24 pm EDT	FORD MOTOR COF	James P HackettPresident and CEO, Director	17	—	—	1,123	—
Sep 5, 2018 AForm 4 →	Sep 6, 4:25 pm EDT	PENSKE AUTOMOTIVE GROUP, INC.PAG	Lisa Ann DavisDirector	32	—	—	4,653	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:25 pm EDT	FORD MOTOR COF	William W HelmanDirector	600	—	—	38,524	—
Sep 5, 2018 AForm 4 →	Sep 6, 4:25 pm EDT	PENSKE AUTOMOTIVE GROUP, INC.PAG	Kimberly J McWatersDirector	210	—	—	30,812	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:25 pm EDT	SEACOR HOLDINGS INC /NEW/CKH	William C LongEVP, CLO and Secretary	1,500	—	—	1,500	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:25 pm EDT	FORD MOTOR COF	William E KennardDirector	1,021	—	—	65,495	—
Sep 5, 2018 AForm 4 →	Sep 6, 4:26 pm EDT	PENSKE AUTOMOTIVE GROUP, INC.PAG	Roger S Penske Jr.Director	28	—	—	4,087	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:26 pm EDT	FORD MOTOR COF	John C LechleiterDirector	1,967	—	—	121,005	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:26 pm EDT	SEACOR HOLDINGS INC /NEW/CKH	Charles FabrikantExecutive Chairman and CEO, Director	5,000	—	—	5,000	—
Sep 5, 2018 AForm 4 →	Sep 6, 4:27 pm EDT	PENSKE AUTOMOTIVE GROUP, INC.PAG	Sandra E. PierceDirector	41	—	—	6,035	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:27 pm EDT	FORD MOTOR COF	Ellen R MarramDirector	5,102	—	—	77,518	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:27 pm EDT	SEACOR HOLDINGS INC /NEW/CKH	Bruce WeinsSVP/Chief Financial Officer	2,000	—	—	2,000	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:27 pm EDT	FORD MOTOR COF	John L ThorntonDirector	4,649	—	—	298,496	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:27 pm EDT	SEACOR HOLDINGS INC /NEW/CKH	Eric FabrikantChief Operating Officer	5,000	—	—	5,000	—
Sep 5, 2018 AForm 4 →	Sep 6, 4:27 pm EDT	PENSKE AUTOMOTIVE GROUP, INC.PAG	Greg C SmithDirector	28	—	—	4,087	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:28 pm EDT	FORD MOTOR COF	John B VeihmeyerDirector	320	—	—	20,572	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:28 pm EDT	FORD MOTOR COF	Lynn M VojvodichDirector	548	—	—	35,189	—
Sep 5, 2018 MForm 4 →	Sep 6, 4:28 pm EDT	At Home Group Inc.HOME	Lewis L Bird IIIChairman, CEO and President, Director	30,435	—	—	1,550,938	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:29 pm EDT	FORD MOTOR COF	John S WeinbergDirector	1,018	—	—	65,343	—
Sep 5, 2018 MForm 4 →	Sep 6, 4:29 pm EDT	SEMTECH CORPSMTC	John Michael WilsonEVP	15,000	—	—	0	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:30 pm EDT	INCYTE CORPINCY	Paula J SwainEVP, Human Resources	10,000	—	—	61,782	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:32 pm EDT	ANGI Homeservices Inc.ANGI	Bowman Angela R. HicksDirector	16,301	—	—	76,079	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:34 pm EDT	SCIENTIFIC GAMES CORPSGMS	James SottileExec VP & Chief Legal Officer	19,293	—	—	5,006	—
Sep 5, 2018 MForm 4 →	Sep 6, 4:37 pm EDT	LIFETIME BRANDS, INCLCUT	Laurence WinokerSVP-Finance,CFO and Treasurer	5,000	—	—	0	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:40 pm EDT	Arista Networks, Inc.ANET	Andreas BechtolsheimChief Development Officer, Director, 10% Owner	9,606	—	—	17,728	—
Sep 4, 2018 CForm 4 →	Sep 6, 4:40 pm EDT	MINDBODY, Inc.MB	Richard Lee StollmeyerCEO, Director	17,739	—	—	559,122	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:40 pm EDT	Arista Networks, Inc.ANET	Marc TaxaySVP and General Counsel	2,000	—	—	6,500	—
May 17, 2018 JForm 4 →	Sep 6, 4:40 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Elizabeth B RankinOther	2,661	—	—	11,170	—	late
Sep 4, 2018 AForm 4 →	Sep 6, 4:42 pm EDT	AMERICAN INTERNATIONAL GROUP INCAIG	John P RepkoExecutive Vice President	36,808	—	—	30,917	—
Sep 5, 2018 AMForm 4 →	Sep 6, 4:44 pm EDT	AMERICAN CAMPUS COMMUNITIES INCACC	Mary EganDirector	5,492	—	—	0	—
