SEC Form 4/A · accession 0001127602-18-027022
Hamilton Beach Brands Holding Co · HBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Frank F Taplin
Other
Period of report
Jul 23, 2018
Accepted (ET)
Sep 7, 2018 · 1:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001709164
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 23, 2018 | G | 3,368 | — | A | 18,706 | I | Proportionate LLC interest in shares held by Abigail LLC |
| Class A Common StockF2 | Sep 6, 2018 | S | 99 | $2,286.90 | D | 43,089 | I | Held by a Trust for the benefit of Reporting Person |
| Class A Common StockF2 | Sep 6, 2018 | S | 100 | $2,310.00 | D | 42,989 | I | Held by a Trust for the benefit of Reporting Person |
| Class A Common StockF2 | Sep 6, 2018 | S | 400 | $9,240.00 | D | 42,589 | I | Held by a Trust for the benefit of Reporting Person |
| Class A Common StockF2 | Sep 6, 2018 | S | 500 | $11,550.00 | D | 42,089 | I | Held by a Trust for the benefit of Reporting Person |
| Class A Common StockF2 | Sep 6, 2018 | S | 2,751 | $63,548.10 | D | 39,338 | I | Held by a Trust for the benefit of Reporting Person |
| Class A Common Stock | holding | — | — | — | 1,500 | I | Proportionate LLC interest in shares held by Abigail II, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Jul 23, 2018 | G | 3,368 | A | — | — | Class A Common Stock | 3,368 | 18,706 | I |
| Class B Common StockF1,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 43,188 | 43,188 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 1,500 | 1,500 | I |
Explanation of responses
- F1N/A
- F2Reflects 70 shares of Class A Common Stock that were inadvertently omitted from the Reporting Person's holdings in the Form 4 filed on September 7, 2018.
- F3Reflects 70 shares of Class B Common Stock that were inadvertently omitted from the Reporting Person's holdings in the Form 4 filed on September 7, 2018.