Sep 5, 2018 MForm 4 →	Sep 6, 4:44 pm EDT	M&T BANK CORPMTB	Denis J SalamoneDirector	25,209	—	—	0	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:45 pm EDT	YELP INCYELP	Geoffrey L DonakerDirector	2,000	—	—	323,000	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:45 pm EDT	Medidata Solutions, Inc.MDSO	Rouven BergmannChief Financial Officer	20,000	—	—	37,643	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:46 pm EDT	EVANS BANCORP INCEVBN	Robert G Miller Jr.Secretary, Director	679	—	—	6,881	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:47 pm EDT	MACOM Technology Solutions Holdings, Inc.MTSI	Charles R BlandDirector	250	—	—	10,500	—
Sep 5, 2018 MForm 4 →	Sep 6, 4:49 pm EDT	Booz Allen Hamilton Holding CorpBAH	Kristine AndersonExecutive Vice President	20,000	—	—	10,000	—
May 17, 2018 JForm 4 →	Sep 6, 4:50 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Matthew M RankinOther	2,661	—	—	11,170	—	late
Sep 5, 2018 MForm 4 →	Sep 6, 4:51 pm EDT	2U, Inc.TWOU	James KenigsbergChief Technology Officer	7,200	—	—	92,700	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:53 pm EDT	TACTILE SYSTEMS TECHNOLOGY INCTCMD	Robert J. FolkesChief Operating Officer	3,044	—	—	18,262	—
Sep 5, 2018 MForm 4 →	Sep 6, 4:54 pm EDT	BRIGHT HORIZONS FAMILY SOLUTIONS INC.BFAM	Mary Lou BurkeCOO North America Center Ops	1,100	—	—	8,718	—
Sep 4, 2018 AForm 4 →	Sep 6, 4:58 pm EDT	Magnolia Oil & Gas CorpMGY	John B WalkerDirector, 10% Owner	3,256,370	—	—	90,452,174	—
Sep 5, 2018 MForm 4 →	Sep 6, 4:58 pm EDT	TORCHMARK CORPTMK	James Matthew DardenEVP, Chief Strategy Officer	16,500	—	—	0	—
Sep 4, 2018 MForm 4 →	Sep 6, 4:59 pm EDT	MyoKardia IncMYOK	Anastasios GianakakosPresident and CEO, Director	3,000	—	—	111,254	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:00 pm EDT	Magnolia Oil & Gas CorpMGY	EnerVest, Ltd. +810% Owner	3,256,370	—	—	90,452,174	—
Sep 4, 2018 MForm 4 →	Sep 6, 5:00 pm EDT	MOLSON COORS BREWING COTAP	Krishnan AnandChief Growth Officer	2,595	—	—	7,417	—
Sep 4, 2018 MForm 4 →	Sep 6, 5:00 pm EDT	MyoKardia IncMYOK	Marc SemigranChief Medical Officer	45,000	—	—	130,000	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:03 pm EDT	Walker & Dunlop, Inc.WD	Stephen P TheobaldEVP & Chief Financial Officer	33	—	—	113	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:03 pm EDT	Walker & Dunlop, Inc.WD	Richard M LucasEVP & Gen Counsel & Secretary	44	—	—	133	—
Sep 4, 2018 CMForm 4 →	Sep 6, 5:04 pm EDT	Square, Inc.SQ	Sivan WhiteleyGen. Counsel & Corp. Secretary	5,625	—	—	0	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:04 pm EDT	Walker & Dunlop, Inc.WD	William M WalkerChairman & CEO, Director	45	—	—	135	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:04 pm EDT	Walker & Dunlop, Inc.WD	Howard W Smith IIIPresident, Director	97	—	—	291	—
Aug 1, 2018 MForm 4 →	Sep 6, 5:04 pm EDT	EURONET WORLDWIDE INCEEFT	Michael J BrownCEO and President of EWI Inc., Director	25,000	—	—	102,323	—	late
Sep 4, 2018 MForm 4 →	Sep 6, 5:05 pm EDT	Yext, Inc.YEXT	Tom Christopher DixonChief Technology Officer	32,500	—	—	189,441	—
Sep 4, 2018 MForm 4 →	Sep 6, 5:05 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	John A LathamChief Scientific Officer	24,999	—	—	18,185	—
Sep 4, 2018 DForm 4 →	Sep 6, 5:08 pm EDT	Globalstar, Inc.GSAT	David B. KaganChief Executive Officer	1,000,000	—	—	0	—
Sep 4, 2018 MForm 4 →	Sep 6, 5:08 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	Jeffrey T L SmithManaging Director	5,040	—	—	15,124	—
Sep 4, 2018 MForm 4 →	Sep 6, 5:10 pm EDT	Nutanix, Inc.NTNX	David SangsterEVP, Operations	7,916	—	—	55,418	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:13 pm EDT	MAXIM INTEGRATED PRODUCTS INCMXIM	Tunc DolucaPRESIDENT, CEO & DIRECTOR, Director	56,000	—	—	56,000	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:13 pm EDT	MAXIM INTEGRATED PRODUCTS INCMXIM	Sumeet GagnejaVP and Principal Acct Officer	1,988	—	—	1,988	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:15 pm EDT	MAXIM INTEGRATED PRODUCTS INCMXIM	Vivek JainSENIOR VP	13,200	—	—	13,200	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:15 pm EDT	MAXIM INTEGRATED PRODUCTS INCMXIM	Bruce E KiddooSENIOR VP and CFO	18,000	—	—	18,000	—
Sep 4, 2018 MForm 4 →	Sep 6, 5:16 pm EDT	Johnson Controls International plcJCI	George OliverChairman & CEO	54,235	—	—	54,237	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:16 pm EDT	MAXIM INTEGRATED PRODUCTS INCMXIM	David LoftusVP of WW Sales and Marketing	13,200	—	—	13,200	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:16 pm EDT	ORBCOMM Inc.ORBC	Michael W. FordEVP & Chief Financial Officer	9,302	—	—	0	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:17 pm EDT	MAXIM INTEGRATED PRODUCTS INCMXIM	Edwin MedlinSenior VP, General Counsel	13,200	—	—	13,200	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:18 pm EDT	MAXIM INTEGRATED PRODUCTS INCMXIM	Bryan PreeshlSENIOR VICE PRESIDENT	8,400	—	—	8,400	—
Sep 4, 2018 CForm 4 →	Sep 6, 5:22 pm EDT	Dolby Laboratories, Inc.DLB	Dagmar Dolby +110% Owner	22,642	—	—	8,080,617	—
Sep 5, 2018 AForm 4 →	Sep 6, 5:22 pm EDT	MATERION CorpMTRN	Robert B TothDirector	3	—	—	1,848	—
Sep 4, 2018 MForm 4 →	Sep 6, 5:22 pm EDT	EQUINIX INCEQIX	Michael Earl CampbellChief Sales Officer	2,777	—	—	750	—
Sep 6, 2018 AForm 4 →	Sep 6, 5:23 pm EDT	ARCHER DANIELS MIDLAND COADM	Alan L BoeckmannDirector	278	—	—	41,788	—
Sep 6, 2018 AForm 4 →	Sep 6, 5:23 pm EDT	ARCHER DANIELS MIDLAND COADM	Michael S BurkeDirector	4	—	—	598	—
Sep 5, 2018 AForm 4 →	Sep 6, 5:23 pm EDT	MATERION CorpMTRN	Darlene J. S. SolomonDirector	3	—	—	1,848	—
Sep 6, 2018 AForm 4 →	Sep 6, 5:23 pm EDT	ARCHER DANIELS MIDLAND COADM	Terrell K CrewsDirector	181	—	—	27,217	—
Sep 6, 2018 AForm 4 →	Sep 6, 5:23 pm EDT	ARCHER DANIELS MIDLAND COADM	Pierre DufourDirector	154	—	—	23,116	—
Sep 6, 2018 AForm 4 →	Sep 6, 5:23 pm EDT	ARCHER DANIELS MIDLAND COADM	Donald E FelsingerDirector	355	—	—	53,256	—
Sep 6, 2018 AForm 4 →	Sep 6, 5:23 pm EDT	ARCHER DANIELS MIDLAND COADM	Suzan F. HarrisonDirector	30	—	—	4,433	—
Sep 6, 2018 AForm 4 →	Sep 6, 5:23 pm EDT	ARCHER DANIELS MIDLAND COADM	Patrick J MooreDirector	369	—	—	55,419	—
Sep 6, 2018 AForm 4 →	Sep 6, 5:23 pm EDT	ARCHER DANIELS MIDLAND COADM	Francisco J SanchezDirector	104	—	—	15,581	—
Sep 6, 2018 AForm 4 →	Sep 6, 5:23 pm EDT	ARCHER DANIELS MIDLAND COADM	Debra A. SandlerDirector	54	—	—	8,036	—
Sep 5, 2018 AForm 4 →	Sep 6, 5:23 pm EDT	MATERION CorpMTRN	Vinod M KhilnaniDirector	3	—	—	1,848	—
Sep 5, 2018 AForm 4 →	Sep 6, 5:24 pm EDT	MATERION CorpMTRN	Robert J PhillippyDirector	3	—	—	1,848	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:24 pm EDT	HAEMONETICS CORPHAE	Josep LlorensSVP, Global Manufacturing	4,714	—	—	4,714	—
Sep 6, 2018 AForm 4 →	Sep 6, 5:24 pm EDT	ARCHER DANIELS MIDLAND COADM	Daniel ShihDirector	143	—	—	21,465	—
Sep 6, 2018 AForm 4 →	Sep 6, 5:24 pm EDT	ARCHER DANIELS MIDLAND COADM	Kelvin R WestbrookDirector	322	—	—	48,396	—
Sep 4, 2018 MForm 4 →	Sep 6, 5:24 pm EDT	GILEAD SCIENCES INCGILD	John C MartinDirector	50,000	—	—	150,000	—
Sep 5, 2018 AForm 4 →	Sep 6, 5:24 pm EDT	MATERION CorpMTRN	William B LawrenceDirector	3	—	—	1,848	—
Sep 5, 2018 AForm 4 →	Sep 6, 5:25 pm EDT	MATERION CorpMTRN	Geoffrey WildDirector	3	—	—	1,848	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:25 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	Annette TumoloExecutive Vice President	6,000	—	—	3,000	—
Sep 4, 2018 MForm 4 →	Sep 6, 5:25 pm EDT	TYLER TECHNOLOGIES INCTYL	Dustin R WombleDirector	20,000	—	—	0	—
Sep 4, 2018 CMForm 4 →	Sep 6, 5:26 pm EDT	MongoDB, Inc.MDB	Meagen EisenbergChief Marketing Officer	138,750	—	—	5,000	—
Sep 5, 2018 AForm 4 →	Sep 6, 5:26 pm EDT	MATERION CorpMTRN	N Mohan ReddyDirector	3	—	—	1,848	—
Sep 5, 2018 AForm 4 →	Sep 6, 5:26 pm EDT	MATERION CorpMTRN	Craig S ShularDirector	3	—	—	1,848	—
Sep 4, 2018 MForm 4 →	Sep 6, 5:27 pm EDT	PEGASYSTEMS INCPEGA	Douglas I KraSVP, Global Customer Success	927	—	—	5,171	—
Sep 4, 2018 CForm 4 →	Sep 6, 5:27 pm EDT	MongoDB, Inc.MDB	Eliot HorowitzChief Technology Officer, Director	7,100	—	—	1,480,763	—
Sep 2, 2018 MForm 4 →	Sep 6, 5:29 pm EDT	PEGASYSTEMS INCPEGA	Michael R PyleSenior VP, Engineering	557	—	—	3,344	—	late
Sep 5, 2018 AForm 4 →	Sep 6, 5:32 pm EDT	MATERION CorpMTRN	Joseph P KelleyVice President, Finance & CFO	16	—	—	18,701	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:32 pm EDT	TreeHouse Foods, Inc.THS	Jean E SpenceDirector	2,012	—	—	2,012	—
Sep 5, 2018 AForm 4 →	Sep 6, 5:32 pm EDT	MATERION CorpMTRN	Jugal K. VijayvargiyaPresident and CEO	13	—	—	14,891	—
Sep 5, 2018 AForm 4 →	Sep 6, 5:33 pm EDT	MATERION CorpMTRN	Gregory R. ChemnitzVP General Counsel & Secretary	6	—	—	11,487	—
Sep 4, 2018 MForm 4 →	Sep 6, 5:33 pm EDT	STAMPS.COM INCSTMP	Amine KhechfeChief Strategy Officer	1,200	—	—	43,400	—
Sep 4, 2018 MForm 4 →	Sep 6, 5:33 pm EDT	STAMPS.COM INCSTMP	Sebastian BuerbaChief Marketing Officer	2,499	—	—	48,911	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:34 pm EDT	TRIBUNE MEDIA COTRCO	Chandler BigelowEVP & CFO	150	—	—	22,160	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:36 pm EDT	TRIBUNE MEDIA COTRCO	Gavin William HarveyPres., WGNA & Trib. Studios	108	—	—	15,872	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:39 pm EDT	TRIBUNE MEDIA COTRCO	Edward P LazarusEVP, General Counsel & CSO	152	—	—	22,470	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:40 pm EDT	TRIBUNE MEDIA COTRCO	Brian LitmanSVP, Controller & CAO	70	—	—	10,387	—
Sep 4, 2018 MForm 4 →	Sep 6, 5:41 pm EDT	BIOMARIN PHARMACEUTICAL INCBMRN	Jean Jacques BienaimeChief Executive Officer, Director	1,500	—	—	7,000	—
Sep 4, 2018 MForm 4 →	Sep 6, 5:43 pm EDT	BUILD A BEAR WORKSHOP INCBBW	Eric R FenclCAO, Gen. Counsel & Secretary	19,596	—	—	0	—
Sep 4, 2018 MForm 4 →	Sep 6, 5:43 pm EDT	APTARGROUP INCATR	Monnas Giovanna KampouriDirector	12,667	—	—	0	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:43 pm EDT	TRIBUNE MEDIA COTRCO	Lawrence WertPresident, Broadcast Media	124	—	—	18,230	—
Sep 4, 2018 MForm 4 →	Sep 6, 5:44 pm EDT	EVERBRIDGE, INC.EVBG	Elliot J. MarkSVP & General Counsel	3,500	—	—	22,870	—
Sep 4, 2018 AForm 4 →	Sep 6, 5:48 pm EDT	Resonant IncRESN	Michael E SeifertChief Financial Officer	150,000	—	—	150,000	—
Sep 4, 2018 MForm 4 →	Sep 6, 5:51 pm EDT	Emergent BioSolutions Inc.EBS	Daniel Abdun-NabiCEO, Director	60,000	—	—	29,539	—
Sep 4, 2018 AForm 4 →	Sep 6, 6:05 pm EDT	AMBARELLA INCAMBA	Chenming HuDirector	5,248	—	—	5,248	—
Sep 4, 2018 AMForm 4 →	Sep 6, 6:06 pm EDT	AMBARELLA INCAMBA	Christopher B PaisleyDirector	6,248	—	—	5,248	—
Sep 5, 2018 AForm 4 →	Sep 6, 6:09 pm EDT	ACTUANT CORPATU	Holly Van DeursenDirector	760	—	—	760	—
Sep 4, 2018 AForm 4 →	Sep 6, 6:09 pm EDT	AMBARELLA INCAMBA	David Jeffrey RichardsonDirector	5,248	—	—	5,248	—
Sep 4, 2018 AForm 4 →	Sep 6, 6:09 pm EDT	AMBARELLA INCAMBA	Hsiao-Wuen HonDirector	5,248	—	—	5,248	—
Sep 4, 2018 MForm 4 →	Sep 6, 6:10 pm EDT	PEGASYSTEMS INCPEGA	Efstathios A KouninisVP of Finance & CAO	1,325	—	—	5,061	—
Sep 5, 2018 AForm 4 →	Sep 6, 6:12 pm EDT	ACTUANT CORPATU	Sidney S. Simmons IIDirector	718	—	—	1,418	—
Sep 5, 2018 AForm 4 →	Sep 6, 6:13 pm EDT	ACTUANT CORPATU	Danny L CunninghamDirector	380	—	—	5,000	—
Sep 4, 2018 MForm 4 →	Sep 6, 6:13 pm EDT	PEGASYSTEMS INCPEGA	Leon TreflerSVP, Global Customer Success	990	—	—	5,171	—
Sep 5, 2018 AForm 4 →	Sep 6, 6:14 pm EDT	ACTUANT CORPATU	E James Ferland Jr.Director	718	—	—	9,146	—
Sep 5, 2018 AForm 4 →	Sep 6, 6:17 pm EDT	ACTUANT CORPATU	J. Palmer ClarksonDirector	676	—	—	1,335	—
Sep 4, 2018 MForm 4 →	Sep 6, 6:18 pm EDT	INTER PARFUMS INCIPAR	Pelayo Frederic GarciaDirExprt InterparfumsSA	3,600	—	—	0	—
Sep 4, 2018 MForm 4 →	Sep 6, 6:21 pm EDT	CAMBIUM LEARNING GROUP, INC.ABCD	Paul FonteChief Technology Officer	5,000	—	—	108,400	—
Sep 6, 2018 MForm 4 →	Sep 6, 6:30 pm EDT	TORCHMARK CORPTMK	Carol A McCoyVP, Assoc. Counsel & Corp. Sec	18,000	—	—	0	—
Sep 6, 2018 MForm 4 →	Sep 6, 6:31 pm EDT	PEGASYSTEMS INCPEGA	Kenneth StillwellCFO, SVP	142	—	—	1,989	—
Sep 4, 2018 MForm 4 →	Sep 6, 6:37 pm EDT	Q2 Holdings, Inc.QTWO	Matthew P FlakeCEO, Director	20,000	—	—	568,664	—
Sep 4, 2018 MForm 4 →	Sep 6, 6:38 pm EDT	Q2 Holdings, Inc.QTWO	Adam D BlueChief Technology Officer	31,048	—	—	0	—
Sep 6, 2018 MForm 4 →	Sep 6, 6:43 pm EDT	KEYW HOLDING CORPKEYW	Arthur L MoneyDirector	5,000	—	—	0	—
Sep 4, 2018 MForm 4 →	Sep 6, 6:44 pm EDT	USANA HEALTH SCIENCES INCUSNA	Jim BrownPresident & COO	5,266	—	—	54,734	—
Sep 4, 2018 MForm 4 →	Sep 6, 6:49 pm EDT	MCGRATH RENTCORPMGRC	Keith E PrattExecutive VP and CFO	7,180	—	—	39,200	—
Sep 4, 2018 MForm 4 →	Sep 6, 6:49 pm EDT	MCGRATH RENTCORPMGRC	John P SkeneskyVP and Division Manager	3,750	—	—	930	—
Sep 4, 2018 MForm 4 →	Sep 6, 6:49 pm EDT	USANA HEALTH SCIENCES INCUSNA	Daniel A. MacugaChief Communications Officer	5,380	—	—	54,620	—
Sep 4, 2018 AForm 4 →	Sep 6, 6:50 pm EDT	AMBARELLA INCAMBA	Andrew W VerhalenDirector	5,248	—	—	5,248	—
Sep 4, 2018 MForm 4 →	Sep 6, 6:50 pm EDT	USANA HEALTH SCIENCES INCUSNA	G Doug IiekkingCFO	15,000	—	—	15,000	—
Sep 4, 2018 MForm 4 →	Sep 6, 6:51 pm EDT	USANA HEALTH SCIENCES INCUSNA	Joshua FoukasChief Legal Officer	15,000	—	—	15,000	—
Sep 4, 2018 MForm 4 →	Sep 6, 6:52 pm EDT	AMERICAN OUTDOOR BRANDS CORPAOBC	John B FurmanDirector	10,000	—	—	0	—
Sep 4, 2018 MForm 4 →	Sep 6, 6:56 pm EDT	MOTORCAR PARTS AMERICA INCMPAA	Kevin Gerard DalyChief Accounting Officer	566	—	—	0	—
Sep 4, 2018 MForm 4 →	Sep 6, 6:57 pm EDT	MOTORCAR PARTS AMERICA INCMPAA	David Sung LeeCFO	1,034	—	—	0	—
Sep 4, 2018 MForm 4 →	Sep 6, 6:59 pm EDT	MOTORCAR PARTS AMERICA INCMPAA	Richard K MochulskyVP, Sales	466	—	—	0	—
Sep 4, 2018 MForm 4 →	Sep 6, 7:01 pm EDT	MOTORCAR PARTS AMERICA INCMPAA	Douglas Earl SchoonerChief Manufacturing Officer	900	—	—	0	—
Sep 4, 2018 MForm 4 →	Sep 6, 7:02 pm EDT	RIGEL PHARMACEUTICALS INCRIGL	Anne-Marie DuliegeEVP & Chief Medical Officer	16,500	—	—	383,500	—
Sep 4, 2018 MForm 4 →	Sep 6, 7:02 pm EDT	MOTORCAR PARTS AMERICA INCMPAA	Joffe SelwynPres., CEO and Chairman, Director	4,166	—	—	0	—
Sep 4, 2018 MForm 4 →	Sep 6, 7:04 pm EDT	MOTORCAR PARTS AMERICA INCMPAA	Michael UmanskyVP, General Counsel and Sec.	734	—	—	0	—
Sep 4, 2018 MForm 4 →	Sep 6, 7:09 pm EDT	INTEGRATED DEVICE TECHNOLOGY INCIDTI	Gregory L WatersPRESIDENT & CEO	20,000	—	—	210,000	—
Sep 4, 2018 AForm 4 →	Sep 6, 7:09 pm EDT	AMBARELLA INCAMBA	Kevin C EichlerCFO	120,000	—	—	100,000	—
Sep 4, 2018 MForm 4 →	Sep 6, 7:12 pm EDT	NEKTAR THERAPEUTICSNKTR	R Scott GreerDirector	10,000	—	—	10,000	—
Sep 4, 2018 MForm 4 →	Sep 6, 7:14 pm EDT	CytomX Therapeutics, Inc.CTMX	Sean A. McCarthyPresident and CEO, Director	13,052	—	—	142,597	—
Sep 4, 2018 MForm 4 →	Sep 6, 7:18 pm EDT	CytomX Therapeutics, Inc.CTMX	Debanjan RayChief Financial Officer	3,000	—	—	16,220	—
Sep 1, 2018 MForm 4 →	Sep 6, 7:26 pm EDT	SVB FINANCIAL GROUPSIVB	Laura IzurietaChief Risk Officer	921	—	—	1,841	—	late
Sep 5, 2018 MForm 4 →	Sep 6, 7:27 pm EDT	NMI Holdings, Inc.NMIH	Claudia J MerklePresident	76,000	—	—	0	—
Sep 4, 2018 MForm 4 →	Sep 6, 7:29 pm EDT	NMI Holdings, Inc.NMIH	Bradley M ShusterCEO, Director	150,000	—	—	757,500	—
Sep 4, 2018 AForm 4 →	Sep 6, 7:41 pm EDT	NETFLIX INCNFLX	A George BattleDirector	171	—	—	171	—	amended
Sep 5, 2018 MForm 4 →	Sep 6, 7:42 pm EDT	ADURO BIOTECH, INC.ADRO	Stephen T IsaacsPresident and CEO, Director	62,572	—	—	763,907	—
Sep 4, 2018 AForm 4 →	Sep 6, 7:43 pm EDT	NETFLIX INCNFLX	Anne M SweeneyDirector	171	—	—	171	—	amended
Sep 4, 2018 AForm 4 →	Sep 6, 7:44 pm EDT	NETFLIX INCNFLX	Bradford L SmithDirector	171	—	—	171	—	amended
Sep 4, 2018 AForm 4 →	Sep 6, 7:44 pm EDT	NETFLIX INCNFLX	David A HymanGeneral Counsel	1,876	—	—	1,876	—	amended
Sep 4, 2018 AForm 4 →	Sep 6, 7:45 pm EDT	NETFLIX INCNFLX	Gregory K PetersChief Product Officer	3,782	—	—	3,782	—	amended
Sep 4, 2018 AForm 4 →	Sep 6, 7:46 pm EDT	NETFLIX INCNFLX	Jessica NealChief Talent Officer	204	—	—	204	—	amended
Sep 4, 2018 AForm 4 →	Sep 6, 7:46 pm EDT	NETFLIX INCNFLX	Kelly BennettChief Marketing Officer	544	—	—	544	—	amended
Sep 4, 2018 AForm 4 →	Sep 6, 7:47 pm EDT	NETFLIX INCNFLX	Leslie J KilgoreDirector	171	—	—	171	—	amended
Sep 4, 2018 AForm 4 →	Sep 6, 7:47 pm EDT	NETFLIX INCNFLX	Reed HastingsCEO, Director	16,444	—	—	16,444	—	amended
Sep 4, 2018 AForm 4 →	Sep 6, 7:48 pm EDT	NETFLIX INCNFLX	Richard N BartonDirector	171	—	—	171	—	amended
Sep 4, 2018 AForm 4 →	Sep 6, 7:48 pm EDT	NETFLIX INCNFLX	Rodolphe BelmerDirector	172	—	—	172	—	amended
Sep 4, 2018 AForm 4 →	Sep 6, 7:49 pm EDT	NETFLIX INCNFLX	Susan E RiceDirector	172	—	—	172	—	amended
Sep 4, 2018 AForm 4 →	Sep 6, 7:49 pm EDT	NETFLIX INCNFLX	Theodore A SarandosChief Content Officer	8,165	—	—	8,165	—	amended
Sep 4, 2018 AForm 4 →	Sep 6, 7:50 pm EDT	NETFLIX INCNFLX	Timothy M HaleyDirector	171	—	—	171	—	amended
Sep 4, 2018 AMForm 4 →	Sep 6, 7:51 pm EDT	NETFLIX INCNFLX	David B WellsCFO	2,404	—	—	1,404	—	amended
Sep 5, 2018 MForm 4 →	Sep 6, 7:53 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	Michael CrowleyEVP, GBL Commercial Operations	600	—	—	2,400	—
Sep 4, 2018 AForm 4 →	Sep 6, 7:54 pm EDT	NETFLIX INCNFLX	Ann MatherDirector	171	—	—	171	—	amended
Sep 5, 2018 MForm 4 →	Sep 6, 7:57 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	Timothy S ErnstEVP, General Counsel & Sec	500	—	—	2,000	—
Sep 5, 2018 MForm 4 →	Sep 6, 8:00 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	Ronald W HuttonVice President and Treasurer	180	—	—	720	—
Sep 4, 2018 MForm 4 →	Sep 6, 8:00 pm EDT	EXELIXIS, INC.EXEL	Gisela SchwabPres Prod Dev & Med Aff & CMO	22,500	—	—	0	—
Sep 6, 2018 MForm 4 →	Sep 6, 8:02 pm EDT	General Finance CORPGFN	Susan L HarrisDirector	9,000	—	—	0	—
Sep 5, 2018 MForm 4 →	Sep 6, 8:02 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	Giovanni MagniEVP, Chief Strategy Officer	500	—	—	2,000	—
Sep 1, 2018 MForm 4 →	Sep 6, 8:05 pm EDT	Global Blood Therapeutics, Inc.GBT	Lesley Ann CalhounSee Remarks	300	—	—	1,500	—	late
Sep 5, 2018 MForm 4 →	Sep 6, 8:05 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	Norman D SchwartzChairman, President, and CEO, Director, 10% Owner	2,600	—	—	10,400	—
Sep 5, 2018 MForm 4 →	Sep 6, 8:08 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	James R StarkVP, Corporate Controller	300	—	—	1,200	—
Sep 4, 2018 CForm 4 →	Sep 6, 8:10 pm EDT	ZUORA INCZUO	Jason PressmanDirector	1,921,040	—	—	5,763,122	—
Sep 5, 2018 SForm 4 →	Sep 6, 8:12 pm EDT	Motorola Solutions, Inc.MSI	Silver Lake (Offshore) AIV GP IV, Ltd. +7Director	—	—	—	—	—
Sep 5, 2018 MForm 4 →	Sep 6, 8:12 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	Christine A TsingosEVP and CFO	600	—	—	2,400	—
Sep 4, 2018 CForm 4 →	Sep 6, 8:16 pm EDT	ZUORA INCZUO	Shasta Ventures II LP +1Director	1,921,040	—	—	5,763,122	—
Sep 4, 2018 CForm 4 →	Sep 6, 8:25 pm EDT	ZUORA INCZUO	Timothy M HaleyDirector	1,493,213	—	—	123,190	—
Sep 4, 2018 MForm 4 →	Sep 6, 8:37 pm EDT	GOLDEN ENTERTAINMENT, INC.GDEN	Lyle BermanDirector	211,739	—	—	0	—
Sep 4, 2018 AMForm 4 →	Sep 6, 9:06 pm EDT	Axalta Coating Systems Ltd.AXTA	Charles W ShaverDirector	252,180	—	—	2,180	—
Sep 4, 2018 AForm 4 →	Sep 6, 9:19 pm EDT	COTY INC.COTY	Camillo PaneChief Executive Officer, Director	234,925	—	—	615,811	—
Sep 4, 2018 MForm 4 →	Sep 6, 9:19 pm EDT	QUANTENNA COMMUNICATIONS INCQTNA	Sam HeidariChairman and CEO, Director	11,300	—	—	98,452	—
Sep 4, 2018 AForm 4 →	Sep 6, 9:20 pm EDT	COTY INC.COTY	Mario ReisChief Supply Chain Officer	78,308	—	—	266,707	—
Sep 4, 2018 AForm 4 →	Sep 6, 9:20 pm EDT	COTY INC.COTY	Daniel E RamosChief Scientific Officer	46,985	—	—	111,397	—
Sep 4, 2018 MForm 4 →	Sep 6, 9:20 pm EDT	QUANTENNA COMMUNICATIONS INCQTNA	David William CarrollSVP Worldwide Sales	4,504	—	—	32,992	—
Sep 4, 2018 AForm 4 →	Sep 6, 9:21 pm EDT	COTY INC.COTY	Sebastien FroidefondChief Human Resources Officer	46,985	—	—	103,162	—
Sep 4, 2018 AForm 4 →	Sep 6, 9:22 pm EDT	COTY INC.COTY	Greerson Greene McMullenChief Legal Officer	46,985	—	—	106,053	—
Sep 4, 2018 AForm 4 →	Sep 6, 9:22 pm EDT	COTY INC.COTY	Ayesha ZafarSVP Group Controller	23,492	—	—	51,581	—
Sep 4, 2018 AForm 4 →	Sep 6, 9:23 pm EDT	COTY INC.COTY	Sylvie MoreauPresident, Professional Beauty	78,308	—	—	171,936	—
Sep 4, 2018 AForm 4 →	Sep 6, 9:24 pm EDT	COTY INC.COTY	Laurent KleitmanPresident, Consumer Beauty	156,617	—	—	263,970	—
Sep 5, 2018 CForm 4 →	Sep 6, 9:24 pm EDT	PHIBRO ANIMAL HEALTH CORPPAHC	BFI Co., LLC10% Owner	20,000	—	—	20,196,034	—
Sep 4, 2018 AForm 4 →	Sep 6, 9:24 pm EDT	COTY INC.COTY	Edgar O. HuberPresident of Coty Luxury	156,617	—	—	343,874	—
Sep 4, 2018 AForm 4 →	Sep 6, 9:25 pm EDT	COTY INC.COTY	Esra Erkal-PalerChief Global Corp. Affrs. Ofc.	23,492	—	—	23,492	—
May 1, 2018 MForm 4 →	Sep 6, 9:25 pm EDT	COTY INC.COTY	Olivier GoudetDirector	1,666	—	—	50,000	—	late
Sep 5, 2018 CForm 4 →	Sep 6, 9:26 pm EDT	PHIBRO ANIMAL HEALTH CORPPAHC	Jack BendheimPresident and CEO, Director, 10% Owner	20,000	—	—	20,196,034	—
Sep 6, 2018 MForm 4 →	Sep 6, 9:37 pm EDT	Zendesk, Inc.ZEN	Elena GomezChief Financial Officer	1,000	—	—	154,000	—
Sep 5, 2018 XForm 4 →	Sep 7, 7:18 am EDT	LILIS ENERGY, INC.LLEX	Mark Daniel ChristensenDirector	600,000	—	—	220,000	—
Sep 5, 2018 MForm 4 →	Sep 7, 8:32 am EDT	AVX CorpAVX	John LawingSR VP Chief Technology Officer	5,000	—	—	3,160	—
Jul 23, 2018 GForm 4 →	Sep 7, 8:39 am EDT	Hamilton Beach Brands Holding CoHBB	Frank F TaplinOther	3,368	—	—	18,706	—	late
Sep 5, 2018 MForm 4 →	Sep 7, 8:41 am EDT	HORMEL FOODS CORP /DE/HRL	Gary JamisonVice President and Treasurer	8,000	—	—	0	—
Sep 5, 2018 MForm 4 →	Sep 7, 10:39 am EDT	METTLER TOLEDO INTERNATIONAL INC/MTD	William P DonnellyExecutive Vice President	2,873	—	—	0	—
Sep 6, 2018 MForm 4 →	Sep 7, 10:54 am EDT	AMPHENOL CORP /DE/APH	David M SilvermanVice President, Human Resource	7,500	—	—	7,500	—
Sep 7, 2018 DForm 4 →	Sep 7, 11:01 am EDT	WALKER INNOVATION INC.WLKR	Jonathan EllenthalVice Chairman, Director	1,200,000	—	—	0	—
Sep 5, 2018 MForm 4 →	Sep 7, 11:05 am EDT	BRADY CORPBRC	Thomas J FelmerSRVP & Pres., Workplace Safety	11,667	—	—	0	—
Sep 6, 2018 ADForm 4 →	Sep 7, 11:16 am EDT	WALKER INNOVATION INC.WLKR	Kara B JennyChief Financial Officer	1,200,000	—	—	0	—
Sep 6, 2018 ADForm 4 →	Sep 7, 11:33 am EDT	WALKER INNOVATION INC.WLKR	Nathaniel LipmanDirector	365,000	—	—	0	—
Sep 6, 2018 ADForm 4 →	Sep 7, 11:40 am EDT	WALKER INNOVATION INC.WLKR	Richard J SaluteDirector	210,000	—	—	0	—
Sep 6, 2018 ADForm 4 →	Sep 7, 11:47 am EDT	WALKER INNOVATION INC.WLKR	Jonathan SiegelChief Executive Officer, Director	1,700,000	—	—	0	—
Sep 7, 2018 MForm 4 →	Sep 7, 12:19 pm EDT	AMPHENOL CORP /DE/APH	William J DohertyVice President & GGM, ICCP	16,000	—	—	59,000	—
Sep 6, 2018 AForm 4 →	Sep 7, 1:19 pm EDT	MINERALS TECHNOLOGIES INCMTX	Joseph C. BreunigDirector	4	—	—	5,466	—
Sep 6, 2018 AForm 4 →	Sep 7, 1:19 pm EDT	MINERALS TECHNOLOGIES INCMTX	John J CarmolaDirector	7	—	—	8,811	—
Sep 6, 2018 AForm 4 →	Sep 7, 1:20 pm EDT	MINERALS TECHNOLOGIES INCMTX	Robert L ClarkDirector	12	—	—	16,135	—
Sep 6, 2018 AForm 4 →	Sep 7, 1:21 pm EDT	MINERALS TECHNOLOGIES INCMTX	Duane DunhamDirector	21	—	—	27,692	—
Sep 1, 2018 AXForm 4 →	Sep 7, 1:21 pm EDT	HELEN OF TROY LTDHELE	Gary B AbromovitzDirector	—	—	—	0	—	late
Sep 1, 2018 AXForm 4 →	Sep 7, 1:22 pm EDT	HELEN OF TROY LTDHELE	Krista BerryDirector	—	—	—	0	—	late
Sep 6, 2018 AForm 4 →	Sep 7, 1:22 pm EDT	MINERALS TECHNOLOGIES INCMTX	Franklin FederDirector	2	—	—	2,084	—
Sep 1, 2018 AXForm 4 →	Sep 7, 1:22 pm EDT	HELEN OF TROY LTDHELE	Thurman K CaseDirector	—	—	—	0	—	late
Sep 6, 2018 AForm 4 →	Sep 7, 1:22 pm EDT	MINERALS TECHNOLOGIES INCMTX	Donald C WinterDirector	10	—	—	13,007	—
Sep 1, 2018 AXForm 4 →	Sep 7, 1:24 pm EDT	HELEN OF TROY LTDHELE	Timothy F MeekerDirector	—	—	—	0	—	late
Sep 6, 2018 AForm 4 →	Sep 7, 1:24 pm EDT	MINERALS TECHNOLOGIES INCMTX	Marc E RobinsonDirector	8	—	—	10,635	—
Sep 1, 2018 AXForm 4 →	Sep 7, 1:25 pm EDT	HELEN OF TROY LTDHELE	Beryl RaffDirector	—	—	—	0	—	late
Sep 1, 2018 AXForm 4 →	Sep 7, 1:25 pm EDT	HELEN OF TROY LTDHELE	William SusetkaDirector	—	—	—	0	—	late
Sep 1, 2018 AXForm 4 →	Sep 7, 1:26 pm EDT	HELEN OF TROY LTDHELE	Darren G WoodyDirector	—	—	—	0	—	late
Sep 1, 2018 AXForm 4 →	Sep 7, 1:27 pm EDT	HELEN OF TROY LTDHELE	Vincent D CarsonDirector	—	—	—	0	—	late
Sep 6, 2018 AForm 4 →	Sep 7, 1:30 pm EDT	MINERALS TECHNOLOGIES INCMTX	Carolyn K PittmanDirector	1	—	—	1,728	—
Jul 23, 2018 GForm 4/A →	Sep 7, 1:41 pm EDT	Hamilton Beach Brands Holding CoHBB	Frank F TaplinOther	3,368	—	—	18,706	—
Sep 5, 2018 AForm 4 →	Sep 7, 1:44 pm EDT	CASEYS GENERAL STORES INCCASY	Diane C BridgewaterDirector	998	—	—	998	—
Sep 5, 2018 AForm 4 →	Sep 7, 1:45 pm EDT	CASEYS GENERAL STORES INCCASY	David K LenhardtDirector	998	—	—	998	—
Sep 5, 2018 AForm 4 →	Sep 7, 1:45 pm EDT	CASEYS GENERAL STORES INCCASY	Allison M. WingDirector	998	—	—	998	—
Sep 5, 2018 AForm 4 →	Sep 7, 1:46 pm EDT	CASEYS GENERAL STORES INCCASY	Larree M RendaDirector	998	—	—	998	—
Sep 5, 2018 AForm 4 →	Sep 7, 1:47 pm EDT	CASEYS GENERAL STORES INCCASY	H Lynn HorakDirector	998	—	—	998	—
Sep 5, 2018 AForm 4 →	Sep 7, 1:48 pm EDT	CASEYS GENERAL STORES INCCASY	Donald FriesonDirector	998	—	—	998	—
Sep 5, 2018 AForm 4 →	Sep 7, 1:49 pm EDT	CASEYS GENERAL STORES INCCASY	Judy SchmelingDirector	998	—	—	998	—
Sep 5, 2018 AForm 4 →	Sep 7, 1:49 pm EDT	CASEYS GENERAL STORES INCCASY	Cara Kay HeidenDirector	998	—	—	998	—
Sep 5, 2018 MForm 4 →	Sep 7, 1:50 pm EDT	CME GROUP INC.CME	Jack J TobinMD Chief Accounting Officer	7,820	—	—	0	—
Sep 5, 2018 MForm 4 →	Sep 7, 1:50 pm EDT	ACACIA RESEARCH CORPACTG	Robert B Stewart Jr.President	66,115	—	—	13,223	—
Sep 5, 2018 MForm 4 →	Sep 7, 2:38 pm EDT	Integer Holdings CorpITGR	Bill R SanfordDirector	8,650	—	—	0	—
Sep 5, 2018 MForm 4 →	Sep 7, 2:41 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	Annette TumoloExecutive Vice President	600	—	—	2,400	—
Sep 5, 2018 MForm 4 →	Sep 7, 2:43 pm EDT	BIO-RAD LABORATORIES, INC.BIO, BIOB	John HertiaExecutive Vice President	600	—	—	2,400	—
Sep 7, 2018 MForm 4 →	Sep 7, 3:28 pm EDT	PROCTER & GAMBLE CoPG	Kathleen B FishChf Rsch, Dev & Innv Officer	38	—	—	1,016	—
Sep 6, 2018 AForm 4 →	Sep 7, 3:46 pm EDT	Trilogy Metals Inc.TMQ	Tony GiardiniDirector	1,665	—	—	185,824	—
Sep 5, 2018 MForm 4 →	Sep 7, 3:49 pm EDT	APTARGROUP INCATR	Stephen J HaggeDirector	25,000	—	—	25,000	—
Sep 6, 2018 AForm 4 →	Sep 7, 3:51 pm EDT	Trilogy Metals Inc.TMQ	William Beckwith HaydenDirector	1,665	—	—	80,939	—
Sep 6, 2018 AForm 4 →	Sep 7, 3:56 pm EDT	Trilogy Metals Inc.TMQ	William L. Iggiagruk HensleyDirector	1,665	—	—	78,901	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.